Hedge Fund Database

WEALTH MANAGEMENT SOLUTIONS

WEALTH MANAGEMENT SOLUTIONS LLC Legal Name

Adviser information for WEALTH MANAGEMENT SOLUTIONS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,803 $388.9M
Non-Discretionary 0 $0
Total 1,803 $388.9M

Clients

Type Number RAUM
Individuals 271 $102.9M
HNW Individuals 130 $271.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 12 $13.9M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $250,000
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-106607
SEC ERA File Number 801-106607
SEC CIK Numbers 1905979
SEC CRD Numbers 264793
Legal Entity Identifier None

Principal Office

300 NORTH POTTSTOWN PIKE
SUITE 240
EXTON
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 610-524-7031, Fax: None

Websites

www.wmsplan.com/

Chief Compliance Officer

MARTIN HOPKINS
CEO & CCO
1731 RIVER ROAD
ANNAPOLIS
MD
United States
Tel: 410-757-7980
(Full email address available in API data)

Regulatory Contact

TANU HAPPONEN
PRESIDENT
300 NORTH POTTSTOWN PIKE
SUITE 240
EXTON
PA
United States
Tel: 610-524-7031
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HAPPONEN, MARKKU, TANELI Individual – PRESIDENT 07/2021 < 5%
SILVER BIRCH PARTNERS, LLC Domestic Entity – MEMBER 07/2021 50-75%
M.L. HOPKINS & CO., LLC Domestic Entity – MEMBER 07/2021 25-50%
HOPKINS, MARTIN, LLEWELLYN Individual – CEO & CCO 07/2021 < 5%
HAPPONEN, MARKKU, TANELI Individual SILVER BIRCH PARTNERS, LLC MEMBER 07/2021 > 75%
HOPKINS, MARTIN, LLEWELLYN Individual M.L. HOPKINS & CO., LLC MEMBER 05/2001 > 75%

No. Employees, Historic

105020192020202120222023202420255 on 7/1/20196 on 3/26/20206 on 6/30/20205 on 3/8/20218 on 7/1/20218 on 7/22/20218 on 10/22/20218 on 11/18/20217 on 3/15/20227 on 10/19/20226 on 3/27/20236 on 3/29/20236 on 3/26/2024

RAUM, Historic

400M200M02019202020212022202320242025140465302 on 7/1/2019160486208 on 3/26/2020160486208 on 6/30/2020176682434 on 3/8/2021176682434 on 7/1/2021176682434 on 7/22/2021176682434 on 10/22/2021176682434 on 11/18/2021385535080 on 3/15/2022385535080 on 10/19/2022352067761 on 3/27/2023352067761 on 3/29/2023388877348 on 3/26/2024

No. Clients, Historic

50025002019202020212022202320242025374 on 7/1/2019279 on 3/26/2020279 on 6/30/2020264 on 3/8/2021264 on 7/1/2021264 on 7/22/2021264 on 10/22/2021264 on 11/18/2021428 on 3/15/2022428 on 10/19/2022418 on 3/27/2023418 on 3/29/2023415 on 3/26/2024

