Hedge Fund Database

PATTON ALBERTSON MILLER GROUP, LLC

Adviser information for PATTON ALBERTSON MILLER GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,545 $1.3B
Non-Discretionary 0 $0
Total 1,545 $1.3B

Clients

Type Number RAUM
Individuals 215 $69.8M
HNW Individuals 369 $1.1B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 5 $9.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $143.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 9
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesCONSULTING AND SUB ADVISORY SERVICES, CASH MANAGEMENT SOLUTIONS
Compensation % of AUMHourly chargesFixed fees
Other Business Activities CASH MANAGEMENT SOLUTIONS

Identifiers

SEC RIA File Number 801-106877
SEC ERA File Number 801-106877
SEC CIK Numbers 1511037
SEC CRD Numbers 281558
Legal Entity Identifier None

Principal Office

605 CHESTNUT STREET
SUITE 1010
CHATTANOOGA
TN
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 423-414-2100, Fax: None

Websites

focusfinancialpartners.com www.facebook.com/pattonalbertsonmiller/ twitter.com/pam_wealth twitter.com/focusfinancial www.pattonalbertsonmiller.com/ pamwealth.com www.linkedin.com/company/patton-albertson-&-miller-llc/ www.linkedin.com/company/focus-financial-partners

Chief Compliance Officer

LISA M. PATTON
PARTNER AND DIRECTOR OF HUMAN RESOURCES
605 CHESTNUT STREET
SUITE 1010
CHATTANOOGA
TN
United States
Tel: 423-414-2100
(Full email address available in API data)

Regulatory Contact

JAMES B. PATTON
CHIEF EXECUTIVE OFFICER
605 CHESTNUT STREET
SUITE 1010
CHATTANOOGA
TN
United States
Tel: 423-414-2100
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FOCUS OPERATING, LLC Domestic Entity – MEMBER 10/2015 > 75%
PATTON, LISA, M Individual – CHIEF COMPLIANCE OFFICER 10/2015 < 5%
ALBERTSON, JOHN, MARC Individual – PARTNER 10/2015 < 5%
MALOY, ROBERT, DAVID Individual – PARTNER 10/2015 < 5%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
FOCUS FINANCIAL PARTNERS, INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MEMBER 07/2018 > 75%
MCCARTHY, JENNIFER, ROSE Individual – PARTNER 01/2021 5-10%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS, INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS, INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
CLAYTON, DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%
PARKER, JAMES, CLAYTON Individual – PARTNER 02/2023 < 5%

No. Employees, Historic

30150201920202021202220232024202513 on 4/26/201925 on 11/15/201925 on 11/15/201925 on 3/19/202025 on 6/2/202025 on 6/2/202025 on 6/2/202025 on 6/24/202025 on 6/30/202025 on 6/30/202025 on 12/2/202025 on 3/26/202125 on 4/12/202125 on 9/30/202122 on 3/30/202222 on 4/1/202222 on 7/7/202222 on 10/10/202222 on 10/12/202223 on 3/29/202321 on 9/26/202321 on 9/26/202321 on 9/27/202321 on 1/23/202423 on 3/27/2024

RAUM, Historic

2B1B02019202020212022202320242025459161034 on 4/26/2019790271972 on 11/15/2019790271972 on 11/15/2019821659932 on 3/19/2020821659932 on 6/2/2020821659932 on 6/2/2020821659932 on 6/2/2020821659932 on 6/24/2020821659932 on 6/30/2020821659932 on 6/30/2020821659932 on 12/2/2020871476587 on 3/26/2021871476587 on 4/12/2021871476587 on 9/30/20211184309204 on 3/30/20221184309204 on 4/1/20221184309204 on 7/7/20221184309204 on 10/10/20221184309204 on 10/12/20221040237031 on 3/29/20231040237031 on 9/26/20231040237031 on 9/26/20231040237031 on 9/27/20231040237031 on 1/23/20241330802460 on 3/27/2024

