ACCESS WEALTH MANAGEMENT, INC.
Adviser information for ACCESS WEALTH MANAGEMENT, INC. last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 735 | $259.6M |
| Non-Discretionary | 82 | $32.3M |
| Total | 817 | $291.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 55 | $16.3M |
| HNW Individuals | 121 | $251.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.5M |
| Charitable organizations | 5 | $3.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 18 | $17.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-106775 |
|---|---|
| SEC ERA File Number | 801-106775 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281616 |
| Legal Entity Identifier | None |
Principal Office
4360 BROWNSBORO ROADSUITE 101
LOUISVILLE
KY
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 502-292-5500, Fax: 502-292-5800
Chief Compliance Officer
ANTHONY L. CHRISTENSEN
MANAGING MEMBER
4360 BROWNSBORO ROAD
SUITE 101
LOUISVILLE
KY
United States
Tel:
502-292-5500
Fax:
502-292-5800
T***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACCESS REAL ESTATE FUND I, LLC | Real Estate Fund | $17.0M | $0.3M | 24 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHRISTENSEN, ANTHONY, LAMBERT | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 09/2015 | > 75% |