ELLEVEST
ELLEVEST, INC. Legal Name
Adviser information for ELLEVEST last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 104 |
|---|---|
| Investment Advisory/Research | 31 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 32 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 144,143 | $1.9B |
| Non-Discretionary | 0 | $0 |
| Total | 144,143 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 141,867 | $1.0B |
| HNW Individuals | 271 | $828.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.4M |
| Charitable organizations | 6 | $34.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3000 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 96075 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed feesFINANCIAL PLANNING WORKSHOPS; 1:1 CONSULTING |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 959.0M |
| Portfolio Manager | 959.0M |
| Both for Same | 959.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ELLEVEST WRAP FEE PROGRAM | ELLEVEST, INC. ("ELLEVEST") |
Principal Office
228 PARK AVE SPMB 94934
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 844-355-7100, Fax: None
Chief Compliance Officer
JACK WRIGHT
228 PARK AVE S
PMB 94934
NEW YORK
NY
United States
Tel:
844-355-7100
C*************@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRAWCHECK, SALLIE, LEE | Individual | – | CHIEF EXECUTIVE OFFICER,SHAREHOLDER (COMMON) | 11/2014 | 50-75% |
| KROLL, CHARLES, HOPE | Individual | – | SHAREHOLDER (COMMON) | 11/2014 | 10-25% |
| MORNINGSTAR, INC | Domestic Entity | – | SHAREHOLDER (COMMON) | 04/2015 | 10-25% |
| MANSUETO, JOSEPH, D | Individual | MORNINGSTAR, INC | EXECUTIVE CHAIRMAN OF THE BOARD | 09/2016 | 25-50% |
| KHOSLA VENTURES SEED C, LP | Domestic Entity | – | SHAREHOLDER (PREFERRED) | 08/2017 | 5-10% |
| RETHINK IMPACT, LP | Domestic Entity | – | SHAREHOLDER (PREFERRED) | 08/2017 | 5-10% |
| KHOSLA VENTURES SEED ASSOCIATES C, LLC | Domestic Entity | KHOSLA VENTURES SEED C, LP | MEMBER | 08/2017 | 25-50% |
| SK IMPACT FUND, LLC | Domestic Entity | RETHINK IMPACT, LP | PARTNER | 08/2017 | 25-50% |
| PSP GROWTH FUND 2017, L.L.C. | Domestic Entity | – | SHAREHOLDER (PREFERRED) | 08/2017 | 5-10% |
| PAYPAL, INC. | Domestic Entity | – | SHAREHOLDER (PREFERRED) | 03/2019 | 5-10% |
| PSP GROWTH FUND 2017 HOLDCO, L.L.C. | Domestic Entity | PSP GROWTH FUND 2017, L.L.C. | MEMBER AND MANAGER | 08/2017 | > 75% |
| ALLIANZ STRATEGIC INVESTMENTS, LLC | Domestic Entity | – | SHAREHOLDER (PREFERRED) | 10/2020 | 5-10% |
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | Domestic Entity | ALLIANZ STRATEGIC INVESTMENTS, LLC | SHAREHOLDER | 10/2020 | > 75% |
| MORNINGSTAR, INC. | Domestic Entity | – | SHAREHOLDER (PREFERRED) | 08/2017 | 5-10% |
| Zhou, Shu | Individual | – | GENERAL COUNSEL | 10/2022 | < 5% |
| Hsiung, Connie | Individual | – | CHIEF FINANCIAL OFFICER | 07/2022 | < 5% |
| WRIGHT, JACK, D | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 873K | 8K | – |
| ABBVIE INC | COM | 458K | 3K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 785K | 3K | – |
| ACUITY BRANDS INC | COM | 358K | 1K | – |
| ADOBE INC | COM | 2M | 4K | – |
| ADVANCED MICRO DEVICES INC | COM | 212K | 1K | – |
| AECOM | COM | 531K | 6K | – |
