FUTURA ASSET ADVISORS LLC
Adviser information for FUTURA ASSET ADVISORS LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 36 | $305.3M |
| Non-Discretionary | 1 | $5.5M |
| Total | 37 | $310.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 19 | $194.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $33.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $29.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $54.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-106591 |
|---|---|
| SEC ERA File Number | 801-106591 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136285 |
| Legal Entity Identifier | None |
Principal Office
2121 PONCE DE LEON BLVDSUITE 405
CORAL GABLES
FL
United States
Monday - Friday, 9:00-5:00
Tel: (305) 774-9906, Fax: (306) 774-9910
Chief Compliance Officer
CATALINA REY
2121 PONCE DE LEON BLVD
SUITE 405
CORAL GABLES
FL
United States
Tel:
(305) 774-9906
Fax:
(306) 774-9910
C***@*****************M
(Full email address available in API data)
Regulatory Contact
HENRY URQUIDI
PRESIDENT
2121 PONCE DE LEON BLVD
SUITE 405
CORAL GABLES
FL
United States
Tel:
(305) 774-9906
Fax:
(306) 774-9910
H*******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CARMEL ETP (SERIES 464) NOTES DUE 2041 | SECURED NOTE | $9.5M | $0.1M | 2 |
| GALIL ETP (SERIES 463) NOTES DUE 2041 | SECURED NOTE | $10.3M | $0.1M | 1 |
| MIGDAL ETP (SERIES 461) NOTES DUE 2041 | SECURED NOTE | $13.6M | $0.1M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| URQUIDI, EDWARD, HENRY | Individual | – | PRESIDENT | 05/2005 | > 75% |
| REY DE SA, CATALINA | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |