HANTZ FINANCIAL SERVICES, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Michigan, United States

Employees

Total Number of Employees	370
Investment Advisory/Research	277
Registered Broker-Dealer Representatives	297
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	281
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	112,547	$6.4B
Non-Discretionary	0	$0
Total	112,547	$6.4B

Clients

Type	Number	RAUM
Individuals	18,496	$4.0B
HNW Individuals	1,357	$2.3B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	30	$10.1M
Charitable organizations	216	$14.8M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	63	$23.2M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	2701
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	18500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Broker-dealerInsurance broker or agentMORTGAGE BROKER

Identifiers

SEC RIA File Number	801-106859
SEC ERA File Number	801-106859
SEC CIK Numbers	1071061
SEC CRD Numbers	46047
Legal Entity Identifier	None

Principal Office

26200 AMERICAN DRIVE
FIFTH FLOOR
SOUTHFIELD
MI
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic