MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED
Adviser information for MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED last updated from Form ADV on November 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Australia |
Employees
| Total Number of Employees | 238 |
|---|---|
| Investment Advisory/Research | 68 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 197 | $124.3B |
| Non-Discretionary | 0 | $0 |
| Total | 197 | $124.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 18 | $956.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 106 | $41.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 19 | $18.6B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 5 | $967.6M |
| Sovereign wealth funds and foreign official institutions | 20 | $37.9B |
| Corporations or other businesses | 29 | $24.9B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 91 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesPERCENTAGE OF ASSETS BY PLATFORMS WHO USE REGISTRANTS MODELS |
Identifiers
| SEC RIA File Number | 801-106854 |
|---|---|
| SEC ERA File Number | 801-106854 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 277065 |
| Legal Entity Identifier | 549300D4WYNPHRHJY271 |
Principal Office
LEVEL 6, 50 MARTIN PLACESYDNEY
Australia
Monday - Friday, 9AM - 5PM
Tel: 612 8232 3333, Fax: None
Chief Compliance Officer
LEE MARK BINKS
CHIEF COMPLIANCE OFFICER
LEVEL 9, 50 MARTIN PLACE
SYDNEY
Australia
Tel:
+61 498 253 704
L********@************M
(Full email address available in API data)
Regulatory Contact
WILLIAM H. SPEACHT
DIVISION DIRECTOR
610 MARKET STREET
7TH FLOOR
PHILADELPHIA
PA
United States
Tel:
2152551326
W**************@************M
(Full email address available in API data)
Industry Affiliates
| DELAWARE DISTRIBUTORS, L.P. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MACQUARIE ASSET MANAGEMENT (NZ) LIMITED | Other investment adviser, including financial planners |
| MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | Other investment adviser, including financial planners |
| MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED (UK BRANCH) | Other investment adviser, including financial planners |
| MACQUARIE ASSET MANAGEMENT JAPAN CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MACQUARIE BANK LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institution |
| MACQUARIE CAPITAL (USA) INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor |
| MACQUARIE CORPORATE (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Other investment adviser, including financial planners |
| MACQUARIE FUTURES USA LLC | Futures commission merchant |
| MACQUARIE INVESTMENT MANAGEMENT AUSTRALIA LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE S.A. | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT SWITZERLAND GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MQ SPECIALIST INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TERRY, BRUCE, NEIL | Individual | – | DIRECTOR | 07/2015 | < 5% |
| MACQUARIE INVESTMENT MANAGEMENT HOLDINGS PTY LIMITED | Foreign Entity | – | DIRECT OWNER | 07/2015 | > 75% |
| MACQUARIE GROUP LIMITED | Foreign Entity | MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | INDIRECT OWNER | 02/1999 | > 75% |
| MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | Foreign Entity | MACQUARIE INVESTMENT MANAGEMENT HOLDINGS PTY LIMITED | INDIRECT OWNER | 07/2015 | > 75% |
| THOMPSON, SCOT, FRASER | Individual | – | DIRECTOR | 05/2018 | < 5% |
| BINKS, LEE, MARK | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |
| Stewart, Dean, Cameron | Individual | – | DIRECTOR | 01/2022 | < 5% |
| Gavegan, Monique | Individual | – | DIRECTOR | 02/2023 | < 5% |
| Gray, Keith, John | Individual | – | DIRECTOR | 02/2023 | < 5% |