WALLACE ADVISORY GROUP, LLC
Adviser information for WALLACE ADVISORY GROUP, LLC last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 140 | $225.0M |
| Non-Discretionary | 0 | $0 |
| Total | 140 | $225.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $10.0M |
| HNW Individuals | 58 | $200.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $15.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
3658 MOUNT DIABLO BOULEVARDSUITE 225
LAFAYETTE
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 925-284-6880, Fax: None
Chief Compliance Officer
JOSEPH WALLACE
OWNER
3658 MOUNT DIABLO BOULEVARD
SUITE 225
LAFAYETTE
CA
United States
Tel:
(925) 284-6880
J**@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALLACE, JOSEPH, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2015 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AAON INC | COM PAR $0.004 | 259K | 3K | – |
| AAON INC | COM PAR $0.004 | 59K | 676 | – |
| ABBOTT LABS | COM | 753K | 7K | – |
| ABBOTT LABS | COM | 204K | 2K | – |
| ABBVIE INC | COM | 7K | 41 | – |
| ABBVIE INC | COM | 459K | 3K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 701K | 2K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 229K | 755 | – |
| ADOBE INC | COM | 346K | 623 | – |
| ADOBE INC | COM | 1M | 2K | – |
| AES CORP | COM | 303K | 17K | – |
| AES CORP | COM | 102K | 6K | – |
| AIRBNB INC | COM CL A | 773K | 5K | – |
| AIRBNB INC | COM CL A | 207K | 1K | – |
| ALPHABET INC | CAP STK CL A | 2M | 10K | – |
| ALPHABET INC | CAP STK CL A | 576K | 3K | – |
| ALPHABET INC | CAP STK CL C | 549K | 3K | – |
| ALPHABET INC | CAP STK CL C | 1M | 7K | – |
| AMAZON COM INC | COM | 1M | 6K | – |
| AMAZON COM INC | COM | 4M | 21K | – |
| AMERICAN INTL GROUP INC | COM NEW | 295K | 4K | – |
| AMERICAN INTL GROUP INC | COM NEW | 98K | 1K | – |
| AMERICAN TOWER CORP NEW | COM | 156K | 805 | – |
| AMERICAN TOWER CORP NEW | COM | 394K | 2K | – |
| AMETEK INC | COM | 205K | 1K | – |
| AMETEK INC | COM | 24K | 141 | – |
| AMPHENOL CORP NEW | CL A | 105K | 2K | – |
| AMPHENOL CORP NEW | CL A | 450K | 7K | – |
| APPLE INC | COM | 2M | 12K | – |
| APPLE INC | COM | 678K | 3K | – |
| APPLIED MATLS INC | COM | 206K | 874 | – |
| APPLIED MATLS INC | COM | 72K | 305 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 102K | 100 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 159K | 155 | – |
| ASPEN TECHNOLOGY INC | COM | 135K | 678 | – |
| ASPEN TECHNOLOGY INC | COM | 116K | 586 | – |
| AT&T INC | COM | 202K | 11K | – |
| AT&T INC | COM | 542K | 28K | – |
| AUTODESK INC | COM | 363K | 1K | – |
| AUTODESK INC | COM | 91K | 368 | – |
| AUTOZONE INC | COM | 222K | 75 | – |
| AUTOZONE INC | COM | 47K | 16 | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 17K | 2K | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 128K | 13K | – |
| BANK AMERICA CORP | COM | 231K | 6K | – |
| BANK AMERICA CORP | COM | 460K | 12K | – |
| BANK MONTREAL MEDIUM | MICROSECTORS FAN | 558K | 1K | – |
| BARRICK GOLD CORP | COM | 263K | 16K | – |
| BARRICK GOLD CORP | COM | 81K | 5K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 105K | 257 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 102K | 250 | – |
| BOEING CO | COM | 182K | 1K | – |
| BOEING CO | COM | 61K | 337 | – |
| BONDBLOXX ETF TRUST | BLOOMBERG ONE YR | 196K | 4K | – |
| BONDBLOXX ETF TRUST | BLOOMBERG ONE YR | 49K | 999 | – |
| BONDBLOXX ETF TRUST | BLOOMBERG SIX MN | 2M | 43K | – |
