TRILINC ADVISORS, LLC
Adviser information for TRILINC ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 32 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $278.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $278.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $278.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-106816 |
|---|---|
| SEC ERA File Number | 801-106816 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166194 |
| Legal Entity Identifier | None |
Principal Office
1230 ROSECRANS AVENUESUITE 605
MANHATTAN BEACH
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 310-997-0580, Fax: 440-247-3709
Chief Compliance Officer
SCOTT HALL
CHIEF OPERATING OFFICER
1230 ROSECRANS AVENUE
SUITE 605
MANHATTAN BEACH
CA
United States
Tel:
310-997-0580
Fax:
440-247-3709
S****@****************M
(Full email address available in API data)
Regulatory Contact
AKIKO MCCOY
DIRECTOR OF COMPLIANCE
1230 ROSECRANS AVENUE
SUITE 605
MANHATTAN BEACH
CA
United States
Tel:
3102200878
Fax:
440-247-3709
A*****@****************M
(Full email address available in API data)
Industry Affiliates
| TRILINC ADVISORS INTERNATIONAL, LTD. | Other investment adviser, including financial planners |
| TRILINC GLOBAL ADVISORS INTERNATIONAL, LTD. | Other investment adviser, including financial planners |
| TRILINC GLOBAL ADVISORS, LLC | Other investment adviser, including financial planners |
| TRILINC GLOBAL SUSTAINABLE INCOME FUND LUXEMBOURG GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| TRILINC GLOBAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRILINC GLOBAL, LLC | Domestic Entity | – | MANAGING MEMBER | 04/2012 | > 75% |
| NELUND, GLORIA, SUE | Individual | TRILINC GLOBAL, LLC | MANAGING MEMBER | 01/2009 | 25-50% |
| NELUND, GLORIA, SUE | Individual | – | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 04/2012 | < 5% |
| SANFORD, PAUL, ROBERT | Individual | – | CHIEF INVESTMENT OFFICER | 04/2012 | < 5% |
| VAN NORMAN, BRENT, LEE | Individual | – | PRESIDENT | 10/2013 | < 5% |
| TIPTON, MARK, ALLEN | Individual | – | CHIEF FINANCIAL OFFICER | 01/2018 | < 5% |
| HALL, SCOTT, THOMAS | Individual | – | CHIEF OPERATING OFFICER | 08/2018 | < 5% |
| HALL, SCOTT, THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |