Hedge Fund Database

CARLSON CAPITAL MANAGEMENT, LLC

Adviser information for CARLSON CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 79
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 25
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8,361 $3.5B
Non-Discretionary 60 $17.5M
Total 8,421 $3.5B

Clients

Type Number RAUM
Individuals 747 $336.5M
HNW Individuals 753 $2.8B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 61 $239.7M
Charitable organizations 22 $60.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 9 $11.7M
Other 43 $78.0M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-106832
SEC ERA File Number 801-106832
SEC CIK Numbers 1581298
SEC CRD Numbers 281544
Legal Entity Identifier None

Principal Office

11 BRIDGE SQUARE
NORTHFIELD
MN
United States
Monday - Friday, 8AM TO 5PM
Tel: 507-645-8887, Fax: 507-645-6408

Websites

www.facebook.com/pg/carlsoncap/community carlsoncap.com www.twitter.com/carlsoncap www.linkedin.com/company/carlson-capital-management/

Chief Compliance Officer

JUSTIN D. STETS
PRESIDENT
11 BRIDGE SQUARE
NORTHFIELD
MN
United States
Tel: 507-645-8887
Fax: 507-645-6408
(Full email address available in API data)

Regulatory Contact

GINGER CHURCH
EXECUTIVE ASSISTANT
11 BRIDGE SQUARE
NORTHFIELD
MN
United States
Tel: 507-321-4020
Fax: 507-645-6408
(Full email address available in API data)

Industry Affiliates

CARLSON TRUST, A TRUST REPRESENTATIVE OFFICE OF NATIONAL ADVISORS TRUST COMPANY, FSB Trust company
CCM INVESTMENT GROUP, LLC Other investment adviser, including financial planners
CCM TAX & TRUST Accountant or accounting firm
VIAFORTE, INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
STETS, JUSTIN, DANIEL Individual – CHIEF COMPLIANCE OFFICER/PRESIDENT 10/2015 < 5%
CARLSON CAPITAL MANAGEMENT Domestic Entity – MEMBER 01/2016 > 75%
CARLSON, GREGORY, ALAN Individual CARLSON CAPITAL MANAGEMENT FOUNDER & CEO 01/1988 25-50%
CARLSON, JEFFREY, ROBERT Individual CARLSON CAPITAL MANAGEMENT FOUNDER & SECRETARY/TREASURER 01/1988 25-50%
CARLSON, GREGORY, ALAN Individual – FOUNDER & CEO 02/2015 < 5%
CARLSON, JEFFREY, ROBERT Individual – FOUNDER & SECRETARY/TREASURER 02/2015 < 5%
Pesek, Thomas, Clarence Individual – GOVERNOR 06/2019 < 5%

No. Employees, Historic

80400201920202021202220232024202546 on 11/4/201954 on 3/26/202054 on 6/18/202054 on 10/20/202057 on 3/24/202157 on 11/4/202168 on 3/29/202268 on 3/31/202268 on 4/18/202268 on 11/4/202279 on 3/25/202379 on 4/3/202379 on 11/30/202379 on 3/27/2024

RAUM, Historic

4B2B020192020202120222023202420251778497007 on 11/4/20192275194879 on 3/26/20202275194879 on 6/18/20202275194879 on 10/20/20202596421651 on 3/24/20212596421651 on 11/4/20213164538594 on 3/29/20223164538594 on 3/31/20223164538594 on 4/18/20223164538594 on 11/4/20222993363308 on 3/25/20232993363308 on 4/3/20232993363308 on 11/30/20233502693641 on 3/27/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251238 on 11/4/20191417 on 3/26/20201417 on 6/18/20201417 on 10/20/20201451 on 3/24/20211451 on 11/4/20211528 on 3/29/20221528 on 3/31/20221528 on 4/18/20221528 on 11/4/20221575 on 3/25/20231575 on 4/3/20231575 on 11/30/20231635 on 3/27/2024