| BONDBLOXX ETF TRUST | BLOOMBERG SIX MN | 667K | 13K | – |
| BOOKING HOLDINGS INC | COM | 103K | 26 | – |
| BOOKING HOLDINGS INC | COM | 487K | 123 | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 46K | 300 | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 203K | 1K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 66K | 2K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 210K | 5K | – |
| BROWN & BROWN INC | COM | 171K | 2K | – |
| BROWN & BROWN INC | COM | 115K | 1K | – |
| CASEYS GEN STORES INC | COM | 26K | 68 | – |
| CASEYS GEN STORES INC | COM | 221K | 578 | – |
| CATERPILLAR INC | COM | 245K | 735 | – |
| CATERPILLAR INC | COM | 66K | 197 | – |
| CEMEX SAB DE CV | SPON ADR NEW | 7K | 1K | – |
| CEMEX SAB DE CV | SPON ADR NEW | 73K | 11K | – |
| CENTENE CORP DEL | COM | 67K | 1K | – |
| CENTENE CORP DEL | COM | 246K | 4K | – |
| CHEVRON CORP NEW | COM | 5M | 30K | – |
| CHEVRON CORP NEW | COM | 2M | 14K | – |
| CINTAS CORP | COM | 67K | 96 | – |
| CINTAS CORP | COM | 235K | 336 | – |
| CISCO SYS INC | COM | 800K | 17K | – |
| CISCO SYS INC | COM | 228K | 5K | – |
| CITIGROUP INC | COM NEW | 315K | 5K | – |
| CITIGROUP INC | COM NEW | 116K | 2K | – |
| COCA COLA CO | COM | 81K | 1K | – |
| COCA COLA CO | COM | 393K | 6K | – |
| COOPER COS INC | COM | 155K | 2K | – |
| COOPER COS INC | COM | 135K | 2K | – |
| COPART INC | COM | 400K | 7K | – |
| COPART INC | COM | 92K | 2K | – |
| CORNING INC | COM | 133K | 3K | – |
| CORNING INC | COM | 391K | 10K | – |
| CORPAY INC | COM SHS | 222K | 832 | – |
| CORPAY INC | COM SHS | 66K | 248 | – |
| CRANE COMPANY | COMMON STOCK | 12K | 85 | – |
| CRANE COMPANY | COMMON STOCK | 271K | 2K | – |
| CSX CORP | COM | 280K | 8K | – |
| CSX CORP | COM | 95K | 3K | – |
| CVS HEALTH CORP | COM | 136K | 2K | – |
| CVS HEALTH CORP | COM | 321K | 5K | – |
| DECKERS OUTDOOR CORP | COM | 11K | 11 | – |
| DECKERS OUTDOOR CORP | COM | 216K | 223 | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 307K | 10K | – |
| DIREXION SHS ETF TR | DRX S&P500BULL | 256K | 2K | – |
| DOLLAR GEN CORP NEW | COM | 277K | 2K | – |
| DOLLAR GEN CORP NEW | COM | 91K | 686 | – |
| ELI LILLY & CO | COM | 63K | 70 | – |
| ELI LILLY & CO | COM | 258K | 285 | – |
| EMCOR GROUP INC | COM | 217K | 595 | – |
| EMCOR GROUP INC | COM | 11K | 29 | – |
| ENTEGRIS INC | COM | 210K | 2K | – |
| ENTEGRIS INC | COM | 26K | 192 | – |
| EXXON MOBIL CORP | COM | 444K | 4K | – |
| EXXON MOBIL CORP | COM | 14K | 123 | – |
| FACTSET RESH SYS INC | COM | 86K | 210 | – |
| FACTSET RESH SYS INC | COM | 268K | 656 | – |
| FIRSTENERGY CORP | COM | 128K | 3K | – |
| FIRSTENERGY CORP | COM | 450K | 12K | – |
| FISERV INC | COM | 85K | 568 | – |
| FISERV INC | COM | 410K | 3K | – |
| FREEPORT-MCMORAN INC | CL B | 312K | 6K | – |
| FREEPORT-MCMORAN INC | CL B | 106K | 2K | – |
| GARTNER INC | COM | 326K | 726 | – |
| GARTNER INC | COM | 114K | 254 | – |
| GODADDY INC | CL A | 280K | 2K | – |
| GODADDY INC | CL A | 82K | 589 | – |
| HALEON PLC | SPON ADS | 32K | 4K | – |
| HALEON PLC | SPON ADS | 117K | 14K | – |
| HARBOR ETF TRUST | HARBOR COMMODITY | 90K | 4K | – |
| HARBOR ETF TRUST | HARBOR COMMODITY | 287K | 13K | – |
| HARMONY GOLD MINING CO LTD | SPONSORED ADR | 9K | 938 | – |
| HARMONY GOLD MINING CO LTD | SPONSORED ADR | 85K | 9K | – |
| HOLLEY INC | COM | 40K | 11K | – |
| HOLLEY INC | COM | 6K | 2K | – |
| HOME DEPOT INC | COM | 112K | 325 | – |
| HOME DEPOT INC | COM | 369K | 1K | – |
