ADAMS FUNDS ADVISERS
ADAMS FUNDS ADVISERS, LLC Legal Name
Adviser information for ADAMS FUNDS ADVISERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-106700 |
|---|---|
| SEC ERA File Number | 801-106700 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226613 |
| Legal Entity Identifier | None |
Principal Office
500 E. PRATT ST.SUITE 1300
BALTIMORE
MD
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 410-752-5900, Fax: 410-659-0080
Chief Compliance Officer
JANIS F. KERNS
GENERAL COUNSEL, CORPORATE SECRETARY
500 E. PRATT ST.
SUITE 1300
BALTIMORE
MD
United States
Tel:
(410) 230-2901
K****@*************M
(Full email address available in API data)
Regulatory Contact
GAIL VALENTI
EXECUTIVE ASSISTANT
ADAMS FUNDS
500 EAST PRATT STREET, SUITE 1300
BALTIMORE
MD
United States
Tel:
4102302909
V******@*************M
(Full email address available in API data)
Industry Affiliates
| ADAMS DIVERSIFIED EQUITY FUND, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADAMS DIVERSIFIED EQUITY FUND, INC. | Domestic Entity | – | MEMBER AND MANAGING MEMBER | 04/2015 | > 75% |
| KERNS, JANIS, FONDA | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2018 | < 5% |