Hedge Fund Database

ASSET ALLOCATION STRATEGIES, LLC

Adviser information for ASSET ALLOCATION STRATEGIES, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 40
Investment Advisory/Research 40
Registered Broker-Dealer Representatives 35
Registered State Investment Advisers 40
Licensed Agents of an Insurance Company 40
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,741 $451.2M
Non-Discretionary 15 $175.6M
Total 3,756 $626.7M

Clients

Type Number RAUM
Individuals 3,670 $354.9M
HNW Individuals 71 $96.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 15 $175.6M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-106707
SEC ERA File Number 801-106707
SEC CIK Numbers 1922879
SEC CRD Numbers 152339
Legal Entity Identifier None

Principal Office

33335 GRAND RIVER
FARMINGTON
MI
United States
Monday - Friday, 9 AM TO 5 PM EST
Tel: 248-489-0101, Fax: 562-206-7269

Websites

glpfinancialgroup.com/ www.linkedin.com/company/glpfinancialgroup

Chief Compliance Officer

MICHAEL PATRICK MCEVILLY
EXECUTIVE VICE PRESIDENT OF BUSINESS DEVELOPMENT
33335 GRAND RIVER AVENUE
FARMINGTON
MI
United States
Tel: 248-489-0101
(Full email address available in API data)

Regulatory Contact

DARREN WOOLSON
DIRECTOR OF COMPLIANCE
33335 GRAND RIVER AVENUE
FARMINGTON
MI
United States
Tel: 248-919-1719
(Full email address available in API data)

Industry Affiliates

GLP INVESTMENT SERVICES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MCEVILLY, MICHAEL, PATRICK Individual – MEMBER/OWNER/CHIEF COMPLIANCE OFFICER 03/2021 25-50%
KOCOVES, ALEXANDER, K Individual – MEMBER/OWNER 10/2009 50-75%
ROLNITZKY, JUSTIN, BENJAMIN Individual – DIRECTOR OF INTERNAL OPERATIONS 02/2019 < 5%

No. Employees, Historic

40200201920202021202220232024202519 on 6/6/201919 on 9/12/201919 on 10/24/201919 on 10/25/201925 on 3/30/202025 on 6/9/202025 on 7/15/202025 on 7/22/202025 on 8/17/202031 on 8/27/202031 on 10/6/202031 on 12/8/202031 on 12/18/202033 on 3/30/202133 on 4/22/202133 on 4/22/202133 on 5/26/202133 on 8/16/202133 on 9/8/202133 on 9/28/202133 on 10/28/202133 on 3/31/202233 on 7/13/202233 on 7/20/202233 on 9/13/202233 on 11/22/202233 on 11/22/202233 on 1/10/202333 on 3/24/202337 on 3/31/202337 on 11/16/202337 on 11/20/202340 on 3/7/2024

RAUM, Historic

700M350M0201920202021202220232024202585216000 on 6/6/201985216000 on 9/12/201985216000 on 10/24/201985216000 on 10/25/2019113425023 on 3/30/2020113425023 on 6/9/2020113425023 on 7/15/2020113425023 on 7/22/2020113425023 on 8/17/2020113425023 on 8/27/2020113425023 on 10/6/2020113425023 on 12/8/2020113425023 on 12/18/2020173285828 on 3/30/2021173285828 on 4/22/2021173285828 on 4/22/2021173285828 on 5/26/2021173285828 on 8/16/2021173285828 on 9/8/2021173285828 on 9/28/2021173285828 on 10/28/2021388045217 on 3/31/2022388045217 on 7/13/2022388045217 on 7/20/2022388045217 on 9/13/2022388045217 on 11/22/2022388045217 on 11/22/2022388045217 on 1/10/2023388045217 on 3/24/2023451292203 on 3/31/2023451292203 on 11/16/2023451292203 on 11/20/2023626742262 on 3/7/2024

