Hedge Fund Database

SIMMONS CAPITAL GROUP

AIFG CONSULTANTS LTD. Legal Name

Adviser information for SIMMONS CAPITAL GROUP last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,443 $211.5M
Non-Discretionary 0 $0
Total 1,443 $211.5M

Clients

Type Number RAUM
Individuals 452 $98.9M
HNW Individuals 56 $101.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 30 $11.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 211.4M
Portfolio Manager to Program Sponsor
SIMMONS CAPITAL GROUP WRAP PROGRAM SIMMONS CAPITAL GROUP

Identifiers

SEC RIA File Number 801-106746
SEC ERA File Number 801-106746
SEC CIK Numbers 1988547
SEC CRD Numbers 281122
Legal Entity Identifier None

Principal Office

139 MEYER ROAD
HALFMOON
NY
United States
Monday - Friday, 8:30-5:00
Tel: (518) 406-5624, Fax: (518) 406-5625

Websites

www.facebook.com/simmonscapitalgroup/ www.simmonscapitalgroup.com/ www.linkedin.com/company/simmons-capital-group www.youtube.com/channel/uc1zl3bxljclfnldn3hhl2ra twitter.com/simmonscapital

Chief Compliance Officer

AUDRA K. HIGGINS
CHIEF OPERATING OFFICER
139 MEYER ROAD
HALFMOON
NY
United States
Tel: (518) 406-5624
Fax: (518) 406-5625
(Full email address available in API data)

Regulatory Contact

DONALD E. SIMMONS
FOUNDER AND EXECUTIVE DIRECTOR
139 MEYER ROAD
HALFMOON
NY
United States
Tel: (518) 406-5624
Fax: (518) 406-5625
(Full email address available in API data)

Industry Affiliates

STEWARD ADVISORS GROUP, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SIMMONS, DONALD, EDWARD Individual – FOUNDER, PRINCIPAL AND EXECUTIVE DIRECTOR 08/2015 > 75%
HIGGINS, AUDRA, KEARNEY Individual – PARTNER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 08/2015 10-25%
LEADER, DARREN, JAMES Individual – OWNER 09/2015 10-25%

No. Employees, Historic

10502020202120222023202420255 on 3/30/20205 on 4/6/20205 on 5/29/20205 on 6/26/20205 on 10/21/20205 on 11/3/20205 on 3/29/20215 on 6/24/20215 on 8/20/20215 on 10/26/20215 on 11/10/20216 on 3/21/20226 on 6/24/20226 on 10/6/20226 on 11/1/20228 on 3/30/20238 on 6/27/20238 on 11/2/20238 on 11/3/20238 on 11/16/20238 on 2/7/20247 on 3/20/2024

RAUM, Historic

300M150M0202020212022202320242025151927302 on 3/30/2020151927302 on 4/6/2020151927302 on 5/29/2020151927302 on 6/26/2020151927302 on 10/21/2020151927302 on 11/3/2020180530031 on 3/29/2021180530031 on 6/24/2021180530031 on 8/20/2021180530031 on 10/26/2021180530031 on 11/10/2021207302997 on 3/21/2022207302997 on 6/24/2022207302997 on 10/6/2022207302997 on 11/1/2022186702179 on 3/30/2023186702179 on 6/27/2023186702179 on 11/2/2023186702179 on 11/3/2023186702179 on 11/16/2023186702179 on 2/7/2024211495597 on 3/20/2024

No. Clients, Historic

8004000202020212022202320242025522 on 3/30/2020522 on 4/6/2020522 on 5/29/2020522 on 6/26/2020522 on 10/21/2020522 on 11/3/2020521 on 3/29/2021521 on 6/24/2021521 on 8/20/2021521 on 10/26/2021521 on 11/10/2021572 on 3/21/2022572 on 6/24/2022572 on 10/6/2022572 on 11/1/2022707 on 3/30/2023707 on 6/27/2023707 on 11/2/2023707 on 11/3/2023707 on 11/16/2023707 on 2/7/2024538 on 3/20/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALLSTATE CORP COM Stock 475K 3K –
APPLE INC COM Stock 569K 3K –
BANK AMERICA CORP COM Stock 251K 6K –
DTE ENERGY CO COM Stock 233K 2K –
EXXON MOBIL CORP COM Stock 1M 9K –
FIRST TRUST LOW DURATION OPPORTUNITIES ETF ETF 2M 36K –
FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND ETF 5M 136K –
FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND ETF 12M 98K –
FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF ETF 6M 166K –
FT VEST LADDERED BUFFER ETF ETF 3M 101K –
FT VEST U.S. EQUITY BUFFER ETF - JULY ETF 7M 144K –
FT VEST U.S. EQUITY ENHANCE & MODERATE BUFFER ETF - MARCH ETF 5M 149K –
FT VEST U.S. EQUITY MODERATE BUFFER ETF - JUNE ETF 467K 14K –
FT VEST U.S. EQUITY MODERATE BUFFER ETF - MAY ETF 3M 76K –
FT VEST US EQUITY BUFFER ETF - JANUARY ETF 333K 8K –
FT VEST US EQUITY MODERATE BUFFER ETF FEBRUARY ETF 9M 253K –
GE AEROSPACE COM NEW Stock 311K 2K –
HESS CORP COM Stock 342K 2K –
INSPIRE 100 ETF ETF 2M 54K –
INSPIRE CORPORATE BOND ETF ETF 702K 30K –
INSPIRE INTERNATIONAL ETF ETF 253K 9K –
INVESCO BULLETSHARES 2026 HIGH YIELD CORP BOND ETF ETF 6M 270K –
ISHARES CORE S&P 500 ETF ETF 437K 797 –
ISHARES NATIONAL MUNI BOND ETF ETF 4M 34K –
JPMORGAN CHASE & CO. COM Stock 237K 1K –
JPMORGAN EQUITY PREMIUM INCOME ETF ETF 10M 181K –
MICROSOFT CORP COM Stock 428K 957 –
NOVO-NORDISK A S ADR ADR 253K 2K –
NUVEEN ESG LARGE-CAP VALUE ETF ETF 673K 18K –
NVIDIA CORPORATION COM Stock 593K 5K –
PROCTER AND GAMBLE CO COM Stock 217K 1K –
SOVEREIGN'S CAPITAL FLOURISH FUND ETF 557K 19K –
SPDR GOLD MINISHARES TRUST ETF 8M 170K –
SPDR GOLD SHARES ETF 392K 2K –
SPDR MSCI EAFE FOSSIL FUEL FREE ETF ETF 354K 9K –
SPDR PORTFOLIO AGGREGATE BOND ETF ETF 13M 519K –
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 7M 201K –
SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 13M 196K –
SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 8M 96K –
SPDR PORTFOLIO S&P 500 VALUE ETF ETF 800K 16K –
SPDR PORTFOLIO S&P 600 SMALL CAP ETF ETF 309K 7K –
SYSCO CORP COM Stock 828K 12K –
VANGUARD FTSE DEVELOPED MARKETS ETF ETF 213K 4K –
VANGUARD S&P 500 ETF ETF 1M 3K –
VERIZON COMMUNICATIONS INC COM Stock 284K 7K –