No. Clients, Historic

60030002019202020212022202320242025265 on 4/26/2019455 on 11/15/2019455 on 11/15/2019448 on 3/19/2020448 on 6/2/2020448 on 6/2/2020448 on 6/2/2020448 on 6/24/2020448 on 6/30/2020448 on 6/30/2020448 on 12/2/2020444 on 3/26/2021444 on 4/12/2021444 on 9/30/2021561 on 3/30/2022561 on 4/1/2022561 on 7/7/2022561 on 10/10/2022561 on 10/12/2022586 on 3/29/2023586 on 9/26/2023586 on 9/26/2023586 on 9/27/2023586 on 1/23/2024594 on 3/27/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 12K –
ABBVIE INC COM 4M 21K –
ADOBE INC COM 7M 13K –
AIR PRODS & CHEMS INC COM 209K 809 –
ALLSTATE CORP COM 6M 39K –
ALPHABET INC CAP STK CL A 11M 59K –
ALPHABET INC CAP STK CL C 5M 26K –
ALTRIA GROUP INC COM 528K 12K –
AMAZON COM INC COM 4M 18K –
AMERICAN EXPRESS CO COM 257K 1K –
AMERIPRISE FINL INC COM 8M 18K –
AMGEN INC COM 1M 4K –
ANALOG DEVICES INC COM 423K 2K –
APPLE INC COM 27M 126K –
APPLIED MATLS INC COM 1M 5K –
APTIV PLC SHS 4M 50K –
ASTRAZENECA PLC SPONSORED ADR 248K 3K –
AT&T INC COM 202K 11K –
AUTOMATIC DATA PROCESSING IN COM 206K 863 –
BANK AMERICA CORP COM 6M 153K –
BAXTER INTL INC COM 218K 7K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 9K –
BP PLC SPONSORED ADR 295K 8K –
BROADCOM INC COM 10M 6K –
BUNGE GLOBAL SA COM SHS 6M 56K –
CADENCE BANK COM 248K 9K –
CANADIAN NATL RY CO COM 233K 2K –
CATERPILLAR INC COM 2M 5K –
CELANESE CORP DEL COM 6M 41K –
CENTENE CORP DEL COM 269K 4K –
CHEVRON CORP NEW COM 8M 49K –
CINCINNATI FINL CORP COM 1M 12K –
CISCO SYS INC COM 8M 167K –
COCA COLA CO COM 8M 123K –
COCA-COLA EUROPACIFIC PARTNE SHS 326K 4K –
COLGATE PALMOLIVE CO COM 867K 9K –
COMCAST CORP NEW CL A 468K 12K –
CONOCOPHILLIPS COM 701K 6K –
CONSTELLATION BRANDS INC CL A 6M 24K –
COSTCO WHSL CORP NEW COM 917K 1K –
COVENANT LOGISTICS GROUP INC CL A 14M 288K –
CREDIT SUISSE HIGH YIELD BD SH BEN INT 31K 15K –
CSX CORP COM 425K 13K –
CUMMINS INC COM 7M 26K –
CVS HEALTH CORP COM 6M 104K –
DANAHER CORPORATION COM 10M 41K –
DARDEN RESTAURANTS INC COM 6M 41K –
DEERE & CO COM 1M 4K –
DENTSPLY SIRONA INC COM 276K 11K –
DISNEY WALT CO COM 5M 52K –
DOVER CORP COM 4M 20K –
DTE ENERGY CO COM 5M 47K –
DUKE ENERGY CORP NEW COM NEW 493K 5K –
EATON CORP PLC SHS 959K 3K –
ELEVANCE HEALTH INC COM 1M 2K –
ELI LILLY & CO COM 870K 961 –
EMERSON ELEC CO COM 812K 7K –
ENTERPRISE PRODS PARTNERS L COM 249K 9K –
EXXON MOBIL CORP COM 2M 15K –
FASTENAL CO COM 278K 4K –
FISERV INC COM 7M 50K –
FLEXSHARES TR M STAR DEV MKT 294K 4K –
FORTIVE CORP COM 645K 9K –
FREEPORT-MCMORAN INC CL B 653K 13K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 122K 19K –