| AEGON LTD | AMER REG 1 CERT | 419K | 68K | – |
| AERCAP HOLDINGS NV | SHS | 325K | 3K | – |
| AFFIRM HLDGS INC | COM CL A | 401K | 13K | – |
| AFLAC INC | COM | 707K | 8K | – |
| AGILENT TECHNOLOGIES INC | COM | 317K | 2K | – |
| AIR LEASE CORP | CL A | 394K | 8K | – |
| AIRBNB INC | COM CL A | 469K | 3K | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 458K | 4K | – |
| ALLSTATE CORP | COM | 252K | 2K | – |
| ALLY FINL INC | COM | 202K | 5K | – |
| ALPHA & OMEGA SEMICONDUCTOR | SHS | 495K | 13K | – |
| ALPHABET INC | CAP STK CL C | 4M | 23K | – |
| ALPHABET INC | CAP STK CL A | 6M | 34K | – |
| ALTUS POWER INC | COM CL A | 39K | 10K | – |
| AMAZON COM INC | COM | 8M | 43K | – |
| AMERICAN EXPRESS CO | COM | 949K | 4K | – |
| AMERICAN INTL GROUP INC | COM NEW | 583K | 8K | – |
| AMERICAN TOWER CORP NEW | COM | 459K | 2K | – |
| AMERIPRISE FINL INC | COM | 427K | 999 | – |
| AMGEN INC | COM | 1M | 4K | – |
| AMPHENOL CORP NEW | CL A | 202K | 3K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 1M | 18K | – |
| AON PLC | SHS CL A | 251K | 854 | – |
| APOLLO GLOBAL MGMT INC | COM | 714K | 6K | – |
| APPLE INC | COM | 22M | 107K | – |
| APPLIED MATLS INC | COM | 1M | 5K | – |
| ARDAGH METAL PACKAGING S A | SHS | 125K | 37K | – |
| ARROW ELECTRS INC | COM | 434K | 4K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 561K | 549 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 2M | 22K | – |
| AT&T INC | COM | 464K | 24K | – |
| ATI INC | COM | 342K | 6K | – |
| AUTODESK INC | COM | 410K | 2K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 4K | – |
| AVALONBAY CMNTYS INC | COM | 388K | 2K | – |
| AXALTA COATING SYS LTD | COM | 260K | 8K | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 1M | 107K | – |
| BANCO SANTANDER S.A. | ADR | 163K | 35K | – |
| BANK NEW YORK MELLON CORP | COM | 779K | 13K | – |
| BECTON DICKINSON & CO | COM | 372K | 2K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| BJS WHSL CLUB HLDGS INC | COM | 219K | 2K | – |
| BLACKSTONE INC | COM | 729K | 6K | – |
| BLOCK INC | CL A | 355K | 6K | – |
| BOOKING HOLDINGS INC | COM | 1M | 289 | – |
| BOSTON PROPERTIES INC | COM | 267K | 4K | – |
| BOSTON SCIENTIFIC CORP | COM | 994K | 13K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 369K | 9K | – |
| BROADCOM INC | COM | 613K | 382 | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 469K | 2K | – |
| CADENCE DESIGN SYSTEM INC | COM | 222K | 722 | – |
| CALEDONIA MNG CORP PLC | SHS NEW | 114K | 12K | – |
| CARLISLE COS INC | COM | 503K | 1K | – |
| CARRIER GLOBAL CORPORATION | COM | 252K | 4K | – |
| CBRE GROUP INC | CL A | 693K | 8K | – |
| CDW CORP | COM | 686K | 3K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 532K | 3K | – |
| CHESAPEAKE UTILS CORP | COM | 765K | 7K | – |
| CHEVRON CORP NEW | COM | 668K | 4K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 843K | 13K | – |
| CHUBB LIMITED | COM | 596K | 2K | – |
| CHURCH & DWIGHT CO INC | COM | 525K | 5K | – |
| CINTAS CORP | COM | 681K | 973 | – |
| CISCO SYS INC | COM | 211K | 4K | – |
| CITIZENS FINL GROUP INC | COM | 264K | 7K | – |
| CLOUDFLARE INC | CL A COM | 313K | 4K | – |
| CME GROUP INC | COM | 373K | 2K | – |
| COCA COLA CO | COM | 210K | 3K | – |
| COLGATE PALMOLIVE CO | COM | 310K | 3K | – |
| COMCAST CORP NEW | CL A | 731K | 19K | – |
| CONAGRA BRANDS INC | COM | 407K | 14K | – |
| CONSTELLATION BRANDS INC | CL A | 463K | 2K | – |
| CONSTELLATION ENERGY CORP | COM | 369K | 2K | – |
| COPA HOLDINGS SA | CL A | 938K | 10K | – |
| COPART INC | COM | 238K | 4K | – |
| CORNING INC | COM | 657K | 17K | – |
| CORTEVA INC | COM | 298K | 6K | – |
| COSTCO WHSL CORP NEW | COM | 938K | 1K | – |
| COUPANG INC | CL A | 551K | 26K | – |
| CROWDSTRIKE HLDGS INC | CL A | 1M | 3K | – |
| CROWN CASTLE INC | COM | 354K | 4K | – |
| CVS HEALTH CORP | COM | 630K | 11K | – |
| D R HORTON INC | COM | 659K | 5K | – |
| DAKOTA GOLD CORP | COM | 48K | 19K | – |
| DANAHER CORPORATION | COM | 747K | 3K | – |
| DARDEN RESTAURANTS INC | COM | 284K | 2K | – |
| DECKERS OUTDOOR CORP | COM | 534K | 552 | – |
| DEERE & CO | COM | 475K | 1K | – |
| DELEK US HLDGS INC NEW | COM | 425K | 17K | – |
| DEXCOM INC | COM | 529K | 5K | – |
| DHT HOLDINGS INC | SHS NEW | 482K | 42K | – |
| DIAGEO PLC | SPON ADR NEW | 538K | 4K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 251K | 4K | – |
| DISCOVER FINL SVCS | COM | 286K | 2K | – |
| DISNEY WALT CO | COM | 901K | 9K | – |
| DIVERSIFIED HEALTHCARE TR | COM SH BEN INT | 32K | 10K | – |
| DOLLAR GEN CORP NEW | COM | 245K | 2K | – |
| DONALDSON INC | COM | 574K | 8K | – |
| DOORDASH INC | CL A | 1M | 13K | – |
| DUPONT DE NEMOURS INC | COM | 288K | 4K | – |
| EATON CORP PLC | SHS | 375K | 1K | – |
| EBAY INC. | COM | 573K | 11K | – |
| ECOLAB INC | COM | 3M | 13K | – |
| EDISON INTL | COM | 526K | 7K | – |
| EDWARDS LIFESCIENCES CORP | COM | 607K | 7K | – |
| ELEVANCE HEALTH INC | COM | 612K | 1K | – |
| ELI LILLY & CO | COM | 3M | 4K | – |
| EMCOR GROUP INC | COM | 232K | 636 | – |
| ENTEGRIS INC | COM | 1M | 8K | – |
| EQUIFAX INC | COM | 230K | 950 | – |
| EQUITABLE HLDGS INC | COM | 409K | 10K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 262K | 4K | – |
| ESAB CORPORATION | COM | 234K | 2K | – |
| EVOLUTION PETE CORP | COM | 207K | 39K | – |
| EXPEDIA GROUP INC | COM NEW | 411K | 3K | – |
| EXPEDITORS INTL WASH INC | COM | 404K | 3K | – |
| EXTRA SPACE STORAGE INC | COM | 224K | 1K | – |
| FAIR ISAAC CORP | COM | 554K | 372 | – |
| FIDELITY NATL INFORMATION SV | COM | 404K | 5K | – |
| FISERV INC | COM | 664K | 4K | – |
| FLOWSERVE CORP | COM | 267K | 6K | – |
| FMC CORP | COM NEW | 468K | 8K | – |
| FORMFACTOR INC | COM | 493K | 8K | – |
| FORTIVE CORP | COM | 784K | 11K | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 216K | 3K | – |
| FULLER H B CO | COM | 345K | 4K | – |
| GALLAGHER ARTHUR J & CO | COM | 389K | 1K | – |
| GARTNER INC | COM | 747K | 2K | – |
| GENERAL MLS INC | COM | 552K | 9K | – |
| GENTEX CORP | COM | 398K | 12K | – |
| GILEAD SCIENCES INC | COM | 686K | 10K | – |
| GLOBALFOUNDRIES INC | ORDINARY SHARES | 583K | 12K | – |
| GODADDY INC | CL A | 315K | 2K | – |
| GOLAR LNG LTD | SHS | 705K | 22K | – |
| GOLDMAN SACHS GROUP INC | COM | 1M | 3K | – |
| GRAB HOLDINGS LIMITED | CLASS A ORD | 402K | 113K | – |
| GRAINGER W W INC | COM | 456K | 505 | – |
| GSK PLC | SPONSORED ADR | 692K | 18K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 281K | 6K | – |
| HCA HEALTHCARE INC | COM | 231K | 718 | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 359K | 17K | – |
| HOME DEPOT INC | COM | 911K | 3K | – |
| HORMEL FOODS CORP | COM | 2M | 78K | – |
| HOST HOTELS & RESORTS INC | COM | 357K | 20K | – |
| HP INC | COM | 654K | 19K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 775K | 18K | – |
| HUBBELL INC | COM | 827K | 2K | – |
| HUBSPOT INC | COM | 2M | 3K | – |
| HUNTINGTON BANCSHARES INC | COM | 275K | 21K | – |
| ICHOR HOLDINGS | SHS | 281K | 7K | – |
| ICON PLC | SHS | 439K | 1K | – |
| IDEXX LABS INC | COM | 573K | 1K | – |
| ILLINOIS TOOL WKS INC | COM | 1M | 4K | – |
| INDIE SEMICONDUCTOR INC | CLASS A COM | 188K | 31K | – |
| ING GROEP N.V. | SPONSORED ADR | 492K | 29K | – |
| INSIGHT ENTERPRISES INC | COM | 210K | 1K | – |
| INTEL CORP | COM | 236K | 8K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 425K | 3K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 235K | 1K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 596K | 6K | – |
| INTERPUBLIC GROUP COS INC | COM | 217K | 7K | – |
| INTUIT | COM | 1M | 2K | – |
| INTUITIVE SURGICAL INC | COM NEW | 949K | 2K | – |
| INVESCO EXCH TRD SLF IDX FD | BULETSHS 2029 | 1M | 60K | – |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 2M | 83K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 CB | 2M | 87K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 2M | 87K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 2M | 80K | – |
| INVESCO EXCH TRD SLF IDX FD | BULLETSHS 2032 | 1M | 52K | – |
| INVESCO EXCH TRD SLF IDX FD | INVESCO BULLETSH | 1M | 51K | – |
| INVESCO EXCH TRD SLF IDX FD | INVSCO 30 CORP | 1M | 66K | – |
| INVESCO EXCH TRD SLF IDX FD | BULETSHS 2031 CP | 1M | 66K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 2M | 82K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 5M | 139K | – |
| INVESCO QQQ TR | UNIT SER 1 | 260K | 543 | – |
| INVITATION HOMES INC | COM | 349K | 10K | – |
| IQVIA HLDGS INC | COM | 373K | 2K | – |
| IRON MTN INC DEL | COM | 580K | 6K | – |
| ISHARES INC | CORE MSCI EMKT | 5M | 101K | – |
| ISHARES INC | FRONTIER AND SEL | 509K | 19K | – |
| ISHARES INC | ESG AWR MSCI EM | 57M | 2M | – |
| ISHARES TR | U.S. TECH ETF | 416K | 3K | – |
| ISHARES TR | MSCI USA ESG SLC | 26M | 235K | – |
| ISHARES TR | CORE MSCI EAFE | 11M | 149K | – |
| ISHARES TR | S&P MC 400GR ETF | 247K | 3K | – |
| ISHARES TR | CORE TOTAL USD | 546K | 12K | – |
| ISHARES TR | RUS MDCP VAL ETF | 224K | 2K | – |
| ISHARES TR | GLB INFRASTR ETF | 273K | 6K | – |
| ISHARES TR | S&P 500 VAL ETF | 460K | 3K | – |
| ISHARES TR | S&P MC 400VL ETF | 347K | 3K | – |
| ISHARES TR | RUS 1000 VAL ETF | 2M | 11K | – |
| ISHARES TR | CORE S&P500 ETF | 9M | 16K | – |
| ISHARES TR | RUS 1000 ETF | 1M | 4K | – |
| ISHARES TR | JPMORGAN USD EMG | 8M | 93K | – |
| ISHARES TR | ESG AW MSCI EAFE | 64M | 810K | – |
| ISHARES TR | RUS MID CAP ETF | 2M | 28K | – |
| ISHARES TR | MSCI KLD400 SOC | 489K | 5K | – |
| ISHARES TR | RUSSELL 2000 ETF | 616K | 3K | – |
| ISHARES TR | MSCI EAFE ETF | 488K | 6K | – |
| ISHARES TR | CORE S&P SCP ETF | 3M | 29K | – |
| ISHARES TR | NATIONAL MUN ETF | 98M | 921K | – |
| ISHARES TR | SHRT NAT MUN ETF | 60M | 570K | – |
| ISHARES TR | CORE S&P US GWT | 338K | 3K | – |
| ISHARES TR | CORE S&P MCP ETF | 4M | 72K | – |
| ISHARES TR | RUS 1000 GRW ETF | 1M | 3K | – |
| ISHARES TR | ESG MSCI LEADR | 9M | 94K | – |
| ISHARES TR | BROAD USD HIGH | 4M | 108K | – |
| ISHARES TR | S&P 500 GRWT ETF | 333K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | SUSTAINABLE MUNI | 257K | 5K | – |
| JABIL INC | COM | 403K | 4K | – |
| JOHNSON & JOHNSON | COM | 227K | 2K | – |
| JPMORGAN CHASE & CO. | COM | 841K | 4K | – |
| KIMBERLY-CLARK CORP | COM | 413K | 3K | – |
| KONINKLIJKE PHILIPS N V | NY REGIS SHS NEW | 297K | 12K | – |
| KULICKE & SOFFA INDS INC | COM | 354K | 7K | – |
| LAM RESEARCH CORP | COM | 233K | 219 | – |
| LAMAR ADVERTISING CO NEW | CL A | 324K | 3K | – |
| LATTICE SEMICONDUCTOR CORP | COM | 563K | 10K | – |
| LAUDER ESTEE COS INC | CL A | 441K | 4K | – |
| LENDINGCLUB CORP | COM NEW | 105K | 12K | – |
| LIBERTY ENERGY INC | COM CL A | 434K | 21K | – |
| LIGHT & WONDER INC | COM | 224K | 2K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 744K | 272K | – |
| LOCKHEED MARTIN CORP | COM | 304K | 651 | – |
| MARSH & MCLENNAN COS INC | COM | 669K | 3K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MATERION CORP | COM | 221K | 2K | – |
| MAXEON SOLAR TECHNOLOGIES LT | SHS | 18K | 21K | – |
| MCDONALDS CORP | COM | 377K | 1K | – |
| MEDICAL PPTYS TRUST INC | COM | 98K | 23K | – |
| MEDTRONIC PLC | SHS | 203K | 3K | – |
| MERCK & CO INC | COM | 2M | 18K | – |
| META PLATFORMS INC | CL A | 13M | 26K | – |
| METLIFE INC | COM | 267K | 4K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 453K | 324 | – |
| MICROSOFT CORP | COM | 13M | 30K | – |
| MIDDLEBY CORP | COM | 470K | 4K | – |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 62K | 15K | – |
| MKS INSTRS INC | COM | 809K | 6K | – |
| MODERNA INC | COM | 272K | 2K | – |
| MONDAY COM LTD | SHS | 353K | 1K | – |
| MONDELEZ INTL INC | CL A | 847K | 13K | – |
| MONGODB INC | CL A | 210K | 839 | – |
| MOODYS CORP | COM | 711K | 2K | – |
| MSCI INC | COM | 653K | 1K | – |
| NASDAQ INC | COM | 242K | 4K | – |
| NATWEST GROUP PLC | SPONS ADR | 235K | 29K | – |
| NETFLIX INC | COM | 9M | 13K | – |
| NEW JERSEY RES CORP | COM | 838K | 20K | – |
| NIOCORP DEVS LTD | COM NEW | 26K | 15K | – |
| NOBLE CORP PLC | ORD SHS A | 415K | 9K | – |
| NOMURA HLDGS INC | SPONSORED ADR | 809K | 140K | – |
| NORDIC AMERICAN TANKERS LIMI | COM | 82K | 21K | – |
| NORFOLK SOUTHN CORP | COM | 378K | 2K | – |
| NORTHERN OIL & GAS INC | COM | 222K | 6K | – |
| NORTHERN TR CORP | COM | 372K | 4K | – |
| NOVARTIS AG | SPONSORED ADR | 2M | 18K | – |
| NOVO-NORDISK A S | ADR | 3M | 23K | – |
| NU HLDGS LTD | ORD SHS CL A | 401K | 31K | – |
| NUCOR CORP | COM | 438K | 3K | – |
| NVIDIA CORPORATION | COM | 3M | 22K | – |
| NXP SEMICONDUCTORS N V | COM | 572K | 2K | – |
| OLYMPIC STEEL INC | COM | 213K | 5K | – |
| OMNICOM GROUP INC | COM | 411K | 5K | – |
| ORACLE CORP | COM | 952K | 7K | – |
| ORANGE | SPONSORED ADR | 341K | 34K | – |
| OTIS WORLDWIDE CORP | COM | 1M | 14K | – |
| PACTIV EVERGREEN INC | COM | 387K | 34K | – |
| PAYCHEX INC | COM | 546K | 5K | – |
| PEARSON PLC | SPONSORED ADR | 211K | 17K | – |
| PEPSICO INC | COM | 285K | 2K | – |
| PFIZER INC | COM | 647K | 23K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 302K | 9K | – |
| PINTEREST INC | CL A | 353K | 8K | – |
| PNC FINL SVCS GROUP INC | COM | 493K | 3K | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 275K | 4K | – |
| PROCTER AND GAMBLE CO | COM | 426K | 3K | – |
| PROGRESSIVE CORP | COM | 751K | 4K | – |
| PROLOGIS INC. | COM | 810K | 7K | – |
| PROTALIX BIOTHERAPEUTICS INC | COM | 12K | 10K | – |
| PRUDENTIAL FINL INC | COM | 822K | 7K | – |
| PTC INC | COM | 273K | 2K | – |
| PUBLIC STORAGE OPER CO | COM | 329K | 1K | – |
| PULTE GROUP INC | COM | 454K | 4K | – |
| QUALCOMM INC | COM | 210K | 1K | – |
| RAMBUS INC DEL | COM | 377K | 6K | – |
| RAYMOND JAMES FINL INC | COM | 259K | 2K | – |
| REGENERON PHARMACEUTICALS | COM | 323K | 307 | – |
| REGIONS FINANCIAL CORP NEW | COM | 337K | 17K | – |
| RELIANCE INC | COM | 1M | 4K | – |
| RELX PLC | SPONSORED ADR | 2M | 39K | – |
| RESMED INC | COM | 538K | 3K | – |
| RILEY EXPLORATION PERMIAN IN | COM | 201K | 7K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 388K | 29K | – |
| ROPER TECHNOLOGIES INC | COM | 402K | 714 | – |
| S&P GLOBAL INC | COM | 1M | 3K | – |
| SAFE BULKERS INC | COM | 184K | 32K | – |
| SALESFORCE INC | COM | 1M | 5K | – |
| SANOFI | SPONSORED ADR | 786K | 16K | – |
| SAP SE | SPON ADR | 3M | 15K | – |
| SCHWAB CHARLES CORP | COM | 613K | 8K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 715K | 9K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 435K | 9K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 18M | 282K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 3M | 65K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 2M | 40K | – |
| SCORPIO TANKERS INC | SHS | 466K | 6K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 370K | 9K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 826K | 4K | – |
| SENSIENT TECHNOLOGIES CORP | COM | 339K | 5K | – |
| SERVICENOW INC | COM | 1M | 2K | – |
| SFL CORPORATION LTD | SHS | 627K | 45K | – |
| SILA REALTY TRUST INC | COMMON STOCK | 200K | 9K | – |
| SIMON PPTY GROUP INC NEW | COM | 902K | 6K | – |
| SITIME CORP | COM | 532K | 4K | – |
| SKYWORKS SOLUTIONS INC | COM | 892K | 8K | – |
| SM ENERGY CO | COM | 1M | 31K | – |
| SMART GLOBAL HLDGS INC | SHS | 377K | 16K | – |
| SMITH & NEPHEW PLC | SPDN ADR NEW | 280K | 11K | – |
| SMITH A O CORP | COM | 343K | 4K | – |
| SNAP ON INC | COM | 232K | 888 | – |
| SONY GROUP CORP | SPONSORED ADR | 843K | 10K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 731K | 19K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 246K | 7K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 6M | 11K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 5M | 57K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 598K | 7K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 4M | 78K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 3M | 9K | – |
| SPX TECHNOLOGIES INC | COM | 594K | 4K | – |
| STANLEY BLACK & DECKER INC | COM | 490K | 6K | – |
| STATE STR CORP | COM | 212K | 3K | – |
| STRYKER CORPORATION | COM | 863K | 3K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 887K | 66K | – |
| SYNAPTICS INC | COM | 295K | 3K | – |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 726K | 56K | – |
| TARGET CORP | COM | 774K | 5K | – |
| TD SYNNEX CORPORATION | COM | 300K | 3K | – |
| TEEKAY TANKERS LTD | CL A | 366K | 5K | – |
| TELEFONICA S A | SPONSORED ADR | 386K | 92K | – |
| TESLA INC | COM | 898K | 5K | – |
| TETRA TECH INC NEW | COM | 264K | 1K | – |
| THE CIGNA GROUP | COM | 741K | 2K | – |
| THE TRADE DESK INC | COM CL A | 1M | 12K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 733K | 1K | – |
| TJX COS INC NEW | COM | 1M | 10K | – |
| T-MOBILE US INC | COM | 1M | 7K | – |
| TOAST INC | CL A | 562K | 22K | – |
| TRACTOR SUPPLY CO | COM | 398K | 1K | – |
| TRANSDIGM GROUP INC | COM | 245K | 192 | – |
| TRAVELERS COMPANIES INC | COM | 218K | 1K | – |
| TRUIST FINL CORP | COM | 448K | 12K | – |
| UBER TECHNOLOGIES INC | COM | 1M | 16K | – |
| UFP INDUSTRIES INC | COM | 302K | 3K | – |
| ULTRA CLEAN HLDGS INC | COM | 530K | 11K | – |
| UNILEVER PLC | SPON ADR NEW | 2M | 28K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 3K | – |
| UNITIL CORP | COM | 261K | 5K | – |
| US BANCORP DEL | COM NEW | 451K | 11K | – |
| VANECK ETF TRUST | JP MRGAN EM LOC | 5M | 205K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 646K | 2K | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 10M | 191K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 19M | 247K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 48M | 672K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 39M | 179K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 34M | 139K | – |
| VANGUARD INDEX FDS | VALUE ETF | 57M | 355K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 407M | 2M | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 11M | 135K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 12M | 67K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 19M | 126K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 4K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 452K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 3M | 8K | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 10M | 241K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 95M | 2M | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 898K | 15K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 189M | 4M | – |
| VANGUARD WORLD FD | ESG US STK ETF | 704K | 7K | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 370K | 6K | – |
| VEEVA SYS INC | CL A COM | 351K | 2K | – |
| VENTAS INC | COM | 270K | 5K | – |
| VERISK ANALYTICS INC | COM | 559K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 861K | 21K | – |
| VERTEX PHARMACEUTICALS INC | COM | 819K | 2K | – |
| VISA INC | COM CL A | 2M | 8K | – |
| VISHAY INTERTECHNOLOGY INC | COM | 458K | 21K | – |
| VITESSE ENERGY INC | COMMON STOCK | 293K | 12K | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 126K | 14K | – |
| WALMART INC | COM | 376K | 6K | – |
| WATSCO INC | COM | 444K | 959 | – |
| WELLS FARGO CO NEW | COM | 303K | 5K | – |
| WELLTOWER INC | COM | 561K | 5K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 289K | 878 | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 6M | 112K | – |
| WPP PLC NEW | ADR | 378K | 8K | – |
| ZOETIS INC | CL A | 344K | 2K | – |