COMMUNITY DEVELOPMENT FUND ADVISORS, LLC
Adviser information for COMMUNITY DEVELOPMENT FUND ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $133.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $133.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $133.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-106710 |
|---|---|
| SEC ERA File Number | 801-106710 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281617 |
| Legal Entity Identifier | None |
Principal Office
6255 CHAPMAN FIELD DRIVEMIAMI
FL
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 305-663-0100, Fax: 305-665-2203
Websites
Chief Compliance Officer
KENNETH H. THOMAS, PH.D.
PRESIDENT, CEO
6255 CHAPMAN FIELD DRIVE
MIAMI
FL
United States
Tel:
(305) 663-0100
Fax:
(305) 665-2203
K**@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Thomas, Kenneth, Herbert | Individual | – | PRESIDENT, CEO, CCO, TRUSTEE OF REVOCABLE TRUST OF KENNETH H. THOMAS | 08/2011 | > 75% |
| REVOCABLE TRUST OF KENNETH H. THOMAS | Domestic Entity | – | MEMBER | 06/2017 | > 75% |