EKON ADVISORS, LLC
Adviser information for EKON ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $111.8M |
| Non-Discretionary | 9 | $91.8M |
| Total | 16 | $203.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $198.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $5.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 36 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesCONSULTING |
|---|---|
| Compensation | % of AUMFixed feesASSETS UNDER ADVISEMENT |
| Other Business Activities | RECORD KEEPING AND THIRDPARTY ADMINISTRATION |
Identifiers
| SEC RIA File Number | 801-106780 |
|---|---|
| SEC ERA File Number | 801-106780 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281039 |
| Legal Entity Identifier | None |
Principal Office
4940 WASHINGTON BLVD.ST. LOUIS
MO
United States
Monday - Friday, 7:30 AM - 5:30 PM
Tel: 314-367-6327, Fax: 314-367-7982
Websites
Chief Compliance Officer
KENDREE SPISAK
4940 WASHINGTON BLVD.
ST. LOUIS
MO
United States
Tel:
314-367-6327
Fax:
314-367-7982
C*********@***************M
(Full email address available in API data)
Regulatory Contact
GENELLE BRAKEFIELD
PRESIDENT
4940 WASHINGTON BLVD.
ST. LOUIS
MO
United States
Tel:
314-367-6327
Fax:
314-367-7982
G*****************@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRAKEFIELD, GENELLE, MARIE | Individual | – | MEMBER & PRESIDENT | 07/2015 | 25-50% |
| KOWALCZYK, KEITH, THOMAS | Individual | – | MEMBER & VICE PRESIDENT | 07/2015 | 10-25% |
| SPISAK, KENDREE, KOWALCZYK | Individual | – | MEMBER, SECRETARY & TREASURER, CHIEF COMPLIANCE OFFICER | 07/2015 | 25-50% |