| HUMANA INC | COM | 239K | 640 | – |
| HUMANA INC | COM | 79K | 211 | – |
| ICON PLC | SHS | 176K | 563 | – |
| ICON PLC | SHS | 148K | 471 | – |
| IDEXX LABS INC | COM | 181K | 371 | – |
| IDEXX LABS INC | COM | 53K | 108 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 419K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 127K | 734 | – |
| INTUIT | COM | 518K | 788 | – |
| INTUIT | COM | 122K | 186 | – |
| INVESCO QQQ TR | UNIT SER 1 | 54K | 112 | – |
| INVESCO QQQ TR | UNIT SER 1 | 407K | 850 | – |
| ISHARES TR | 0-5 YR TIPS ETF | 292K | 3K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 624K | 6K | – |
| ISHARES TR | 0-5YR HI YL CP | 125K | 3K | – |
| ISHARES TR | 0-5YR HI YL CP | 169K | 4K | – |
| ISHARES TR | 7-10 YR TRSY BD | 1M | 15K | – |
| ISHARES TR | 7-10 YR TRSY BD | 528K | 6K | – |
| ISHARES TR | CORE S&P MCP ETF | 465K | 8K | – |
| ISHARES TR | CORE S&P MCP ETF | 117K | 2K | – |
| ISHARES TR | CORE S&P SCP ETF | 292K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 852K | 2K | – |
| ISHARES TR | MSCI INDIA ETF | 365K | 7K | – |
| ISHARES TR | MSCI INDIA ETF | 1M | 21K | – |
| ISHARES TR | MSCI USA QLT FCT | 2M | 9K | – |
| ISHARES TR | MSCI USA QLT FCT | 504K | 3K | – |
| ISHARES TR | RUSSELL 2000 ETF | 125K | 618 | – |
| ISHARES TR | RUSSELL 2000 ETF | 107K | 526 | – |
| ISHARES TR | TIPS BD ETF | 689K | 6K | – |
| ISHARES TR | TIPS BD ETF | 248K | 2K | – |
| ISHARES TR | US TREAS BD ETF | 388K | 17K | – |
| ISHARES TR | US TREAS BD ETF | 166K | 7K | – |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 619K | 11K | – |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 2M | 34K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 830K | 16K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 903K | 18K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 248K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 34K | 650 | – |
| JD.COM INC | SPON ADS CL A | 567K | 22K | – |
| JD.COM INC | SPON ADS CL A | 192K | 7K | – |
| JOHNSON & JOHNSON | COM | 914K | 6K | – |
| JOHNSON & JOHNSON | COM | 79K | 543 | – |
| JPMORGAN CHASE & CO. | COM | 899K | 4K | – |
| JPMORGAN CHASE & CO. | COM | 218K | 1K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 35K | 13K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 24K | 9K | – |
| LOWES COS INC | COM | 210K | 953 | – |
| LOWES COS INC | COM | 677K | 3K | – |
| MARATHON PETE CORP | COM | 230K | 1K | – |
| MARATHON PETE CORP | COM | 78K | 450 | – |
| MARKEL GROUP INC | COM | 369K | 234 | – |
| MARKEL GROUP INC | COM | 72K | 46 | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MASTERCARD INCORPORATED | CL A | 361K | 819 | – |
| MEDTRONIC PLC | SHS | 163K | 2K | – |
| MEDTRONIC PLC | SHS | 417K | 5K | – |
| MERCK & CO INC | COM | 14M | 115K | – |
| MERCK & CO INC | COM | 74K | 597 | – |
| METLIFE INC | COM | 84K | 1K | – |
| METLIFE INC | COM | 252K | 4K | – |
| MICROSOFT CORP | COM | 2M | 5K | – |
| MICROSOFT CORP | COM | 1M | 2K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 117K | 11K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 15K | 1K | – |
| MONOLITHIC PWR SYS INC | COM | 154K | 187 | – |
| MONOLITHIC PWR SYS INC | COM | 226K | 275 | – |
| MORGAN STANLEY | COM NEW | 85K | 873 | – |
| MORGAN STANLEY | COM NEW | 200K | 2K | – |
| MORNINGSTAR INC | COM | 66K | 222 | – |
| MORNINGSTAR INC | COM | 273K | 922 | – |
| MSCI INC | COM | 379K | 786 | – |
| MSCI INC | COM | 101K | 209 | – |
