CLOVERLAY INVESTMENT MANAGEMENT, LLC
Adviser information for CLOVERLAY INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $810.7M |
| Non-Discretionary | 4 | $660.6M |
| Total | 12 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $16.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $1.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
161 WASHINGTON STREETSUITE 1650
CONSHOHOCKEN
PA
United States
Monday - Friday, 9AM-5PM
Tel: 484-262-5020, Fax: None
Chief Compliance Officer
OMAR HASSAN
CFO, PARTNER
161 WASHINGTON STREET
SUITE 1650
CONSHOHOCKEN
PA
United States
Tel:
484-262-5020
O**@************M
(Full email address available in API data)
Regulatory Contact
JANE SHAHMANESH
220 W 93RD ST
SUITE 8C
NEW YORK
NY
United States
Tel:
484-262-5020
J***@***********M
(Full email address available in API data)
Industry Affiliates
| CLOVERLAY BRAVO GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CLOVERLAY BRAVO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CLOVERLAY GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CLOVERLAY GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CLOVERLAY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CLOVERLAY LEAHI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CLOVERLAY SOLUTIONS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CLOVERLAY DIRECT ASSETS, LP | Private Equity Fund | $55.1M | $5.0M | 39 |
| CLOVERLAY FUND I (OFFSHORE), LP | Private Equity Fund | $36.2M | $1.0M | 9 |
| CLOVERLAY FUND I L.P. | Private Equity Fund | $133.8M | $1.0M | 137 |
| CLOVERLAY FUND II, LP | Private Equity Fund | $205.8M | $5.0M | 102 |
| CLOVERLAY SOLUTIONS (BRAVO) L.P. | Private Equity Fund | $193.0M | $1.0M | 5 |
| CLOVERLAY SOLUTIONS (LEAHI CAPITAL) L.P. | Private Equity Fund | $291.2M | $1.0M | 2 |
| CLOVERLAY SOLUTIONS L.P. - SERIES ALPHA | Private Equity Fund | $194.3M | $1.0M | 5 |
| CLOVERLAY SPORTS ASSETS SPV L.P. | Private Equity Fund | $33.8M | $1.0M | 1 |
| COVERLAY FUND III, LP | Private Equity Fund | $151.7M | $5.0M | 18 |
| COVERLAY SOLUTIONS (BRAVO II) L.P. | Private Equity Fund | $160.3M | $1.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RODZEWICZ, CHRISTOPHER | Individual | – | MANAGER OF CLOVERLAY PARTNERS MANAGEMENT COMPANY, LLC | 06/2015 | < 5% |
| COLLINS, JEFFREY, NEWLAND | Individual | – | MANAGER OF CLOVERLAY PARTNERS MANAGEMENT COMPANY, LLC | 06/2015 | < 5% |
| CLOVERLAY PARTNERS MANAGEMENT COMPANY, LLC | Domestic Entity | – | PARENT HOLDING COMPANY OF CLOVERLAY INVESTMENT MANAGEMENT, LLC | 11/2014 | > 75% |
| PULFREY, CORY, SCOTT | Individual | – | MANAGER OF CLOVERLAY PARTNERS MANAGEMENT COMPANY, LLC | 06/2015 | < 5% |
| RODZEWICZ, CHRISTOPHER | Individual | CLOVERLAY PARTNERS MANAGEMENT COMPANY, LLC | MANAGER OF CLOVERLAY PARTNERS MANAGEMENT COMPANY, LLC | 06/2015 | |
| PULFREY, CORY, SCOTT | Individual | CLOVERLAY PARTNERS MANAGEMENT COMPANY, LLC | MANAGER OF CLOVERLAY PARTNERS MANAGEMENT COMPANY, LLC | 06/2015 | |
| COLLINS, JEFFREY, NEWLAND | Individual | CLOVERLAY PARTNERS MANAGEMENT COMPANY, LLC | MANAGER OF CLOVERLAY PARTNERS MANAGEMENT COMPANY, LLC | 06/2015 | 25-50% |
| HASSAN, OMAR | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 10/2015 | < 5% |
| CORBETT, KENDRA, HASS | Individual | – | MANAGER OF CLOVERLAY PARTNERS MANAGEMENT COMPANY, LLC | 01/2021 | < 5% |