GORDIAN WEALTH ADVISORS, LLC
Adviser information for GORDIAN WEALTH ADVISORS, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 323 | $342.7M |
| Non-Discretionary | 0 | $0 |
| Total | 323 | $342.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 92 | $328.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $14.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 5 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesCommissionsPerformance-based fees |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-106836 |
|---|---|
| SEC ERA File Number | 801-106836 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281775 |
| Legal Entity Identifier | None |
Principal Office
100 B SHORELINE HWYSUITE 302
MILL VALLEY
CA
United States
Monday - Friday, 7:30 A.M. - 5:00 P.M.
Tel: 833-467-3426, Fax: 800-553-7040
Websites
Chief Compliance Officer
ELLIOTT ELBAZ
73-141 FRED WARING DR.
PALM DESERT
CA
United States
Tel:
(415) 383-9995
Fax:
800-553-7040
E******@************M
(Full email address available in API data)
Industry Affiliates
| GORDIAN CAPITAL MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GORDIAN CAPITAL STRATEGIES, LP CLASS A/B (A.K.A. GORDIAN CAPITAL STRATEGIES TOTAL RETURN) | Hedge Fund | $8.1M | $0.5M | 17 |
| GORDIAN CAPITAL STRATEGIES, LP CLASS C/D (A.K.A. GORDIAN CAPITAL STRATEGIES INCOME) | Hedge Fund | $6.1M | $0.5M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELBAZ, ELLIOTT, SAMUEL | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 12/2011 | 50-75% |
| PHIPPEN, MICHAEL, ALLEN | Individual | – | MANAGING MEMBER | 12/2011 | 25-50% |