GREENBACKER CAPITAL MANAGEMENT LLC
Adviser information for GREENBACKER CAPITAL MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 200 |
|---|---|
| Investment Advisory/Research | 35 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $3.8B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $3.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $3.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-106529 |
|---|---|
| SEC ERA File Number | 801-106529 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 277101 |
| Legal Entity Identifier | None |
Principal Office
30 DANFORTH STREETSUITE 206
PORTLAND
ME
United States
Monday - Friday, 9AM - 5PM
Tel: 646-556-6611, Fax: None
Chief Compliance Officer
JULIANNE HULL
COUNSEL
30 DANFORTH STREET
SUITE 206
PORTLAND
ME
United States
Tel:
617-233-5916
J************@*********************M
(Full email address available in API data)
Regulatory Contact
CLAUDE VUILLIEME
GENERAL COUNSEL
230 PARK AVENUE
SUITE 1560
NEW YORK
NY
United States
Tel:
646-515-7488
C***************@*********************M
(Full email address available in API data)
Industry Affiliates
| GREENBACKER ADMINISTRATION LLC | Accountant or accounting firm |
| GREENBACKER RENEWABLE ENERGY COMPANY LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GREENBACKER DEVELOPMENT OPPORTUNITIES FUND I (B), L.P. | Private Equity Fund | $40.0M | $0.3M | 1 |
| GREENBACKER DEVELOPMENT OPPORTUNITIES FUND I, L.P. | Private Equity Fund | $101.9M | $0.3M | 79 |
| GREENBACKER DEVELOPMENT OPPORTUNITIES FUND II (B), L.P. | Private Equity Fund | $81.8M | $1.0M | 5 |
| GREENBACKER DEVELOPMENT OPPORTUNITIES FUND II, L.P. | Private Equity Fund | $73.7M | $1.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHEELER, CHARLES, WARWICK STILES | Individual | – | PRESIDENT AND CHIEF INVESTMENT OFFICER | 01/2012 | < 5% |
| SHER, DAVID, HARRIS | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2012 | < 5% |
| HULL, JULIANNE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |
| GREENBACKER RENEWABLE ENERGY CORPORATION | Domestic Entity | – | SOLE MEMBER | 05/2022 | > 75% |
| GREENBACKER RENEWABLE ENERGY COMPANY LLC | Domestic Entity | GREENBACKER RENEWABLE ENERGY CORPORATION | SOLE SHAREHOLDER | 05/2022 | > 75% |
| Vuillieme, Claude | Individual | – | GENERAL COUNSEL | 12/2022 | < 5% |
| SMITH, CHRISTOPHER, LYNN | Individual | – | CHIEF FINANCIAL OFFICER | 02/2024 | < 5% |