JMS CAPITAL GROUP WEALTH SERVICES, LLC
Adviser information for JMS CAPITAL GROUP WEALTH SERVICES, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 401 | $117.9M |
| Non-Discretionary | 6 | $25.9M |
| Total | 407 | $143.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 251 | $38.6M |
| HNW Individuals | 151 | $78.3M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $25.9M |
| Charitable organizations | <5 | $996,122 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersINSURANCE, ESTATE PLANNING |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-106661 |
|---|---|
| SEC ERA File Number | 801-106661 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281325 |
| Legal Entity Identifier | None |
Principal Office
417 THORN STREETSUITE 300
SEWICKLEY
PA
United States
Monday - Friday, 8:30-5
Tel: 412-415-1177, Fax: 412-843-0258
Chief Compliance Officer
MELISSA TSAGGARIS CORSO
VP
417 THORN STREET #300
SEWICKLEY
PA
United States
Tel:
412.415.1177
Fax:
412.843.0258
M*****@************M
(Full email address available in API data)
Regulatory Contact
JOHN SCHNEIDER
CEO
417 THORN STREET #300
SEWICKLEY
PA
United States
Tel:
412.415.1177
Fax:
412.843.0258
J*********@************M
(Full email address available in API data)
Industry Affiliates
| KGG INVESTMENTS, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MSS PITTSURGH | Sponsor, GP, manager of pooled investment vehicles |
| ONE THORN STREET LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRIVATE WEALTH ADVISORS REAL ESTATE PARTNERSHIP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PWA 300 EAST LOMBARD GP, INC. | Sponsor, GP, manager of pooled investment vehicles |
| PWA CAMBRIDGE, INC. | Sponsor, GP, manager of pooled investment vehicles |
| PWA CEP, INC. | Sponsor, GP, manager of pooled investment vehicles |
| PWA FBC, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PWA GNCC, INC. | Sponsor, GP, manager of pooled investment vehicles |
| PWA KC, INC. | Sponsor, GP, manager of pooled investment vehicles |
| PWA PHCC, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PWA REAL ESTATE LLC | Real estate broker or dealer |
| PWA RIVERVIEW OFFICE TOWER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PWA SBA INC | Sponsor, GP, manager of pooled investment vehicles |
| PWA SD INC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHNEIDER, JOHN, MARTIN | Individual | – | PRESIDENT/CEO | 07/2015 | < 5% |
| CORSO, MELISSA, TSAGGARIS | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2015 | < 5% |
| JMS CAPITAL GROUP, LLC | Domestic Entity | – | OWNER / HOLDING COMPANY | 07/2015 | > 75% |
| SCHNEIDER, JOHN, MARTIN | Individual | JMS CAPITAL GROUP LLC | OWNER | 07/2015 | > 75% |