Hedge Fund Database

ARMSTRONG DIXON

ADE, LLC Legal Name

Adviser information for ARMSTRONG DIXON last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 6
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 823 $299.8M
Non-Discretionary 53 $12.3M
Total 876 $312.1M

Clients

Type Number RAUM
Individuals 178 $38.6M
HNW Individuals 127 $268.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.5M
Charitable organizations <5 $1.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $1.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 7
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-106631
SEC ERA File Number 801-106631
SEC CIK Numbers 1845950
SEC CRD Numbers 168345
Legal Entity Identifier None

Principal Office

1500 SULGRAVE AVE
BALTIMORE
MD
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 443-563-1111, Fax: 443-563-1119

Websites

facebook.com/armstrong-dixon-199496843558567/ www.linkedin.com/company/armstrong-and-dixon/ www.armstrongdixon.com

Chief Compliance Officer

KATIE BROWN
CHIEF OPERATIONAL OFFICER
1500 SULGRAVE AVE
BALTIMORE
MD
United States
Tel: 443-563-1115
Fax: 443-563-1119
(Full email address available in API data)

Regulatory Contact

HUGH J BRESLIN, IV
PARTNER
1500 SULGRAVE AVE
BALTIMORE
MD
United States
Tel: 443-563-1114
Fax: 443-563-1119
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ARMSTRONG, GREGORY, PAUL Individual – MANAGING MEMBER 08/2013 50-75%
BROWN, KATIE, ANNE Individual – CHIEF COMPLIANCE OFFICER 03/2018 10-25%
BRESLIN, HUGH, JOSEPH Individual – MEMBER 03/2018 50-75%

No. Employees, Historic

105020192020202120222023202420258 on 10/21/20198 on 11/6/20198 on 3/23/20208 on 6/22/20208 on 7/15/20208 on 7/16/20208 on 10/15/20208 on 11/23/20208 on 12/16/20206 on 3/26/20216 on 3/26/20216 on 3/29/20216 on 5/5/20216 on 9/7/20216 on 9/28/20216 on 10/13/20216 on 10/19/20216 on 11/9/20216 on 12/8/20216 on 2/4/20226 on 3/26/20226 on 6/13/20226 on 6/23/20226 on 6/28/20226 on 7/13/20226 on 12/2/20226 on 3/27/20236 on 4/5/20236 on 3/29/2024

RAUM, Historic

400M200M02019202020212022202320242025183327633 on 10/21/2019183327633 on 11/6/2019228886051 on 3/23/2020228886051 on 6/22/2020228886051 on 7/15/2020228886051 on 7/16/2020228886051 on 10/15/2020228886051 on 11/23/2020228886051 on 12/16/2020284115364 on 3/26/2021284115364 on 3/26/2021284115364 on 3/29/2021284115364 on 5/5/2021284115364 on 9/7/2021284115364 on 9/28/2021284115364 on 10/13/2021284115364 on 10/19/2021284115364 on 11/9/2021284115364 on 12/8/2021284115364 on 2/4/2022275603478 on 3/26/2022275603478 on 6/13/2022275603478 on 6/23/2022275603478 on 6/28/2022275603478 on 7/13/2022275603478 on 12/2/2022271960031 on 3/27/2023271960031 on 4/5/2023312066617 on 3/29/2024

No. Clients, Historic

40020002019202020212022202320242025328 on 10/21/2019328 on 11/6/2019323 on 3/23/2020323 on 6/22/2020323 on 7/15/2020323 on 7/16/2020323 on 10/15/2020323 on 11/23/2020323 on 12/16/2020333 on 3/26/2021333 on 3/26/2021333 on 3/29/2021333 on 5/5/2021333 on 9/7/2021333 on 9/28/2021333 on 10/13/2021333 on 10/19/2021333 on 11/9/2021333 on 12/8/2021333 on 2/4/2022292 on 3/26/2022292 on 6/13/2022292 on 6/23/2022292 on 6/28/2022292 on 7/13/2022292 on 12/2/2022250 on 3/27/2023250 on 4/5/2023310 on 3/29/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 293K 2K –
AMAZON COM INC COM 443K 2K –
AMGEN INC COM 375K 1K –
ANALOG DEVICES INC COM 251K 1K –
APPLE INC COM 3M 16K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 561K 1K –
BOEING CO COM 280K 2K –
BOOZ ALLEN HAMILTON HLDG COR CL A 2M 10K –
CHEVRON CORP NEW COM 318K 2K –
CISCO SYS INC COM 297K 6K –
COCA COLA CO COM 341K 5K –
DISNEY WALT CO COM 249K 3K –
ECOLAB INC COM 584K 2K –
ELI LILLY & CO COM 234K 259 –
EMERSON ELEC CO COM 842K 8K –
ERIE INDTY CO CL A 539K 1K –
EXXON MOBIL CORP COM 1M 9K –
HERSHEY CO COM 629K 3K –
HOME DEPOT INC COM 541K 2K –
HUBBELL INC COM 327K 894 –
ISHARES INC CORE MSCI EMKT 1M 23K –
ISHARES TR 0-3 MNTH TREASRY 709K 7K –
ISHARES TR CORE MSCI EAFE 4M 55K –
ISHARES TR CORE MSCI TOTAL 1M 20K –
ISHARES TR CORE S&P MCP ETF 357K 6K –
ISHARES TR CORE S&P SCP ETF 970K 9K –
ISHARES TR CORE S&P500 ETF 16M 29K –
ISHARES TR EAFE VALUE ETF 3M 56K –
ISHARES TR MBS ETF 679K 7K –
ISHARES TR MSCI INTL MOMENT 304K 8K –
ISHARES TR MSCI USA MIN VOL 5M 57K –
ISHARES TR MSCI USA QLT FCT 5M 29K –
ISHARES TR NATIONAL MUN ETF 8M 79K –
ISHARES TR RUS 1000 ETF 2M 6K –
ISHARES TR RUS MDCP VAL ETF 835K 7K –
ISHARES TR S&P 100 ETF 276K 1K –
ISHARES TR SHRT NAT MUN ETF 3M 27K –
ISHARES TR US TREAS BD ETF 614K 27K –
ISHARES TR USD INV GRDE ETF 331K 7K –
JOHNSON & JOHNSON COM 346K 2K –
JPMORGAN CHASE & CO. COM 363K 2K –
KKR & CO INC COM 400K 4K –
LANCASTER COLONY CORP COM 904K 5K –
MCDONALDS CORP COM 210K 823 –
MICROSOFT CORP COM 3M 7K –
OATLY GROUP AB SPONSORED ADS 14K 15K –
ORACLE CORP COM 587K 4K –
PACER FDS TR TRENDP US LAR CP 2M 35K –
PACER FDS TR TRENDP US MID CP 588K 17K –
PACER FDS TR TRENDPILOT INTL 666K 23K –
PEPSICO INC COM 227K 1K –
PFIZER INC COM 345K 12K –
PHILIP MORRIS INTL INC COM 361K 4K –
PIMCO ETF TR ENHAN SHRT MA AC 603K 6K –
PROCTER AND GAMBLE CO COM 755K 5K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 317K 9K –
SPDR GOLD TR GOLD SHS 292K 1K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 4M 101K –
SPDR S&P 500 ETF TR TR UNIT 377K 693 –
SPROTT ETF TRUST GOLD MINERS ETF 606K 23K –
SPROTT PHYSICAL GOLD TR UNIT 800K 44K –
SPROTT PHYSICAL SILVER TR TR UNIT 306K 31K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 276K 7K –
T ROWE PRICE ETF INC CAP APPRECIATION 2M 55K –
TESLA INC COM 286K 1K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 13M 266K –
VANGUARD INDEX FDS GROWTH ETF 3M 7K –
VANGUARD INDEX FDS REAL ESTATE ETF 238K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 21M 43K –
VANGUARD INDEX FDS TOTAL STK MKT 214K 801 –
VANGUARD INDEX FDS VALUE ETF 2M 15K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 409K 9K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 776K 7K –
VANGUARD MUN BD FDS TAX EXEMPT BD 789K 16K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 336K 4K –
VANGUARD STAR FDS VG TL INTL STK F 8M 128K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 12M 233K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 589K 5K –
WASTE MGMT INC DEL COM 290K 1K –