GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.
Adviser information for GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 89 | $132.8M |
| Non-Discretionary | 12 | $15.1M |
| Total | 101 | $147.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $550,903 |
| HNW Individuals | 26 | $79.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $35.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $32.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-106675 |
|---|---|
| SEC ERA File Number | 801-106675 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172205 |
| Legal Entity Identifier | None |
Principal Office
1221 S. TAMIAMI TRAILSARASOTA
FL
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 941-349-9200, Fax: 941-866-7569
Chief Compliance Officer
JEFFREY MCCURDY
PRESIDENT
1221 S. TAMIAMI TRAIL
SARASOTA
FL
United States
Tel:
941-349-9200
Fax:
941-866-7569
J***@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCURDY, JEFFREY, R | Individual | – | PRESIDENT; CHIEF COMPLIANCE OFFICER | 05/2014 | > 75% |