CORONATION INVESTMENT MANAGEMENT INTERNATIONAL (PTY) LTD
Adviser information for CORONATION INVESTMENT MANAGEMENT INTERNATIONAL (PTY) LTD last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | South Africa |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $4.1B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $4.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $3.5B |
| Pension and profit sharing plans | 6 | $654.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 90 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-106590 |
|---|---|
| SEC ERA File Number | 801-106590 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281225 |
| Legal Entity Identifier | None |
Principal Office
7TH FLOOR, MONTCLARE PLACECNR CAMPGROUND & MAIN ROADS
CLAREMONT, CAPE TOWN
South Africa
Monday - Friday, 8AM-5PM
Tel: +27 21 6802000, Fax: +27 21 6802100
Chief Compliance Officer
MARK BARRATT
7TH FLOOR MONTCLARE PLACE
CNR CAMPGROUND & MAIN RDS, CLAREMONT
CAPE TOWN
South Africa
Tel:
+27 21 6802000
Fax:
+27 21 6802100
M*******@*************M
(Full email address available in API data)
Regulatory Contact
JAMIE ROWLAND
COMPLIANCE OFFICER
7TH FLOOR MONTCLARE PLACE
CNR CAMPGROUND & MAIN RDS, CLAREMONT
CAPE TOWN
South Africa
Tel:
+27 21 6802000
Fax:
+27 21 6802100
J*******@*************M
(Full email address available in API data)
Industry Affiliates
| CORONATION ALTERNATIVE INVESTMENT MANAGERS (PTY) LTD | Other investment adviser, including financial planners |
| CORONATION ASSET MANAGEMENT (PTY) LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CORONATION FUND MANAGERS LTD | Sponsor, GP, manager of pooled investment vehicles |
| CORONATION GLOBAL FUND MANAGERS (IRELAND) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CORONATION INTERNATIONAL LIMITED | Other investment adviser, including financial planners |
| CORONATION INVESTMENT MANAGEMENT SA (PTY) LTD | Sponsor, GP, manager of pooled investment vehicles |
| CORONATION INVESTMENT SERVICES (PTY) LTD | Sponsor, GP, manager of pooled investment vehicles |
| CORONATION LIFE ASSURANCE COMPANY LIMITED | Insurance company or agency |
| CORONATION MANAGEMENT COMPANY (RF) (PTY) LTD | Sponsor, GP, manager of pooled investment vehicles |
| NAMIBIA ASSET MANAGEMENT LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEINBERGER, KARL, FRANCIS | Individual | – | CHIEF INVESTMENT OFFICER | 10/2015 | < 5% |
| TOTARAM, KIRSHNI (NMN) | Individual | – | HEAD OF INSTITUTIONAL BUSINESS AND MEMEBER OF THE EXECUTIVE COMMITTEE | 10/2015 | < 5% |
| CHESTER, NEVILLE, JAMES | Individual | – | SENIOR PORTFOLIO MANAGER | 10/2015 | < 5% |
| PILLAY, ANTON, CLARENCE | Individual | – | CHIEF EXECUTIVE OFFICER/DIRECTOR AND MEMBER OF THE EXECUTIVE COMMITTEE | 10/2015 | < 5% |
| BARRATT, MARK, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER/HEAD OF GLOBAL RISK AND COMPLIANCE | 10/2015 | < 5% |
| SMITH, LLEWELLYN, PETER | Individual | – | CHIEF OPERATING OFFICER AND MEMBER OF EXECUTIVE COMMITTEE | 10/2015 | < 5% |
| KOEKEMOER, PIETER, JOHANNES | Individual | – | HEAD OF RETAIL AND MEMBER OF EXECUTIVE COMMITTEE | 10/2015 | < 5% |
| CORONATION FUND MANAGERS LTD | Foreign Entity | – | OWNER | 10/2015 | > 75% |
| MUSEKIWA, MARY-ANNE, DIMAKATSO | Individual | – | CHIEF FINANCIAL OFFICER | 06/2019 | < 5% |
| MARTIN, CLINTON, GEORGE | Individual | – | DIRECTOR | 10/2015 | < 5% |