| NAPCO SEC TECHNOLOGIES INC | COM | 350K | 7K | – |
| NAPCO SEC TECHNOLOGIES INC | COM | 98K | 2K | – |
| NCINO INC | COM | 239K | 8K | – |
| NCINO INC | COM | 49K | 2K | – |
| NETFLIX INC | COM | 801K | 1K | – |
| NETFLIX INC | COM | 222K | 329 | – |
| NIKE INC | CL B | 298K | 4K | – |
| NIKE INC | CL B | 120K | 2K | – |
| NOMURA HLDGS INC | SPONSORED ADR | 73K | 13K | – |
| NOMURA HLDGS INC | SPONSORED ADR | 7K | 1K | – |
| NOVO-NORDISK A S | ADR | 1M | 8K | – |
| NOVO-NORDISK A S | ADR | 384K | 3K | – |
| NVENT ELECTRIC PLC | SHS | 19K | 247 | – |
| NVENT ELECTRIC PLC | SHS | 230K | 3K | – |
| NVIDIA CORPORATION | COM | 387K | 3K | – |
| NVIDIA CORPORATION | COM | 668K | 5K | – |
| OLLIES BARGAIN OUTLET HLDGS | COM | 147K | 1K | – |
| OLLIES BARGAIN OUTLET HLDGS | COM | 156K | 2K | – |
| OLO INC | CL A | 7K | 1K | – |
| OLO INC | CL A | 50K | 11K | – |
| ORGANON & CO | COMMON STOCK | 242K | 12K | – |
| PFIZER INC | COM | 411K | 15K | – |
| PFIZER INC | COM | 23K | 823 | – |
| PG&E CORP | COM | 134K | 8K | – |
| PG&E CORP | COM | 461K | 26K | – |
| PHILIP MORRIS INTL INC | COM | 151K | 1K | – |
| PHILIP MORRIS INTL INC | COM | 1M | 10K | – |
| POOL CORP | COM | 254K | 825 | – |
| POOL CORP | COM | 167K | 544 | – |
| PROCTER AND GAMBLE CO | COM | 415K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 81K | 491 | – |
| PURE STORAGE INC | CL A | 13K | 204 | – |
| PURE STORAGE INC | CL A | 209K | 3K | – |
| QUALCOMM INC | COM | 280K | 1K | – |
| QUALCOMM INC | COM | 95K | 477 | – |
| QUALYS INC | COM | 85K | 596 | – |
| QUALYS INC | COM | 126K | 883 | – |
| QURATE RETAIL INC | COM SER A | 4K | 6K | – |
| QURATE RETAIL INC | COM SER A | 11K | 18K | – |
| RELX PLC | SPONSORED ADR | 38K | 830 | – |
| RELX PLC | SPONSORED ADR | 222K | 5K | – |
| RTX CORPORATION | COM | 244K | 2K | – |
| RTX CORPORATION | COM | 450K | 4K | – |
| RYAN SPECIALTY HOLDINGS INC | CL A | 80K | 1K | – |
| RYAN SPECIALTY HOLDINGS INC | CL A | 429K | 7K | – |
| S&P GLOBAL INC | COM | 417K | 936 | – |
| S&P GLOBAL INC | COM | 91K | 203 | – |
| SAIA INC | COM | 197K | 416 | – |
| SAIA INC | COM | 15K | 32 | – |
| SALESFORCE INC | COM | 917K | 4K | – |
| SALESFORCE INC | COM | 268K | 1K | – |
| SAP SE | SPON ADR | 214K | 1K | – |
| SAP SE | SPON ADR | 148K | 732 | – |
| SERVICENOW INC | COM | 280K | 356 | – |
| SERVICENOW INC | COM | 1M | 1K | – |
| SERVISFIRST BANCSHARES INC | COM | 34K | 538 | – |
| SERVISFIRST BANCSHARES INC | COM | 216K | 3K | – |
| SHELL PLC | SPON ADS | 35K | 491 | – |
| SHELL PLC | SPON ADS | 564K | 8K | – |
| SHERWIN WILLIAMS CO | COM | 51K | 170 | – |
| SHERWIN WILLIAMS CO | COM | 279K | 935 | – |
| SHOPIFY INC | CL A | 168K | 3K | – |
| SHOPIFY INC | CL A | 485K | 7K | – |
| SOUTHWEST AIRLS CO | COM | 251K | 9K | – |
| SOUTHWEST AIRLS CO | COM | 72K | 3K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 85K | 2K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 739K | 21K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 38K | 1K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 469K | 12K | – |
| SPDR INDEX SHS FDS | S&P INTL SMLCP | 228K | 7K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 339K | 623 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 3K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 387K | 4K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 112K | 1K | – |
| SPDR SER TR | PORT MTG BK ETF | 316K | 15K | – |
| SPDR SER TR | PORT MTG BK ETF | 114K | 5K | – |
| SPDR SER TR | PORTFOLIO LN TSR | 249K | 9K | – |
| SPDR SER TR | PORTFOLIO LN TSR | 90K | 3K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 192K | 5K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 22K | 537 | – |
| SPDR SER TR | PRTFLO S&P500 GW | 675K | 8K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 84K | 1K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 73K | 1K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 584K | 12K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 306K | 4K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 15K | 176 | – |
| SPDR SER TR | S&P 400 MDCP VAL | 330K | 5K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 16K | 224 | – |
| SPDR SER TR | S&P 600 SMCP GRW | 621K | 7K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 32K | 367 | – |
| SPDR SER TR | S&P 600 SMCP VAL | 292K | 4K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 7K | 83 | – |
| SPDR SER TR | S&P DIVID ETF | 103K | 806 | – |
| SPDR SER TR | S&P DIVID ETF | 116K | 915 | – |
| SPS COMM INC | COM | 371K | 2K | – |
| SPS COMM INC | COM | 46K | 245 | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 260K | 2K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 45K | 291 | – |
| TECHNIPFMC PLC | COM | 123K | 5K | – |
| TECHNIPFMC PLC | COM | 364K | 14K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 147K | 379 | – |
| TELEDYNE TECHNOLOGIES INC | COM | 162K | 418 | – |
| TERADATA CORP DEL | COM | 174K | 5K | – |
| TERADATA CORP DEL | COM | 59K | 2K | – |
| THE CIGNA GROUP | COM | 110K | 334 | – |
| THE CIGNA GROUP | COM | 4M | 12K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 349K | 632 | – |
| TJX COS INC NEW | COM | 517K | 5K | – |
| TJX COS INC NEW | COM | 134K | 1K | – |
| TRIUMPH FINANCIAL INC | COM | 36K | 442 | – |
| TRIUMPH FINANCIAL INC | COM | 210K | 3K | – |
| UNILEVER PLC | SPON ADR NEW | 133K | 2K | – |
| UNILEVER PLC | SPON ADR NEW | 157K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 432K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 43K | 311 | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 333K | 653 | – |
| US BANCORP DEL | COM NEW | 384K | 10K | – |
| US BANCORP DEL | COM NEW | 125K | 3K | – |
| VALVOLINE INC | COM | 154K | 4K | – |
| VALVOLINE INC | COM | 97K | 2K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 249K | 3K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 108K | 1K | – |
| VERIZON COMMUNICATIONS INC | COM | 497K | 12K | – |
| VERIZON COMMUNICATIONS INC | COM | 341K | 8K | – |
| VISA INC | COM CL A | 395K | 2K | – |
| VISA INC | COM CL A | 968K | 4K | – |
| WEATHERFORD INTL PLC | ORD SHS | 236K | 2K | – |
| WEATHERFORD INTL PLC | ORD SHS | 8K | 68 | – |
| WELLS FARGO CO NEW | COM | 173K | 3K | – |
| WELLS FARGO CO NEW | COM | 917K | 15K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 149K | 453 | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 169K | 513 | – |
| WILLIAMS COS INC | COM | 361K | 8K | – |
| WILLIAMS COS INC | COM | 128K | 3K | – |
| WORKDAY INC | CL A | 94K | 421 | – |
| WORKDAY INC | CL A | 332K | 1K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 804K | 17K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 2M | 42K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 72K | 232 | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 269K | 872 | – |
| ZOETIS INC | CL A | 605K | 3K | – |
| ZOETIS INC | CL A | 171K | 988 | – |