KEENEY FINANCIAL GROUP INC.
Adviser information for KEENEY FINANCIAL GROUP INC. last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,179 | $385.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,179 | $385.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 230 | $59.4M |
| HNW Individuals | 271 | $320.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.1M |
| Charitable organizations | <5 | $256,171 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-106762 |
|---|---|
| SEC ERA File Number | 801-106762 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281333 |
| Legal Entity Identifier | None |
Principal Office
6811 BENJAMIN FRANKLIN DRIVESUITE 100
COLUMBIA
MD
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 410-730-7933, Fax: None
Chief Compliance Officer
JOHN KEENEY
PRESIDENT
6811 BENJAMIN FRANKLIN DRIVE
SUITE 100
COLUMBIA
MD
United States
Tel:
410-730-7933
J******@******************M
(Full email address available in API data)
Regulatory Contact
ASHLEIGH SWAYZE
COUNSEL
660 NEWTOWN YARDLEY RD
STE 105
NEWTOWN
PA
United States
Tel:
6463953900
I***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEENEY, JOHN, PATRICK | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 11/2015 | > 75% |