RIVER GLEN WEALTH COUNSELORS
VEERKLOH, LLC Legal Name
Adviser information for RIVER GLEN WEALTH COUNSELORS last updated from Form ADV on January 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Iowa, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 585 | $239.0M |
| Non-Discretionary | 1 | $2.8M |
| Total | 586 | $241.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 76 | $25.3M |
| HNW Individuals | 66 | $213.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 22 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
2600 WESTOWN PARKWAYSUITE 346
WEST DES MOINES
IA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 515-422-9040, Fax: 515-440-3149
Websites
Chief Compliance Officer
MATT BUSICK
CHIEF COMPLIANCE OFFICER
2600 WESTOWN PARKWAY
SUITE 346
WEST DES MOINES
IA
United States
Tel:
515-422-9041
Fax:
515-440-3149
M******@******************M
(Full email address available in API data)
Regulatory Contact
GARY CLAYTON
COMPLIANCE CONSULTANT
PO BOX 10254
KNOXVILLE
TN
United States
Tel:
865-770-1024
S******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUSICK, MATTHEW, DEAN | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 08/2006 | < 5% |
| MERCER GLOBAL ADVISORS INC. | Domestic Entity | – | PARENT COMPANY | 12/2023 | > 75% |