ARCADIA FUNDS
ARCADIA FUNDS, LLC Legal Name
Adviser information for ARCADIA FUNDS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $233.2M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $233.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $233.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-106734 |
|---|---|
| SEC ERA File Number | 801-106734 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166087 |
| Legal Entity Identifier | None |
Principal Office
20 BURLINGTON MALL ROADSUITE 420
BURLINGTON
MA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 781.418.1049, Fax: 781.915.0735
Chief Compliance Officer
ANDREW F. ST. PIERRE
CHIEF COMPLIANCE OFFICER
20 BURLINGTON MALL ROAD
SUITE 420
BURLINGTON
MA
United States
Tel:
781.418.1031
Fax:
781.915.0735
A********@***************M
(Full email address available in API data)
Regulatory Contact
BRENT CLARK
MANAGING DIRECTOR
20 BURLINGTON MALL ROAD
SUITE 420
BURLINGTON
MA
United States
Tel:
781.418.1049
Fax:
781.915.0735
B*****@***************M
(Full email address available in API data)
Industry Affiliates
| CIRRIX CAPITAL GP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARCADIA FUNDS SPECIALTY FINANCE PARTNERS, L.P. | Securitized Asset Fund | $3.7M | $1.0M | 2 |
| CIRRIX CAPITAL TE, L.P. | Hedge Fund | $0.1M | $0.5M | 2 |
| CIRRIX CAPITAL, L.P. | Hedge Fund | $111.2M | $0.5M | 25 |
| CIRRIX INVESTMENTS, LLC | Hedge Fund | $219.4M | $0.5M | 4 |
| SALI MULTI-SERIES FUND L.P. | Hedge Fund | $10.1M | $10.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STOOKEY, ANSON, GREENE PHELPS | Individual | – | MEMBER | 06/2012 | 10-25% |
| HALLOWELL, ANDREW, WELCH | Individual | – | MANAGING MEMBER | 06/2012 | 25-50% |
| CLARK, BRENT, ROGERS | Individual | – | MEMBER | 06/2012 | 25-50% |
| GREEN, JONATHAN, BREGSTONE | Individual | – | MEMBER | 06/2012 | 10-25% |
| STPIERRE, ANDREW, FULLER | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2017 | < 5% |