TRINITAS CAPITAL MANAGEMENT
TRINITAS CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for TRINITAS CAPITAL MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 30 | $12.9B |
| Non-Discretionary | 0 | $0 |
| Total | 30 | $12.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 30 | $12.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
200 CRESCENT COURTSUITE 1175
DALLAS
TX
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M. (CT)
Tel: 214-420-2400, Fax: None
Websites
Chief Compliance Officer
JOHN F. CANNON
233 WILSHIRE BOULEVARD
SUITE 800
SANTA MONICA
CA
United States
Tel:
(310) 400-8820
J******@************M
(Full email address available in API data)
Regulatory Contact
MARK T. MURRAY
CHIEF FINANCIAL OFFICER
200 CRESCENT COURT
SUITE 1175
DALLAS
TX
United States
Tel:
(214) 420-4418
M******@****************M
(Full email address available in API data)
Industry Affiliates
| WHITESTAR ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRINITAS CLO III, LTD. | Securitized Asset Fund | $0.9M | $1.0M | 6 |
| TRINITAS CLO IV, LTD. | Securitized Asset Fund | $383.9M | $1.0M | 8 |
| TRINITAS CLO IX, LTD. | Securitized Asset Fund | $585.3M | $1.0M | 3 |
| TRINITAS CLO V, LTD. | Securitized Asset Fund | $107.5M | $1.0M | 7 |
| TRINITAS CLO VI, LTD. | Securitized Asset Fund | $697.7M | $1.0M | 5 |
| TRINITAS CLO VII, LTD. | Securitized Asset Fund | $594.8M | $1.0M | 7 |
| TRINITAS CLO VIII, LTD. | Securitized Asset Fund | $455.3M | $1.0M | 5 |
| TRINITAS CLO X, LTD. | Securitized Asset Fund | $594.4M | $1.0M | 2 |
| TRINITAS CLO XI, LTD. | Securitized Asset Fund | $592.5M | $1.0M | 2 |
| TRINITAS CLO XII, LTD. | Securitized Asset Fund | $502.1M | $1.0M | 2 |
| TRINITAS CLO XIV, LTD. | Securitized Asset Fund | $548.6M | $1.0M | 2 |
| TRINITAS CLO XIX, LTD. | Securitized Asset Fund | $498.4M | $1.0M | 2 |
| TRINITAS CLO XV, LTD. | Securitized Asset Fund | $500.2M | $1.0M | 2 |
| TRINITAS CLO XVI, LTD. | Securitized Asset Fund | $499.8M | $1.0M | 2 |
| TRINITAS CLO XVII, LTD. | Securitized Asset Fund | $499.8M | $1.0M | 2 |
| TRINITAS CLO XVIII, LTD. | Securitized Asset Fund | $499.2M | $1.0M | 2 |
| TRINITAS CLO XX, LTD. | Securitized Asset Fund | $499.5M | $1.0M | 2 |
| TRINITAS CLO XXI, LTD. | Securitized Asset Fund | $499.9M | $1.0M | 2 |
| TRINITAS CLO XXII, LTD. | Securitized Asset Fund | $406.1M | $1.0M | 2 |
| TRINITAS CLO XXIII, LTD. | Securitized Asset Fund | $509.0M | $1.0M | 2 |
| TRINITAS CLO XXIV LTD. | CLO WAREHOUSE | $250.0M | $1.0M | 1 |
| TRINITAS CLO XXV LTD. | Securitized Asset Fund | $423.2M | $1.0M | 2 |
| TRINITAS CLO XXVI LTD. | CLO WAREHOUSE | $100.0M | $1.0M | 1 |
| TRINITAS EURO CLO II DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $436.1M | $1.0M | 1 |
