INNOVATIVE PORTFOLIOS LLC
Adviser information for INNOVATIVE PORTFOLIOS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Indiana, United States |
Employees
Total Number of Employees | 16 |
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Investment Advisory/Research | 10 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 11 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,070 | $763.9M |
Non-Discretionary | 50 | $3.5M |
Total | 1,120 | $767.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 2 | $31.4M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $4.4M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 6 | $731.5M |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-106812 |
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SEC ERA File Number | 801-106812 |
SEC CIK Numbers | None |
SEC CRD Numbers | 281382 |
Legal Entity Identifier | None |
Principal Office
8801 RIVER CROSSING BLVDSUITE 100
INDIANAPOLIS
IN
United States
Monday - Friday, 8:30 A.M. - 5 P.M. EST
Tel: 317-689-6450, Fax: 317-689-6455
Chief Compliance Officer
AUDREY BRUCH
CHIEF COMPLIANCE OFFICER
8801 RIVER CROSSING BLVD
SUITE 100
INDIANAPOLIS
IN
United States
Tel:
317-689-6450
Fax:
317-689-6455
A***********@***********************M
(Full email address available in API data)
Regulatory Contact
BRAD STARK
COMPLIANCE MANAGER
8801 RIVER CROSSING BLVD
SUITE 100
INDIANAPOLIS
IN
United States
Tel:
317-689-6450
Fax:
317-689-6455
B*********@***********************M
(Full email address available in API data)
Industry Affiliates
SALZINGER SHEAFF BROCK, LLC | Other investment adviser, including financial planners |
SBAUER FUNDS, LLC | Other investment adviser, including financial planners |
SHEAFF BROCK INVESTMENT ADVISORS, LLC | Other investment adviser, including financial planners |
TREVI GP LLC | Sponsor, GP, manager of pooled investment vehicles |
TRUST ADVISORS | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
TREVI FUND I LP | Hedge Fund | $4.4M | $0.5M | 2 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GILREATH, DAVID, SHEAFF | Individual | – | MANAGING DIRECTOR | 08/2015 | < 5% |
BROCK, RONALD, ROBERT | Individual | – | MANAGING DIRECTOR | 08/2015 | < 5% |
SHEAFF BROCK CAPITAL MANAGEMENT, LLC | Domestic Entity | – | HOLDING CO. | 08/2015 | > 75% |
GILREATH, DAVID, SHEAFF | Individual | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | OWNER/MANAGING MEMBER | 12/2011 | 50-75% |
BROCK, RONALD, ROBERT | Individual | SHEAFF BROCK CAPITAL MANAGEMENT, LLC | OWNER/MANAGING MEMBER | 11/2011 | 50-75% |
BRUCH, AUDREY, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |