PRESERVER PARTNERS
PRESERVER PARTNERS LLC Legal Name
Adviser information for PRESERVER PARTNERS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $172.9M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $172.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $7.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $165.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-106636 |
|---|---|
| SEC ERA File Number | 801-106636 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152356 |
| Legal Entity Identifier | None |
Principal Office
425 MADISON AVENUEMEMPHIS
TN
United States
Monday - Friday, 8:00-5:00
Tel: 901-755-4737, Fax: 901-755-3285
Chief Compliance Officer
DANA POINTER
CHIEF EXECUTIVE OFFICER
425 MADISON AVENUE
MEMPHIS
TN
United States
Tel:
901-755-4737
Fax:
901-755-3285
D*******@********************M
(Full email address available in API data)
Regulatory Contact
LARA PAYNE
DIRECTOR OF OPERATIONAL RISK MANAGEMENT
425 MADISON
MEMPHIS
TN
United States
Tel:
9017554737
L*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRESERVER ALTERNATIVE INCOME FUND, LP | MULTI ASSET | $2.7M | $0.1M | 22 |
| PRESERVER CLO FUND LP | CLO FUND | $6.4M | $0.3M | 1 |
| PRESERVER LP | MULTI ASSET | $162.8M | $0.3M | 56 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POINTER, DANA, LUCLAIRE | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 04/2023 | 50-75% |
| LOVELACE, CAROLINE, EDA | Individual | – | CHIEF INVESTMENT OFFICER AND CO-PORTFOLIO MANAGER | 04/2023 | 10-25% |
| CHANNING ALTERNATIVES LLC | Domestic Entity | – | LLC MEMBER | 09/2023 | 25-50% |
| HERENTON, RODNEY, BERNARD | Individual | CHANNING ALTERNATIVES LLC | MEMBER | 09/2023 | 25-50% |
| MACKEY, WENDELL, ERIC | Individual | CHANNING ALTERNATIVES LLC | MEMBER | 09/2023 | 25-50% |