| TRINITAS EURO CLO III DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $440.6M | $1.0M | 1 |
| TRINITAS EURO CLO IV DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $385.6M | $1.0M | 2 |
| TRINITAS EURO CLO V DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $392.5M | $1.0M | 2 |
| TRINITAS EURO CLO VI DESIGNATED ACTIVITY COMPANY | CLO WAREHOUSE | $220.8M | $1.0M | 2 |
| TSTAT 2022-1 LTD. | Securitized Asset Fund | $349.8M | $1.0M | 1 |
| TSTAT 2022-2 LTD. | Securitized Asset Fund | $443.1M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAHMUD, GIBRAN, WARRIS | Individual | – | DIRECTOR, CHIEF EXECUTIVE OFFICER | 08/2015 | < 5% |
| BOSSART, BRENT, ALLEN | Individual | – | DIRECTOR/OWNER | 08/2015 | < 5% |
| BRANER, PHILIP, RICHARD | Individual | – | VP AND CHIEF OPERATING OFFICER | 10/2015 | < 5% |
| TCM HOLDCO LLC | Domestic Entity | – | MEMBER | 04/2017 | 10-25% |
| MURRAY, MARK, THOMAS | Individual | – | CHIEF FINANCIAL OFFICER | 08/2017 | < 5% |
| FRISHKOPF, JOHN, JOSEPH | Individual | – | DIRECTOR | 11/2017 | < 5% |
| BERNSTEIN, ANDREW, GLENN | Individual | – | DIRECTOR | 11/2017 | < 5% |
| EBRAHEMI, FRED | Individual | – | DIRECTOR | 07/2020 | < 5% |
| CANNON, JOHN, FRANCIS | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2020 | < 5% |
| CLEARLAKE CAPITAL GROUP GP, LLC | Domestic Entity | CLEARLAKE STRATEGIC PARTNERS, L.P. | GENERAL PARTNER | 04/2017 | |
| PADE, WILLIAM, JAMES | Individual | – | DIRECTOR | 07/2020 | < 5% |
| GUTIERREZ, XAVIER | Individual | – | DIRECTOR | 07/2020 | < 5% |
| CLEARLAKE STRATEGIC PARTNERS, L.P. | Domestic Entity | TCM HOLDCO LLC | MEMBER | 06/2020 | > 75% |
| CCG OPERATIONS, LLC | Domestic Entity | CLEARLAKE CAPITAL GROUP GP, LLC | MANAGING MEMBER | 04/2017 | > 75% |
| CCG GLOBAL, LLC | Domestic Entity | CCG OPERATIONS, LLC | MEMBER | 12/2018 | > 75% |
| EGHBALI, BEHDAD | Individual | CCG GLOBAL, LLC | MEMBER | 12/2018 | 25-50% |
| FELICIANO, JOSE, ENRIQUE | Individual | CCG GLOBAL, LLC | MEMBER | 12/2018 | 50-75% |
| CAPITAL DYNAMICS GLOBAL SECONDARIES IV HOLDINGS, L.P. | Foreign Entity | – | MEMBER | 09/2017 | 5-10% |
| CAPITAL DYNAMICS MID-MARKET DIRECT IV, L.P. | Foreign Entity | – | MEMBER | 02/2019 | 5-10% |
| CAPITAL DYNAMICS (US) GP III, L.P. | Domestic Entity | CAPITAL DYNAMICS GLOBAL SECONDARIES IV HOLDINGS, L.P. | GENERAL PARTNER | 12/2011 | |
| CAPITAL DYNAMICS (US) GP III, LLC | Domestic Entity | CAPITAL DYNAMICS (US) GP III, L.P. | GENERAL PARTNER | 12/2011 | |
| CAPITAL DYNAMICS INVESTMENTS (US) LIMITED | Foreign Entity | CAPITAL DYNAMICS (US) GP III, LLC | SOLE MEMBER | 12/2011 | > 75% |
| CAPITAL DYNAMICS HOLDING AG | Foreign Entity | CAPITAL DYNAMICS INVESTMENTS (US) LIMITED | PARENT COMPANY | 12/2011 | > 75% |
| DSA AG | Foreign Entity | CAPITAL DYNAMICS HOLDING AG | PARENT COMPANY | 01/2021 | > 75% |
| KUBR, THOMAS, J | Individual | DSA AG | OWNER | 11/2023 | 50-75% |
| CAPITAL DYNAMICS MID-MARKET DIRECT IV GP, L.P. | Foreign Entity | CAPITAL DYNAMICS MID-MARKET DIRECT IV, L.P. | GENERAL PARTNER | 03/2015 | |
| CAPITAL DYNAMICS UK GP II LLP | Foreign Entity | CAPITAL DYNAMICS MID-MARKET DIRECT IV GP, L.P. | GENERAL PARTNER | 12/2015 | |
| CAPITAL DYNAMICS LIMITED | Foreign Entity | CAPITAL DYNAMICS UK GP II LLP | PARENT COMPANY | 12/2014 | > 75% |
| CAPITAL DYNAMICS HOLDING AG | Foreign Entity | CAPITAL DYNAMICS LIMITED | PARENT COMPANY | 12/2014 | > 75% |
| DOTTER STIFTUNG | Foreign Entity | DSA AG | PARENT COMPANY | 01/2021 | 50-75% |
| PES TRIPLE FALLS HOLDINGS LP | Domestic Entity | – | MEMBER | 10/2021 | 10-25% |
| UAW RETIREE MEDICAL BENEFITS TRUST | Domestic Entity | – | MEMBER | 04/2022 | 10-25% |
| VINTAGE VIII AB LLC | Domestic Entity | PES TRIPLE FALLS HOLDINGS LP | LIMITED PARTNER | 10/2021 | 25-50% |
| VINTAGE VIII OFFSHORE AB LLC | Domestic Entity | PES TRIPLE FALLS HOLDINGS LP | LIMITED PARTNER | 10/2021 | 25-50% |
| VINTAGE VIII OFFSHORE HOLDINGS LP | Foreign Entity | VINTAGE VIII OFFSHORE AB LLC | MEMBER | 11/2020 | > 75% |
| VINTAGE VIII FOREIGN INCOME BLOCKER LLC | Domestic Entity | VINTAGE VIII AB LLC | MEMBER | 11/2020 | > 75% |
| VINTAGE VIII LP | Domestic Entity | VINTAGE VIII FOREIGN INCOME BLOCKER LLC | MEMBER | 12/2018 | > 75% |
| VF VIII ADVISORS LLC | Domestic Entity | VINTAGE VIII LP | GENERAL PARTNER | 05/2019 | |
| VINTAGE VIII OFFSHORE FOREIGN INCOME BLOCKER LTD. | Foreign Entity | VINTAGE VIII OFFSHORE HOLDINGS LP | LIMITED PARTNER | 05/2019 | > 75% |
| VINTAGE VIII OFFSHORE SCSP | Foreign Entity | VINTAGE VIII OFFSHORE FOREIGN INCOME BLOCKER LTD. | LIMITED PARTNER | 01/2019 | > 75% |
| VF VIII OFFSHORE ADVISORS S.A.R.L. | Foreign Entity | VINTAGE VIII OFFSHORE SCSP | GENERAL PARTNER | 05/2019 | |
| ACCESS TRUST | Domestic Entity | VF VIII OFFSHORE ADVISORS S.A.R.L. | SHAREHOLDER | 05/2019 | > 75% |
| APEX GROUP TRUSTEES (CAYMAN) LIMITED | Foreign Entity | ACCESS TRUST | TRUSTEE | 04/2021 | |
| O'Sullivan, Kathryn, Winifred | Individual | VF VIII OFFSHORE ADVISORS S.A.R.L. | MANAGER | 05/2019 | |
| GALLOWAY, ANDREW, DANIEL JAMES | Individual | VF VIII OFFSHORE ADVISORS S.A.R.L. | MANAGER | 05/2019 | |
| GALLOWAY, ANDREW, DANIEL JAMES | Individual | VF VIII ADVISORS LLC | MANAGER | 05/2019 | |
| ACCESS TRUST | Domestic Entity | VF VIII ADVISORS LLC | SHAREHOLDER | 05/2019 | > 75% |
| LEWIS, JOHN, CLIVE | Individual | VF VIII ADVISORS LLC | MANAGER | 05/2019 |