SIGNATURE INTELLIGENT PORTFOLIOS, LLC
Adviser information for SIGNATURE INTELLIGENT PORTFOLIOS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 237 | $13.2M |
| Non-Discretionary | 0 | $0 |
| Total | 237 | $13.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 162 | $11.4M |
| HNW Individuals | 18 | $1.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-106603 |
|---|---|
| SEC ERA File Number | 801-106603 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281391 |
| Legal Entity Identifier | None |
Principal Office
2121 AVENUE OF THE STARSSUITE 1600
LOS ANGELES
CA
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 844-839-7353, Fax: 310-712-2345
Websites
Chief Compliance Officer
ERIC Z. ROSEN
CHIEF COMPLIANCE OFFICER
2121 AVE. OF THE STARS
STE 1600
LOS ANGELES
CA
United States
Tel:
310-712-2323
Fax:
310-712-2345
E*****@*******M
(Full email address available in API data)
Regulatory Contact
ALEX KIM
2121 AVE. OF THE STARS
STE 1600
LOS ANGELES
CA
United States
Tel:
310-712-2323
Fax:
310-712-2345
A***@*******M
(Full email address available in API data)
Industry Affiliates
| SCIS | Insurance company or agency |
| SEIA | Other investment adviser, including financial planners |
| SEIS | Insurance company or agency |
| SIGNATURE INVESTMENT ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLMES, BRIAN, DAVID | Individual | – | PRESIDENT/CEO | 08/2015 | < 5% |
| SEIA | Domestic Entity | – | MEMBER | 08/2015 | > 75% |
| MCCOY, DERON, TALMADGE | Individual | – | CHIEF INVESTMENT OFFICER | 08/2015 | < 5% |
| FUSARO, JOSEPH, LAWRENCE | Individual | – | DIRECTOR OF OPERATIONS | 08/2015 | < 5% |
| ROSEN, ERIC, ZACHARY | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2017 | < 5% |
| SIGNATURE FINANCIAL SERVICES GROUP | Domestic Entity | – | SHAREHOLDER | 10/2022 | > 75% |
| SEIA, LLC | Domestic Entity | SIGNATURE FINANCIAL SERVICES GROUP | SHAREHOLDER | 10/2022 | 50-75% |
| REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND V (PE FUND III), L.P. | Domestic Entity | SEIA, LLC | LIMITED PARTNER | 10/2022 | 25-50% |
| REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND V (PE FUND III) GP, L.P. | Domestic Entity | REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND V (PE FUND III), L.P. | GENERAL PARTNER | 06/2021 | |
| REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND V (PE FUND III) GP, LLC | Domestic Entity | REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND V (PE FUND III) GP, L.P. | GENERAL PARTNER | 06/2021 | |
| BERLINSKI, MILTON, RALPH | Individual | REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND V (PE FUND III) GP, LLC | MANAGING MEMBER | 06/2021 |