ALPHACAT CAPITAL INC.
Adviser information for ALPHACAT CAPITAL INC. last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $3.4B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $3.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $2.7B |
| Pension and profit sharing plans | 1 | $735.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | OPERATING EXPENSES PLUS 7% EXCLUDING "PASS THROUGH" |
Identifiers
| SEC RIA File Number | 801-106794 |
|---|---|
| SEC ERA File Number | 801-106794 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281602 |
| Legal Entity Identifier | None |
Principal Office
30 HUDSON STREET18TH FLOOR
JERSEY CITY
NJ
United States
Monday - Friday, 9-5
Tel: 908-679-2647, Fax: None
Websites
Chief Compliance Officer
DAVID BROWN
29 RICHMOND ROAD
PEMBROKE
Bermuda
Tel:
441 278 9395
D**********@*************M
(Full email address available in API data)
Regulatory Contact
LAQUITA OUTERBRIDGE
COMPLIANCE ASSOCIATE
29 RICHMOND ROAD
PEMBROKE
Bermuda
Tel:
441278-9082
L******************@*************M
(Full email address available in API data)
Industry Affiliates
| ALPHACAT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ALPHACAT REINSURANCE LTD. | Insurance company or agency |
| VALIDUS HOLDINGS, LTD. | Insurance company or agency |
| VALIDUS REINSURANCE, LTD. | Insurance company or agency |
| WESTERN WORLD INSURANCE GROUP | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VALIDUS SPECIALTY, LLC | Domestic Entity | – | CORPORATE OWNER | 08/2015 | > 75% |
| Brown, David, Andrew | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2018 | < 5% |
| AIG PROPERTY CASUALTY, INC. | Domestic Entity | VALIDUS SPECIALTY, LLC | CORPORATE OWNER | 07/2018 | > 75% |
| AMERICAN INTERNATIONAL GROUP, INC. | Foreign Entity | VALIDUS SPECIALTY, LLC | OWNER | 07/2018 | > 75% |
| SCHAPER, CHRISTOPHER, THOMAS | Individual | – | CHIEF EXECUTIVE OFFICER/PRESIDENT/PRINCIPAL/DIRECTOR | 10/2021 | < 5% |
| Loucks, Brant, Ivan | Individual | – | DIRECTOR | 10/2021 | < 5% |
| HUSBY, CHRISTIAN, HARALD | Individual | – | DIRECTOR | 10/2021 | < 5% |