SAGEWOOD ASSET MANAGEMENT LP
Adviser information for SAGEWOOD ASSET MANAGEMENT LP last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 8 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 286 | $2.6B |
| Non-Discretionary | 0 | $0 |
| Total | 286 | $2.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 255 | $2.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 27 | $328.1M |
| Other | <5 | $38.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 6 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.3B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| UBS MANAGED ACCOUNTS CONSULTING | UBS FINANCIAL SERVICES INC. |
| CONSULTING AND EVALUATION SERVICES | MORGAN STANLEY |
| INVESTMENT COUNSELING SERVICE PROGRAM | J.P. MORGAN SECURITIES LLC |
Identifiers
| SEC RIA File Number | 801-106703 |
|---|---|
| SEC ERA File Number | 801-106703 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281548 |
| Legal Entity Identifier | None |
Principal Office
100 PARK AVENUE22ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 - 5:00
Tel: 212-231-8777, Fax: 646-759-4277
Chief Compliance Officer
DAVID TRAVIS
COO/CFO/CCO
100 PARK AVENUE
22ND FLOOR
NEW YORK
NY
United States
Tel:
212-231-8777
Fax:
646-759-4277
D***********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MALUKI, DEFINA | Individual | – | CHIEF INVESTMENT OFFICER/MANAGING MEMBER | 12/2016 | > 75% |
| TRAVIS, DAVID, NEIL | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 12/2016 | < 5% |
| BELLEVILLE, WILLIAM, JAMES | Individual | – | CHAIRMAN | 12/2016 | 10-25% |