Holdings

From latest 13F, filed July 11th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 7M 65K 0
ABBOTT LABS COM 792K 8K 0
ACCENTURE PLC IRELAND SHS CLASS A 9M 31K 0
AIRBNB INC COM CL A 1M 9K 0
ALPHABET INC CAP STK CL A 970K 5K 0
ALPHABET INC CAP STK CL C 869K 5K 0
AMARIN CORP PLC SPONS ADR NEW 15K 21K 0
AMAZON COM INC COM 2M 9K 0
AMERICAN CENTY ETF TR US SML CP VALU 64M 712K 0
AMERICAN CENTY ETF TR REAL ESTATE ETF 7M 178K 0
AMERICAN CENTY ETF TR INTL SMCP VLU 35M 540K 0
AMERICAN CENTY ETF TR AVANTIS EMGMKT 4M 67K 0
APPLE INC COM 8M 37K 0
BADGER METER INC COM 475K 3K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K 0
BLOCK H & R INC COM 944K 17K 0
BOSTON SCIENTIFIC CORP COM 570K 7K 0
BROADCOM INC COM 1M 660 0
C H ROBINSON WORLDWIDE INC COM NEW 525K 6K 0
CHEVRON CORP NEW COM 253K 2K 0
COSTCO WHSL CORP NEW COM 663K 781 0
DANAHER CORPORATION COM 593K 2K 0
DIMENSIONAL ETF TRUST US SUSTAINABILTY 1M 33K 0
DIMENSIONAL ETF TRUST EMERGING MKTS CO 54M 2M 0
DIMENSIONAL ETF TRUST INTERNATIONAL 585K 18K 0
DIMENSIONAL ETF TRUST US EQUITY ETF 261K 4K 0
DIMENSIONAL ETF TRUST INTERNATNAL VAL 3M 85K 0
DIMENSIONAL ETF TRUST US SMALL CAP ETF 555K 9K 0
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 100M 4M 0
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 2M 41K 0
DIMENSIONAL ETF TRUST EMERGING MARKETS 210K 6K 0
DIMENSIONAL ETF TRUST US REAL ESTATE E 4M 187K 0
DIMENSIONAL ETF TRUST US HIGH PROFITAB 3M 92K 0
DIMENSIONAL ETF TRUST US TARGETED VLU 5M 91K 0
EA SERIES TRUST CCM GLOBAL EQUIT 862M 32M 0
ELI LILLY & CO COM 2M 2K 0
ETF SER SOLUTIONS DISTILLATE US 276M 5M 0
ETF SER SOLUTIONS DISTILLATE INTNL 274K 12K 0
EXXON MOBIL CORP COM 1M 10K 0
FASTENAL CO COM 267K 4K 0
FULLER H B CO COM 904K 12K 0
GRACO INC COM 2M 26K 0
HONEYWELL INTL INC COM 1M 5K 0
HUNTINGTON BANCSHARES INC COM 2M 163K 0
IMMUNITYBIO INC COM 118K 19K 0
INVESCO QQQ TR UNIT SER 1 752K 2K 0
ISHARES GOLD TR ISHARES NEW 3M 57K 0
ISHARES TR CORE S&P TTL STK 708K 6K 0
ISHARES TR RUS 2000 GRW ETF 1M 5K 0
ISHARES TR US TRSPRTION 322K 5K 0
ISHARES TR SHRT NAT MUN ETF 682K 7K 0
ISHARES TR MSCI USA QLT FCT 352K 2K 0
ISHARES TR EAFE VALUE ETF 409K 8K 0
ISHARES TR MSCI INTL QUALTY 5M 117K 0
ISHARES TR CORE MSCI EAFE 999K 14K 0
JOHNSON & JOHNSON COM 516K 4K 0
JPMORGAN CHASE & CO. COM 211K 1K 0
LOCKHEED MARTIN CORP COM 207K 444 0
MARRIOTT INTL INC NEW CL A 475K 2K 0
MCDONALDS CORP COM 200K 786 0
MCKESSON CORP COM 954K 2K 0
META PLATFORMS INC CL A 869K 2K 0
MICROSOFT CORP COM 9M 19K 0
NOMAD FOODS LTD USD ORD SHS 165K 10K 0
NVIDIA CORPORATION COM 715K 6K 0
OCCIDENTAL PETE CORP COM 250K 4K 0
PACER FDS TR US CASH COWS 100 89M 2M 0
PACER FDS TR DEVELOPED MRKT 43M 1M 0
PEPSICO INC COM 525K 3K 0
PROGRESSIVE CORP COM 206K 992 0
SCHWAB STRATEGIC TR INTL EQTY ETF 495K 13K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 214K 2K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 708K 11K 0
SCHWAB STRATEGIC TR SHT TM US TRES 232K 5K 0
SHERWIN WILLIAMS CO COM 4M 12K 0
SOLVENTUM CORP COM SHS 836K 16K 0
SPDR GOLD TR GOLD SHS 213K 990 0
SPDR INDEX SHS FDS S&P INTL SMLCP 276K 9K 0
SPDR S&P 500 ETF TR TR UNIT 705K 1K 0
SPDR SER TR S&P 600 SMCP VAL 381K 5K 0
SUPER MICRO COMPUTER INC COM 246K 300 0
TARGET CORP COM 928K 6K 0
TESLA INC COM 2M 12K 0
UNION PAC CORP COM 336K 1K 0
UNITEDHEALTH GROUP INC COM 14M 28K 0
US BANCORP DEL COM NEW 543K 14K 0
VANGUARD BD INDEX FDS SHORT TRM BOND 147M 2M 0
VANGUARD INDEX FDS GROWTH ETF 485K 1K 0
VANGUARD INDEX FDS LARGE CAP ETF 8M 31K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 257K 513 0
VANGUARD INDEX FDS SMALL CP ETF 824K 4K 0
VANGUARD INDEX FDS TOTAL STK MKT 39M 147K 0
VANGUARD INDEX FDS VALUE ETF 1M 8K 0
VANGUARD INDEX FDS REAL ESTATE ETF 17M 205K 0
VANGUARD INDEX FDS SM CP VAL ETF 962K 5K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 46K 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 17M 301K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 212M 3M 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 7K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 18M 371K 0
VISA INC COM CL A 214K 817 0
WALMART INC COM 499K 7K 0
WELLS FARGO CO NEW COM 677K 11K 0
WISDOMTREE TR WISDOMTREE US VA 525K 7K 0
WISDOMTREE TR INTL SMCAP DIV 675K 11K 0
XCEL ENERGY INC COM 204K 4K 0