FIRST SENTIER INVESTORS (HONG KONG) LIMITED
Adviser information for FIRST SENTIER INVESTORS (HONG KONG) LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 100 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 26 | $24.5B |
| Non-Discretionary | 0 | $0 |
| Total | 26 | $24.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $247.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $14.7B |
| Pension and profit sharing plans | 8 | $3.4B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 5 | $2.5B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.5B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-106686 |
|---|---|
| SEC ERA File Number | 801-106686 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281553 |
| Legal Entity Identifier | 0206616 |
Principal Office
LEVEL 25, ONE EXCHANGE SQUARE,8 CONNAUGHT PLACE
HONG KONG
Hong Kong
Monday - Friday, 9AM - 6PM
Tel: +852 2846-7555, Fax: +852 2846-7547
Websites
www.linkedin.com/company/stewart-investors/
www.firstsentierinvestors.com
www.linkedin.com/company/first-sentier-investors/
www.linkedin.com/company/fssa-investment-managers/
www.linkedin.com/company/igneo-infrastructure-partners/
www.linkedin.com/company/realindex-investments/
www.igneoip.com
www.fssaim.com/
www.stewartinvestors.com/hk
Chief Compliance Officer
CHOI, SZE MING SUNNY
HEAD OF REGULATORY COMPLIANCE & MLRO, HONG KONG
LEVEL 25, ONE EXCHANGE SQUARE
8 CONNAUGHT PLACE
HONG KONG
Hong Kong
Tel:
+852 2846-7547
F************************@***************M
(Full email address available in API data)
Regulatory Contact
CHING TING LAM (RITA)
SENIOR MANAGER, REGULATORY COMPLIANCE
LEVEL 25, ONE EXCHANGE SQUARE
8 CONNAUGHT PLACE
HONG KONG
Hong Kong
Tel:
+852 2846-7519
F************************@***************M
(Full email address available in API data)
Industry Affiliates
| FIRST SENTIER INVESTORS | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS (UK) IM LIMITED | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS (IRELAND) LIMITED | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS (JAPAN) LIMITED | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS (SINGAPORE) | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS (UK) FUNDS LIMITED | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED | Other investment adviser, including financial planners |
| FIRST SENTIER INVESTORS RQI PTY LTD | Other investment adviser, including financial planners |
| MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Other investment adviser, including financial plannersBanking or thrift institutionTrust companyInsurance company or agencyReal estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUI, ELIZA, PUI-SHAN | Individual | – | HEAD OF LEGAL AND COMPANY SECRETARY, ASIA | 01/2018 | < 5% |
| STAPLETON, MICHAEL, DAVID | Individual | – | DIRECTOR OF FSIHK, MANAGING PARTNER, FSSA INVESTMENT MANAGERS & MANAGING DIRECTOR HONG KONG | 11/2021 | < 5% |
| FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED | Foreign Entity | – | HOLDING COMPANY OF FIRST SENTIER INVESTORS (HONG KONG) LIMITED | 02/1992 | > 75% |
| DOWLING, KATE, LUCINDA | Individual | – | DIRECTOR OF FSIHK | 05/2018 | < 5% |
| MITSUBISHI UFJ FINANCIAL GROUP, INC. | Foreign Entity | MITSUBISHI UFJ TRUST AND BANKING CORPORATION | SHAREHOLDER / HEAD PARENT COMPANY | 08/2019 | > 75% |
| MITSUBISHI UFJ TRUST AND BANKING CORPORATION | Foreign Entity | FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED | SHAREHOLDER | 08/2019 | > 75% |
| FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED | Foreign Entity | FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED | SHAREHOLDER | 08/2019 | > 75% |
| Chia, Chung Piau | Individual | – | DIRECTOR OF FSIHK & HEAD OF FINANCE, ASIA | 10/2021 | < 5% |
| TANG, CHI WAI | Individual | – | HEAD OF CLIENT OPERATIONS | 09/2021 | < 5% |
| PRENDIVILLE, LAUREN | Individual | – | DIRECTOR OF FSIHK, MANAGING DIRECTOR AND HEAD OF DISTRIBUTION, APAC | 10/2022 | < 5% |
| CHOI, SZE MING SUNNY | Individual | – | HEAD OF REGULATORY COMPLIANCE & MLRO, HONG KONG | 05/2022 | < 5% |