LESLIE GLOBAL WEALTH, LLC
Adviser information for LESLIE GLOBAL WEALTH, LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 946 | $361.7M |
| Non-Discretionary | 0 | $0 |
| Total | 946 | $361.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 222 | $55.0M |
| HNW Individuals | 148 | $306.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-106556 |
|---|---|
| SEC ERA File Number | 801-106556 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128202 |
| Legal Entity Identifier | None |
Principal Office
500 PARK BLVDSUITE 1440
ITASCA
IL
United States
Monday - Friday, 8:30AM - 5PM
Tel: 312-946-1000, Fax: 312-946-1002
Chief Compliance Officer
BARRY D. LESLIE
OWNER/MANAGING MEMBER
500 PARK BLVD
SUITE 1440
ITASCA
IL
United States
Tel:
312-946-1000
Fax:
312-946-1002
B******@*********************M
(Full email address available in API data)
Regulatory Contact
GARY DEMPSEY
RELATIONSHIP MANAGER
500 PARK BLVD
SUITE 1440
ITASCA
IL
United States
Tel:
312-946-1000
Fax:
312-946-1002
G***@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LESLIE, BARRY, DONALD | Individual | – | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | 03/2012 | > 75% |