RAM ACTIVE INVESTMENTS S.A.
Adviser information for RAM ACTIVE INVESTMENTS S.A. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
RUE DU RH�NE 8GENEVA
Switzerland
Monday - Friday, 08.30 -17.30
Tel: +41 58 726 8700, Fax: None
Websites
Chief Compliance Officer
LAURENT LIENARD
RUE DU RH�NE 8
GENEVA
Switzerland
Tel:
+41228168700
L**@*********M
(Full email address available in API data)
Regulatory Contact
NATACHA CHENAIS
RUE DU RH�NE 8
GENEVA
Switzerland
Tel:
+41 58726 8762
N**@*********M
(Full email address available in API data)
Industry Affiliates
| MEDIOBANCA | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersBanking or thrift institutionTrust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIENARD, LAURENT, JOSEPH FRANCOIS | Individual | – | CHIEF COMPLIANCE OFFICER, HEAD OF LEGAL | 04/2011 | < 5% |
| HAUPTMANN, EMMANUEL, MICHAEL | Individual | – | EXECUTIVE OFFICER, DIRECTOR | 03/2007 | < 5% |
| HAUPTMANN, EMMANUEL, MICHAEL | Individual | – | SHAREHOLDER | 01/2010 | < 5% |
| MARALLA, ANDREA | Individual | – | DIRECTOR | 02/2018 | < 5% |
| YOUNG, ALEXANDRA, VIRGINIA | Individual | – | DIRECTOR | 02/2018 | < 5% |
| GOASGUEN, FRANK | Individual | – | CHIEF EXECUTIVE OFFICER, DIRECTOR | 02/2018 | < 5% |
| MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A | Foreign Entity | – | SHAREHOLDER | 02/2018 | 50-75% |
| CARDOSO, CRISTIANO PAULO | Individual | – | EXECUTIVE OFFICER | 05/2022 | < 5% |
| ALONSO MARTINEZ, REGINO | Individual | – | EXECUTIVE OFFICER | 05/2022 | < 5% |
| TORRES FENTANES, NORMA LIGIA | Individual | – | DIRECTOR | 11/2022 | < 5% |
| BILLOT, SEBASTIEN PHILIPPE MARC | Individual | – | DIRECTOR | 07/2021 | < 5% |