No. Clients, Historic

4,0002,000020192020202120222023202420251086 on 6/6/20191086 on 9/12/20191086 on 10/24/20191086 on 10/25/20191422 on 3/30/20201422 on 6/9/20201422 on 7/15/20201422 on 7/22/20201422 on 8/17/20201422 on 8/27/20201422 on 10/6/20201422 on 12/8/20201422 on 12/18/20201622 on 3/30/20211622 on 4/22/20211622 on 4/22/20211622 on 5/26/20211622 on 8/16/20211622 on 9/8/20211622 on 9/28/20211622 on 10/28/20211649 on 3/31/20221649 on 7/13/20221649 on 7/20/20221649 on 9/13/20221649 on 11/22/20221649 on 11/22/20221649 on 1/10/20231649 on 3/24/20232699 on 3/31/20232699 on 11/16/20232699 on 11/20/20233756 on 3/7/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 660K 3K –
AMPLIFY ETF TR HIGH INCOME 158K 13K –
AMPLIFY ETF TR CWP ENHANCED DIV 234K 6K –
APPLE INC COM 1M 7K –
AT&T INC COM 205K 11K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 346K 851 –
BOEING CO COM 216K 1K –
CAPITAL GRP FIXED INCM ETF T CORE PLUS INCM 342K 15K –
CAPITAL ONE FINL CORP COM 216K 2K –
CITIGROUP INC COM NEW 260K 4K –
COSTCO WHSL CORP NEW COM 214K 251 –
DTE ENERGY CO COM 221K 2K –
ENERGY TRANSFER L P COM UT LTD PTN 477K 29K –
ENTERPRISE PRODS PARTNERS L COM 440K 15K –
FIDELITY COVINGTON TRUST LOW VOLITY ETF 2M 30K –
FIFTH THIRD BANCORP COM 426K 12K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 2M 115K –
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 2M 99K –
FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 4M 78K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 8M 152K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 5M 107K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 1M 53K –
FLEXSHARES TR INT QLTDVDYNAM 7M 229K –
GLOBAL X FDS NASDAQ 100 COVER 186K 11K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 338K 2K –
INVESCO EXCH TRADED FD TR II EQUAL WEGT 0-30 242K 9K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 530K 10K –
INVESCO EXCHANGE TRADED FD T DORSEY WRIGHT HE 284K 7K –
INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 3M 65K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 9M 187K –
INVESCO QQQ TR UNIT SER 1 24M 51K –
ISHARES BITCOIN TR SHS 738K 22K –
ISHARES TR BROAD USD HIGH 385K 11K –
ISHARES TR CORE S&P SCP ETF 13M 119K –
ISHARES TR RUS TOP 200 ETF 3M 25K –
ISHARES TR CORE S&P500 ETF 209K 381 –
ISHARES TR RUS 1000 GRW ETF 1M 4K –
ISHARES TR RUS MID CAP ETF 4M 52K –
ISHARES TR NATIONAL MUN ETF 558K 5K –
ISHARES TR RUS TP200 GR ETF 10M 47K –
ISHARES TR CORE S&P MCP ETF 8M 131K –
ISHARES TR MRGSTR SM CP GR 2M 38K –
ISHARES TR MORNINGSTR US EQ 291K 4K –
ISHARES TR GLOBAL 100 ETF 16M 168K –
ISHARES TR S&P 500 GRWT ETF 10M 104K –
ISHARES TR FALN ANGLS USD 9M 347K –
ISHARES TR MRGSTR MD CP GRW 2M 29K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 487K 9K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 253K 5K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 784K 14K –
JACKSON FINANCIAL INC COM CL A 1M 19K –
JANUS DETROIT STR TR HENDRSN SHRT ETF 1M 30K –
JPMORGAN CHASE & CO. COM 257K 1K –
MICROSOFT CORP COM 279K 623 –
NVIDIA CORPORATION COM 621K 5K –
PFIZER INC COM 215K 8K –
PIMCO ETF TR ENHAN SHRT MA AC 243K 2K –
POWERSHARES ACTIVELY MANAGED S&P500 DOWNSID 15M 388K –
SCHWAB STRATEGIC TR US REIT ETF 353K 18K –
SCHWAB STRATEGIC TR US TIPS ETF 441K 8K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 27M 352K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 422K 12K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 770K 11K –
SCHWAB STRATEGIC TR US LRG CAP ETF 1M 19K –
SCHWAB STRATEGIC TR US LCAP GR ETF 693K 7K –
SCHWAB STRATEGIC TR SHT TM US TRES 335K 7K –
SCHWAB STRATEGIC TR INTL EQTY ETF 847K 22K –
SCHWAB STRATEGIC TR US AGGREGATE B 2M 36K –
SCHWAB STRATEGIC TR US SML CAP ETF 240K 5K –
SELECT SECTOR SPDR TR RL EST SEL SEC 4M 91K –
SELECT SECTOR SPDR TR ENERGY 6M 61K –
SELECT SECTOR SPDR TR SBI INT-UTILS 4M 64K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 7M 46K –
SELECT SECTOR SPDR TR SBI CONS STPLS 3M 40K –
SELECT SECTOR SPDR TR FINANCIAL 11M 267K –
SPDR DOW JONES INDL AVERAGE UT SER 1 3M 7K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR SER TR PRTFLO S&P500 GW 9M 110K –
SPDR SER TR PORTFOLIO S&P500 408K 6K –
STRATEGY SHS NS 7HANDL IDX 1M 61K –
TRANE TECHNOLOGIES PLC SHS 362K 1K –
TYSON FOODS INC CL A 244K 4K –
VANGUARD INDEX FDS GROWTH ETF 278K 743 –
VANGUARD INDEX FDS REAL ESTATE ETF 968K 12K –
VANGUARD INDEX FDS VALUE ETF 231K 1K –
VANGUARD INDEX FDS MCAP VL IDXVIP 202K 1K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 567K 13K –
VANGUARD MALVERN FDS STRM INFPROIDX 9M 195K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 6M 32K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 6M 127K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 11M 92K –