Holdings

From latest 13F, filed October 25th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 783K 5K –
ADVENT CONV & INCOME FD COM 626K 60K –
AIR PRODS & CHEMS INC COM 308K 1K –
AMAZON COM INC COM 308K 2K –
AMGEN INC COM 371K 1K –
APPLE INC COM 3M 15K –
ARMSTRONG WORLD INDS INC NEW COM 588K 8K –
AUTOMATIC DATA PROCESSING IN COM 211K 878 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 328K 936 –
BLACKROCK DEBT STRATEGIES FD COM NEW 753K 73K –
BLACKSTONE INC COM 522K 5K –
BNY MELLON STRATEGIC MUN BD COM 124K 25K –
BONDBLOXX ETF TRUST BLOOMBERG SIX MN 895K 18K –
BROADCOM INC COM 380K 458 –
CAPITAL ONE FINL CORP COM 382K 4K –
CISCO SYS INC COM 576K 11K –
COCA COLA CO COM 405K 7K –
EA SERIES TRUST US QUAN MOMENTUM 528K 12K –
EATON VANCE TAX-MANAGED GLOB COM 133K 17K –
EATON VANCE TAX-MANAGED GLOB COM 86K 12K –
EXELON CORP COM 284K 8K –
EXXON MOBIL CORP COM 1M 9K –
FLOWERS FOODS INC COM 537K 24K –
FRANKLIN TEMPLETON ETF TR FTSE JAPAN ETF 305K 12K –
FRANKLIN TEMPLETON ETF TR FTSE JAPAN HDG 480K 15K –
GENERAL DYNAMICS CORP COM 512K 2K –
HIGHLAND OPPORTUNITIES HIGHLAND INCOME 410K 51K –
HOME DEPOT INC COM 473K 2K –
INNOVATOR ETFS TR US EQTY PWR BUF 458K 14K –
INTEL CORP COM 547K 15K –
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 338K 4K –
ISHARES TR EAFE SML CP ETF 4M 73K –
ISHARES TR MSCI USA MMENTM 18M 129K –
ISHARES TR MSCI USA QLT FCT 9M 65K –
ISHARES TR MSCI USA MIN VOL 420K 6K –
ISHARES TR CORE S&P SCP ETF 2M 17K –
ISHARES TR CORE S&P TTL STK 3M 30K –
ISHARES TR EAFE GRWTH ETF 453K 5K –
ISHARES TR EAFE VALUE ETF 609K 12K –
ISHARES TR MSCI USA VALUE 427K 5K –
ISHARES TR 7-10 YR TRSY BD 931K 10K –
ISHARES TR ESG AWR MSCI USA 1M 11K –
ISHARES TR CORE S&P500 ETF 525K 1K –
ISHARES TR S&P 500 GRWT ETF 326K 5K –
ISHARES TR RUS 1000 GRW ETF 450K 2K –
ISHARES TR S&P 500 VAL ETF 207K 1K –
ISHARES TR RUS 1000 VAL ETF 398K 3K –
JOHNSON & JOHNSON COM 2M 11K –
JPMORGAN CHASE & CO COM 403K 3K –
MCDONALDS CORP COM 574K 2K –
MEDTRONIC PLC SHS 400K 5K –
MICROSOFT CORP COM 1M 4K –
NUVEEN AMT FREE QLTY MUN INC COM 159K 16K –
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 127K 12K –
NUVEEN QUALITY MUNCP INCOME COM 137K 14K –
NVIDIA CORPORATION COM 298K 686 –
PGIM HIGH YIELD BOND FUND IN COM 499K 42K –
PIMCO ETF TR INV GRD CRP BD 278K 3K –
PROSHARES TR S&P 500 DV ARIST 367K 4K –
QUALCOMM INC COM 214K 2K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 29M 414K –
SCHWAB STRATEGIC TR US TIPS ETF 791K 16K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 348K 3K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 569K 18K –
SPDR S&P 500 ETF TR TR UNIT 207K 484 –
SPDR SER TR PORTFOLI S&P1500 14M 267K –
SPDR SER TR PORTFOLIO S&P600 8M 205K –
SPDR SER TR PORTFOLIO AGRGTE 2M 95K –
SPDR SER TR BLOOMBERG 1-3 MO 687K 7K –
SYSCO CORP COM 651K 10K –
UNION PAC CORP COM 251K 1K –
UNITED PARCEL SERVICE INC CL B 280K 2K –
VANECK ETF TRUST IG FLOATING RATE 10M 400K –
VANGUARD INDEX FDS TOTAL STK MKT 495K 2K –
VANGUARD WORLD FDS HEALTH CAR ETF 11M 47K –
VERIZON COMMUNICATIONS INC COM 720K 22K –
VIRTUS DIVIDEND INTEREST & P COM 1M 126K –
WALMART INC COM 223K 1K –
WATSCO INC COM 217K 575 –
WEST PHARMACEUTICAL SVSC INC COM 375K 1K –
WISDOMTREE TR FLOATNG RAT TREA 276K 5K –
WORLD GOLD TR SPDR GLD MINIS 207K 6K –