AVIVAR CAPITAL, LLC
Adviser information for AVIVAR CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 19 | $443.2M |
| Total | 19 | $443.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 19 | $443.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-106549 |
|---|---|
| SEC ERA File Number | 801-106549 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 215516 |
| Legal Entity Identifier | None |
Principal Office
5250 LANKERSHIM BLVD.SUITE 500
NORTH HOLLYWOOD
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 818-681-6833, Fax: None
Chief Compliance Officer
TINA CASTRO
MANAGING PARTNER
5250 LANKERSHIM BLVD.
SUITE 500
NORTH HOLLYWOOD
CA
United States
Tel:
(818) 681-6833
T******@****************M
(Full email address available in API data)
Regulatory Contact
LISA RICHTER
MANAGING PARTNER
5250 LANKERSHIM BLVD
SUITE 500
NORTH HOLLYWOOD
CA
United States
Tel:
626-318-1129
L*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CASTRO, TINA, NICOLE | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 09/2015 | 50-75% |
| RICHTER, ELISABETH | Individual | – | MANAGING MEMBER | 09/2015 | 50-75% |