BNY MELLON INVESTOR SOLUTIONS, LLC
Adviser information for BNY MELLON INVESTOR SOLUTIONS, LLC last updated from Form ADV on March 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 54 |
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Investment Advisory/Research | 37 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 4 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 9 | $853.0M |
Non-Discretionary | 0 | $0 |
Total | 9 | $853.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 6 | $153.7M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | <5 | $497.4M |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | <5 | $201.8M |
Type | Number |
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No. of Non-RAUM Clients | 16 |
No. of Non-U.S. Clients | 36 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
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Compensation | % of AUMFixed feesPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 801-106578 |
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SEC ERA File Number | 801-106578 |
SEC CIK Numbers | None |
SEC CRD Numbers | 277132 |
Legal Entity Identifier | None |
Principal Office
BNY MELLON CENTER201 WASHINGTON STREET, 7TH FLOOR
BOSTON
MA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 6172486016, Fax: None
Chief Compliance Officer
JULIA BRAITHWAITE
201 WASHINGTON STREET
7TH FLOOR
BOSTON
MA
United States
Tel:
617-248-6016
J****************@************M
(Full email address available in API data)
Industry Affiliates
ARX INVESTIMENTOS LTDA | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
BNY MELLON ALOCACAO DE PATRIMONIO LTDA | Other investment adviser, including financial planners |
BNY MELLON ASSET MANAGEMENT CANADA LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
BNY MELLON BANCO S.A. | Banking or thrift institutionTrust company |
BNY MELLON CAPITAL MARKETS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor |
BNY MELLON ETF INVESTMENT ADVISER, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
BNY MELLON FUND MANAGERS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
BNY MELLON IM KOREA LIMITED | Other investment adviser, including financial planners |
BNY MELLON INTERNATIONAL MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
BNY MELLON INVESTMENT ADVISER, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
BNY MELLON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED | Other investment adviser, including financial planners |
BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED | Other investment adviser, including financial planners |
BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED | Other investment adviser, including financial planners |
BNY MELLON NATIONAL ASSOCIATION | Other investment adviser, including financial plannersBanking or thrift institutionTrust company |
BNY MELLON SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
BNY MELLON TRUST COMPANY OF ILLINOIS | Banking or thrift institutionTrust company |
BNY MELLON TRUST OF DELAWARE | Other investment adviser, including financial plannersBanking or thrift institutionTrust company |
CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY | Banking or thrift institutionTrust company |
CIBC MELLON TRUST COMPANY | Banking or thrift institutionTrust company |
HEDGEMARK SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
IM EMEA | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
INSIGHT INVESTMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
INSIGHT INVESTMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
INSIGHT INVESTMENT AUSTRALIA PTY LIMITED | Other investment adviser, including financial planners |
INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
INSIGHT INVESTMENT MANAGEMENT (IRELAND) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
LOCKWOOD ADVISORS INC | Other investment adviser, including financial planners |
MELLON HEDGE ADVISORS | Other investment adviser, including financial planners |
MELLON INVESTMENTS CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
NEWTON INVESTMENT MANAGEMENT JAPAN LTD. | Other investment adviser, including financial planners |
NEWTON INVESTMENT MANAGEMENT LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
NEWTON INVESTMENT MANAGEMENT NORTH AMERICA | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
PERSHING (CHANNEL ISLANDS) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
PERSHING ADVISOR SOLUTIONS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
PERSHING LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
PERSHING LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
PERSHING SECURITIES CANADA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
PERSHING SECURITIES INTERNATIONAL LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
PERSHING SECURITIES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
PERSHING SECURITIES SINGAPORE PRIVATE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
THE BANK OF NEW YORK MELLON | Other investment adviser, including financial plannersBanking or thrift institutionTrust company |
THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED | Banking or thrift institutionTrust company |
THE BANK OF NEW YORK MELLON SA/NV | Banking or thrift institution |
THE BANK OF NEW YORK MELLON SECURITIES COMPANY JAPAN LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | Banking or thrift institutionTrust company |
THE BANK OF NEW YORK MELLON, S.A., INSTITUCION DE BANCA MULTIPLE | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersTrust company |
WALTER SCOTT & PARTNERS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MBC INVESTMENTS CORPORATION | Domestic Entity | – | OWNER | 06/2015 | > 75% |
THE BANK OF NEW YORK MELLON CORPORATION | Domestic Entity | MBC INVESTMENTS CORPORATION | OWNER | 05/1987 | > 75% |
BRAITHWAITE, JULIA | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
DIPETRILLO, DAVID, JOHN | Individual | – | ELECTED MANAGER | 01/2020 | < 5% |
NUZZO, MICHAEL | Individual | – | ELECTED MANAGER | 01/2020 | < 5% |
REHN, GERALD, DENNIS | Individual | – | ELECTED MANAGER | 01/2020 | < 5% |
WEIR, PAUL, ANTHONY | Individual | – | ELECTED MANAGER AND CHIEF OPERATING OFFICER | 01/2020 | < 5% |
Grant, Sinead, Mary | Individual | – | ELECTED MANAGER AND PRESIDENT | 07/2021 | < 5% |