GENUINE PARTS CO COM 235K 2K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 425K 13K –
GOLDMAN SACHS GROUP INC COM 8M 18K –
GRAPHIC PACKAGING HLDG CO COM 1M 55K –
HOME DEPOT INC COM 6M 18K –
HOST HOTELS & RESORTS INC COM 5M 263K –
HP INC COM 7M 188K –
INCYTE CORP COM 5M 83K –
INDEPENDENCE RLTY TR INC COM 340K 18K –
INTEL CORP COM 3M 104K –
INTERNATIONAL BUSINESS MACHS COM 4M 25K –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 276K 12K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 318K 14K –
INVESCO QQQ TR UNIT SER 1 325K 679 –
ISHARES BITCOIN TR SHS 455K 13K –
ISHARES TR MSCI INTL QUALTY 9M 226K –
ISHARES TR US INFRASTRUC 4M 98K –
ISHARES TR HDG MSCI EAFE 379K 11K –
ISHARES TR CORE MSCI EAFE 3M 45K –
ISHARES TR MSCI USA MMENTM 230K 1K –
ISHARES TR MSCI USA QLT FCT 941K 6K –
ISHARES TR MSCI USA MIN VOL 916K 11K –
ISHARES TR CORE HIGH DV ETF 1M 14K –
ISHARES TR MODERT ALLOC ETF 2M 40K –
ISHARES TR CONSER ALLOC ETF 290K 8K –
ISHARES TR GRWT ALLOCAT ETF 4M 77K –
ISHARES TR AGGRES ALLOC ETF 8M 110K –
ISHARES TR CORE S&P TTL STK 27M 224K –
ISHARES TR NATIONAL MUN ETF 4M 34K –
ISHARES TR EAFE GRWTH ETF 3M 33K –
ISHARES TR CORE S&P MCP ETF 530K 9K –
ISHARES TR CORE S&P SCP ETF 381K 4K –
ISHARES TR SP SMCP600VL ETF 583K 6K –
ISHARES TR S&P 500 VAL ETF 1M 8K –
ISHARES TR CORE S&P500 ETF 10M 18K –
ISHARES TR S&P 500 GRWT ETF 4M 47K –
ISHARES TR RUS 1000 ETF 389K 1K –
ISHARES TR RUS 1000 GRW ETF 324K 890 –
ISHARES TR GLOBAL TECH ETF 570K 7K –
ISHARES TR US CONSUM DISCRE 1M 13K –
ISHARES TR U.S. ENERGY ETF 491K 10K –
ISHARES TR U.S. TECH ETF 8M 53K –
ISHARES TR CORE US AGGBD ET 220K 2K –
ISHARES TR TIPS BD ETF 2M 23K –
ISHARES U S ETF TR BLACKROCK SH DUR 220K 4K –
JOHN MARSHALL BANCORP INC COM 327K 19K –
JOHNSON & JOHNSON COM 4M 29K –
JPMORGAN CHASE & CO. COM 10M 51K –
KIMBERLY-CLARK CORP COM 665K 5K –
KLA CORP COM NEW 13M 15K –
LKQ CORP COM 5M 128K –
LOWES COS INC COM 7M 33K –
MARVELL TECHNOLOGY INC COM 526K 8K –
MASCO CORP COM 211K 3K –
MASTERCARD INCORPORATED CL A 7M 16K –
MATCH GROUP INC NEW COM 5M 170K –
MCDONALDS CORP COM 1M 6K –
MCKESSON CORP COM 11M 18K –
MERCK & CO INC COM 8M 61K –
META PLATFORMS INC CL A 12M 23K –
MICROSOFT CORP COM 12M 28K –
MONDELEZ INTL INC CL A 2M 24K –
MOODYS CORP COM 495K 1K –
MORGAN STANLEY COM NEW 769K 8K –
NORFOLK SOUTHN CORP COM 857K 4K –
NOVARTIS AG SPONSORED ADR 582K 5K –
NOVO-NORDISK A S ADR 842K 6K –
NVIDIA CORPORATION COM 40M 325K –
NXP SEMICONDUCTORS N V COM 803K 3K –
ORACLE CORP COM 355K 3K –
PAYCHEX INC COM 320K 3K –
PEPSICO INC COM 3M 17K –
PFIZER INC COM 706K 25K –
PHILLIPS 66 COM 245K 2K –
PINNACLE FINL PARTNERS INC COM 1M 14K –
PNC FINL SVCS GROUP INC COM 271K 2K –
POWERSHARES ACTIVELY MANAGED ULTRA SHRT DUR 758K 15K –
PROCTER AND GAMBLE CO COM 4M 22K –
PROSHARES TR INVT INT RT HG 299K 4K –
PUBLIC SVC ENTERPRISE GRP IN COM 6M 81K –
PULTE GROUP INC COM 9M 81K –
QUALCOMM INC COM 1M 7K –
QUANTA SVCS INC COM 10M 40K –
READY CAPITAL CORP COM 792K 97K –
ROPER TECHNOLOGIES INC COM 7M 13K –
RTX CORPORATION COM 211K 2K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 576K 7K –
SCHWAB STRATEGIC TR US MID-CAP ETF 345K 4K –
SCHWAB STRATEGIC TR US BRD MKT ETF 671K 11K –
SEI INVTS CO COM 624K 10K –
SELECT SECTOR SPDR TR SBI INT-UTILS 647K 9K –
SELECT SECTOR SPDR TR ENERGY 204K 2K –
SELECT SECTOR SPDR TR FINANCIAL 3M 84K –
SELECT SECTOR SPDR TR INDL 698K 6K –
SELECT SECTOR SPDR TR TECHNOLOGY 4M 16K –
SKYWORKS SOLUTIONS INC COM 219K 2K –
SOUTHERN CO COM 1M 13K –
SPDR DOW JONES INDL AVERAGE UT SER 1 2M 4K –
SPDR GOLD TR GOLD SHS 290K 1K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 357K 668 –
SPDR SER TR S&P SEMICNDCTR 951K 4K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 2M 37K –
STRYKER CORPORATION COM 7M 21K –
SYSCO CORP COM 301K 4K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 265K 2K –
TARGET CORP COM 7M 47K –
TESLA INC COM 208K 1K –
TEXAS INSTRS INC COM 339K 2K –
THERMO FISHER SCIENTIFIC INC COM 8M 14K –
TJX COS INC NEW COM 261K 2K –
TRAVELERS COMPANIES INC COM 7M 33K –
TRUIST FINL CORP COM 1M 27K –
UNION PAC CORP COM 6M 28K –
UNITED RENTALS INC COM 10M 16K –
UNITEDHEALTH GROUP INC COM 1M 3K –
VALERO ENERGY CORP COM 8M 50K –
VANECK ETF TRUST MRNGSTR WDE MOAT 17M 201K –
VANECK ETF TRUST MORNINGSTAR SMID 1M 44K –
VANGUARD INDEX FDS S&P 500 ETF SHS 508K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 8M 31K –
VANGUARD INDEX FDS VALUE ETF 455K 3K –
VANGUARD INDEX FDS MID CAP ETF 209K 864 –
VANGUARD INDEX FDS REAL ESTATE ETF 475K 6K –
VANGUARD INDEX FDS GROWTH ETF 853K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 285K 7K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 3M 17K –
VANGUARD STAR FDS VG TL INTL STK F 229K 4K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 313K 6K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 10K –
VANGUARD WORLD FD INF TECH ETF 8M 14K –
VANGUARD WORLD FD UTILITIES ETF 388K 3K –
VERALTO CORP COM SHS 508K 5K –
VERIZON COMMUNICATIONS INC COM 5M 124K –
VISA INC COM CL A 3M 11K –
WABTEC COM 8M 50K –
WALMART INC COM 8M 116K –
WATTS WATER TECHNOLOGIES INC CL A 2M 14K –
WELLS FARGO CO NEW COM 823K 14K –
WORLD ACCEP CORPORATION COM 1M 10K –
YUM BRANDS INC COM 236K 2K –