SUMMIT CAPITAL SOLUTIONS LLC
Adviser information for SUMMIT CAPITAL SOLUTIONS LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesMODEL PORTFOLIO STRATEGY AND SIGNAL PROVIDER |
|---|---|
| Compensation | A PERCENTAGE OF ASSETS UNDER ADVISEMENT |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-106842 |
|---|---|
| SEC ERA File Number | 801-106842 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281478 |
| Legal Entity Identifier | None |
Principal Office
6 CADILLAC DRIVESUITE 310
BRENTWOOD
TN
United States
Monday - Friday, 8:00 AM - 5:00PM
Tel: 844-371-4718, Fax: None
Websites
Chief Compliance Officer
STEVEN CERVANTES
CHIEF COMPLIANCE OFFICER
6 CADILLAC DRIVE
SUITE 310
BRENTWOOD
TN
United States
Tel:
844-371-4718
S*********@***********M
(Full email address available in API data)
Regulatory Contact
JEREMY RETTICH
CHIEF EXECUTIVE OFFICER
6 CADILLAC DRIVE
SUITE 310
BRENTWOOD
TN
United States
Tel:
615-620-1844
J*******@***********M
(Full email address available in API data)
Industry Affiliates
| VIRTUE ADVISORS | Insurance company or agency |
| VIRTUE CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RETTICH, JEREMY, MATTHEW | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2015 | < 5% |
| RETTICH, JEREMY, MATTHEW | Individual | JEREMY M. RETTICH REVOCABLE LIVING TRUST AGREEMENT DATED 12/02/2011 | GRANTOR AND SOLE TRUSTEE | 12/2011 | 50-75% |
| JEREMY M. RETTICH REVOCABLE LIVING TRUST AGREEMENT DATED 12/02/2011 | Domestic Entity | – | MEMBER | 07/2020 | 50-75% |
| JAMES D. WEBB REVOCABLE LIVING TRUST AGREEMENT DATED AUGUST 14,2015 | Domestic Entity | – | MEMBER | 07/2020 | 50-75% |
| WEBB, JAMES, DAVID | Individual | JAMES D. WEBB REVOCABLE LIVING TRUST AGREEMENT DATED AUGUST 14,2015 | GRANTOR AND SOLE TRUSTEE | 08/2015 | 50-75% |
| CERVANTES, STEVEN, MARK | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| WEBB, JAMES, DAVID | Individual | – | CHIEF OPERATING OFFICER | 11/2015 | < 5% |