AGIS MANAGEMENT LLC
Adviser information for AGIS MANAGEMENT LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $577.0M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $577.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $276.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $300.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-106537 |
|---|---|
| SEC ERA File Number | 801-106537 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172457 |
| Legal Entity Identifier | None |
Principal Office
46 PLYMPTON STREETFOURTH FLOOR
BOSTON
MA
United States
Monday - Friday, 8:30A-5:30P
Tel: 617-350-9894, Fax: 888-471-4843
Chief Compliance Officer
CAROLYN M. BAILEY
CHIEF FINANCIAL OFFICER
46 PLYMPTON STREET
FOURTH FLOOR
BOSTON
MA
United States
Tel:
617-350-9894
Fax:
888-471-4843
C******@**************M
(Full email address available in API data)
Regulatory Contact
JEFFREY A. CONRAD
PRESIDENT
46 PLYMPTON STREET
FOURTH FLOOR
BOSTON
MA
United States
Tel:
617-350-9891
Fax:
888-471-4843
J******@**************M
(Full email address available in API data)
Industry Affiliates
| FOUR CORNERS FARMLAND FUND MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FOUR CORNERS FARMLAND FUND LLC | AGRICULTURE REAL ESTATE | $265.4M | $50.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONRAD, JEFFREY, ALAN | Individual | – | PRESIDENT | 03/2013 | < 5% |
| BAILEY, CAROLYN, MARIE | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 03/2013 | < 5% |
| WARLICK, KENNETH, LOSS | Individual | – | CHIEF INVESTMENT OFFICER | 05/2013 | < 5% |
| AGIS CAPITAL, LLC | Domestic Entity | – | SOLE MEMBER | 03/2013 | > 75% |
| CONRAD, JEFFREY, ALAN | Individual | AGIS CAPITAL, LLC | MANAGING MEMBER | 03/2013 | 50-75% |