MONTICELLOAM, LLC
Adviser information for MONTICELLOAM, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 56 |
|---|---|
| Investment Advisory/Research | 49 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $934.8M |
| Non-Discretionary | 1 | $160.7M |
| Total | 25 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 25 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesADVISORY SERVICES REGARDING LOAN INVESTMENTS |
|---|---|
| Compensation | % of AUMPerformance-based feesLOAN ORIGINATION, LOAN SERVICING, ADVISORY AND CONSULTING FEES |
Identifiers
| SEC RIA File Number | 801-106754 |
|---|---|
| SEC ERA File Number | 801-106754 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173553 |
| Legal Entity Identifier | None |
Principal Office
600 THIRD AVENUE21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00-5:00
Tel: 646-844-3600, Fax: 646-844-3610
Chief Compliance Officer
JONATHAN LITT
SECRETARY; TREASURER
600 THIRD AVENUE
NEW YORK
NY
United States
Tel:
646-844-3603
Fax:
646-844-3610
J****@***************M
(Full email address available in API data)
Regulatory Contact
SUSAN MORIELLO
COMPLIANCE DIRECTOR
600 THIRD AVENUE
NEW YORK
NY
United States
Tel:
646-314-4336
S********@***************M
(Full email address available in API data)
Industry Affiliates
| GMJV - MANAGER II LLC | Sponsor, GP, manager of pooled investment vehicles |
| GMJV - MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| GREYSTONE BRIDGE LENDING FUND MANAGER LLC | Other investment adviser, including financial planners |
| GREYSTONE MONTICELLO LLC | Sponsor, GP, manager of pooled investment vehicles |
| KL2 PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1330 SPECIAL, LLC | Private Equity Fund | $160.7M | $0.0M | 1 |
| GPC-GM FUND LLC | Private Equity Fund | $230.2M | $0.0M | 15 |
| GREYSTONE MONTICELLO FUNDING LLC SERIES SH-62 | Private Equity Fund | $3.5M | $0.1M | 4 |
| GREYSTONE MONTICELLO FUNDING LLC SERIES SH-65 | Private Equity Fund | $14.4M | $0.1M | 42 |
| GREYSTONE MONTICELLO FUNDING LLC SERIES SH-68 | Private Equity Fund | $64.7M | $0.1M | 3 |
| GREYSTONE MONTICELLO FUNDING LLC SERIES SH-69 | Private Equity Fund | $45.6M | $0.1M | 3 |
| GREYSTONE MONTICELLO FUNDING LLC SERIES SH-71 | Private Equity Fund | $17.6M | $0.1M | 48 |
| GREYSTONE MONTICELLO FUNDING SH-52, LLC | Private Equity Fund | $0.0M | $0.0M | 39 |
| GREYSTONE MONTICELLO FUNDING SH-64 LLC | Private Equity Fund | $29.7M | $0.1M | 73 |
| GREYSTONE MONTICELLO FUNDING SH-66-B LLC | Private Equity Fund | $30.3M | $0.0M | 45 |
| GREYSTONE MONTICELLO FUNDING SH-67A LLC | Private Equity Fund | $76.8M | $0.0M | 1 |
| GREYSTONE MONTICELLO FUNDING SH-67B LLC | Private Equity Fund | $48.5M | $0.1M | 1 |
| GREYSTONE MONTICELLO OPPORTUNITY FUND I LLC | Private Equity Fund | $163.2M | $0.1M | 92 |
| GREYSTONE MONTICELLO SPECIAL FUND XI LP | Private Equity Fund | $28.3M | $0.0M | 3 |
| MONTICELLO FUNDING BTH-48, LLC | Private Equity Fund | $18.5M | $0.1M | 42 |
| MONTICELLO FUNDING BTH-56 MEZZ, LLC | Private Equity Fund | $70.1M | $0.1M | 46 |
| MONTICELLO FUNDING, LLC SERIES BTH-49 | Private Equity Fund | $7.5M | $0.1M | 3 |
| MONTICELLO FUNDING, LLC SERIES BTH-54 | Private Equity Fund | $12.3M | $0.1M | 49 |
| MONTICELLO FUNDING, LLC SERIES BTH-55 | Private Equity Fund | $12.7M | $0.1M | 50 |
| MONTICELLO SPECIAL FUND I, LLC | Private Equity Fund | $1.7M | $0.0M | 2 |
| MONTICELLO SPECIAL FUND IV, LLC | Private Equity Fund | $0.1M | $0.0M | 15 |
| MONTICELLO SPECIAL FUND V INC. | Private Equity Fund | $0.2M | $0.0M | 1 |
| MONTICELLO SPECIAL FUND X LLC | Private Equity Fund | $33.5M | $0.0M | 14 |
| MONTICELLO STRUCTURED PRODUCTS, LLC SERIES MSP-11 | Private Equity Fund | $25.5M | $0.1M | 56 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LALLY, THOMAS, JAMES | Individual | – | FOUNDER, VICE PRESIDENT | 09/2014 | < 5% |
| LITT, ALAN | Individual | – | FOUNDER, PRESIDENT | 09/2014 | 25-50% |
| LITT, JONATHAN | Individual | – | FOUNDER; SECRETARY/TREASURER; CHIEF COMPLIANCE OFFICER | 09/2014 | 25-50% |
| BMJ SALTAIRE, LLC | Domestic Entity | – | OWNER | 12/2018 | 25-50% |
| LALLY, THOMAS, JAMES | Individual | BMJ SALTAIRE, LLC | OWNER | 12/2018 | 25-50% |
| THOMAS LALLY 2018 FAMILY TRUST | Domestic Entity | BMJ SALTAIRE, LLC | OWNER | 12/2018 | 50-75% |
| LALLY, THOMAS, JAMES | Individual | THOMAS LALLY 2018 FAMILY TRUST | GRANTOR | 12/2018 |