MOUNTAIN CAPITAL MANAGEMENT, LLC
Adviser information for MOUNTAIN CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesBUDGET-BASED FEE |
Identifiers
| SEC RIA File Number | 801-106782 |
|---|---|
| SEC ERA File Number | 801-106782 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281465 |
| Legal Entity Identifier | None |
Principal Office
811 LOUISIANA STREETSUITE 2550
HOUSTON
TX
United States
Monday - Friday, 8:30AM TO 5:30PM
Tel: 713-357-9660, Fax: None
Websites
Chief Compliance Officer
MICHAEL SELLNER
GENERAL COUNSEL AND SVP
811 LOUISIANA STREET
SUITE 2550
HOUSTON
TX
United States
Tel:
713.357.9640
M******@*************M
(Full email address available in API data)
Regulatory Contact
STEPHEN SPARKS
VP OF ACCOUNTING
811 LOUISIANA STREET
SUITE 2550
HOUSTON
TX
United States
Tel:
713 357 9668
S******@*************M
(Full email address available in API data)
Industry Affiliates
| BEDROCK CIV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BEDROCK NPI CIV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CPP CIV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ESCONDIDO CIV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MC MANAGEMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MOUNTAIN CAPITAL MANAGEMENT GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MOUNTAIN CAPITAL MANAGEMENT II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MOUNTAIN CAPITAL MANAGEMENT NPI GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| REVOLUTION CIV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REVOLUTION II CIV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SADDLEBACK CIV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BEDROCK CIV, LP | Private Equity Fund | $54.7M | $1.0M | 16 |
| BEDROCK NPI CIV, LP | Private Equity Fund | $14.7M | $1.0M | 8 |
| CPP CIV, LP | Private Equity Fund | $16.6M | $1.0M | 2 |
| ESCONDIDO CIV, LP | Private Equity Fund | $34.0M | $1.0M | 6 |
| HANNATHON CIV-A, LP | Private Equity Fund | $10.6M | $1.0M | 1 |
| HANNATHON CIV, LP | Private Equity Fund | $59.4M | $1.0M | 3 |
| MOUNTAIN CAPITAL PARTNERS II-A. LP | Private Equity Fund | $50.7M | $1.0M | 2 |
| MOUNTAIN CAPITAL PARTNERS II, LP | Private Equity Fund | $576.5M | $1.0M | 34 |
| MOUNTAIN CAPITAL PARTNERS NPI, LP | Private Equity Fund | $295.5M | $1.0M | 9 |
| MOUNTAIN CAPITAL PARTNERS, LP | Private Equity Fund | $272.9M | $1.0M | 21 |
| REVOLUTION CIV, LP | Private Equity Fund | $2.7M | $1.0M | 4 |
| REVOLUTION II CIV, LP | Private Equity Fund | $2.9M | $1.0M | 2 |
| SADDLEBACK CIV, LP | Private Equity Fund | $5.9M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OH, SAMUEL, WOONG | Individual | – | PRESIDENT AND CHIEF INVESTMENT OFFICER | 09/2015 | > 75% |
| Sellner, Michael | Individual | – | GENERAL COUNSEL, CCO & SVP | 09/2023 | < 5% |