PEAKEQUITY PARTNERS MANAGEMENT CO LP
Adviser information for PEAKEQUITY PARTNERS MANAGEMENT CO LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $353.3M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $353.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $353.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-106555 |
|---|---|
| SEC ERA File Number | 801-106555 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281131 |
| Legal Entity Identifier | None |
Principal Office
797 E LANCASTER AVE, STE 200VILLANOVA
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 484-253-0001, Fax: 610-526-2701
Chief Compliance Officer
JAMES BILLMYER
797 E LANCASTER AVE, STE 200
VILLANOVA
PA
United States
Tel:
610-230-0580
Fax:
610-526-2701
J********@********************M
(Full email address available in API data)
Regulatory Contact
LISA CORSE
ADMINISTRATIVE ASSISTANT
797 E LANCASTER AVE, STE 200
VILLANOVA
PA
United States
Tel:
610-230-0563
Fax:
610-526-2701
L*****@*************M
(Full email address available in API data)
Industry Affiliates
| GRAYPEAK GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MILESTONE FS INSURE GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MILESTONE PARTNERS | Other investment adviser, including financial planners |
| MILESTONE PARTNERS FS GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MILESTONE PARTNERS III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MILESTONE PARTNERS IV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PEAKEQUITY PARTNERS I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GRAYPEAK II L.P. | Private Equity Fund | $2.0M | $5.0M | 20 |
| GRAYPEAK L.P. | Private Equity Fund | $1.6M | $5.0M | 118 |
| HIGHPEAK INVESTMENT L.P. | Private Equity Fund | $309.5M | $0.1M | 34 |
| PEAKEQUITY PARTNERS I, L.P. | Private Equity Fund | $40.2M | $5.0M | 279 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CASE, GREGORY, CLARENCE | Individual | – | LIMITED PARTNER | 12/2014 | > 75% |
| CASEWINN, LLC | Domestic Entity | – | GENERAL PARTNER | 12/2014 | < 5% |
| CASE, GREGORY, CLARENCE | Individual | CASEWINN, LLC | MEMBER AND MANAGER | 12/2014 | > 75% |
| TODD, MICHAEL, ANTHONY | Individual | – | CHIEF FINANCIAL OFFICER | 02/2022 | < 5% |
| BILLMYER, JAMES, CAMERON | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |