BG INVESTMENT SERVICES, INC.
Adviser information for BG INVESTMENT SERVICES, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Guam |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 448 | $174.9M |
| Non-Discretionary | 10 | $11.3M |
| Total | 458 | $186.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 245 | $22.2M |
| HNW Individuals | 25 | $48.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 9 | $13.6M |
| State or municipal gov entities | 11 | $61.4M |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $851,094 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 23 | $39.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 15 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 175.1M |
| Portfolio Manager | 175.1M |
| Both for Same | 175.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BG INVESTMENT SERVICES, INC. WRAP PROGRAM | BG INVESTMENT SERVICES, INC. |
Identifiers
| SEC RIA File Number | 801-106887 |
|---|---|
| SEC ERA File Number | 801-106887 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281716 |
| Legal Entity Identifier | None |
Principal Office
111 W CHALAN SANTO PAPA6TH FLOOR, HEADQUARTERS BUILDING
HAGATNA
Guam
Monday - Friday, 9:00AM - 5:00PM
Tel: 671-472-5490, Fax: None
Chief Compliance Officer
DANILO RAPADAS
SENIOR VICE PRESIDENT
111 W CHALAN SANTO PAPA
6TH FLOOR, HEADQUARTERS BUILDING
HAGATNA
Guam
Tel:
671-472-5256
D*******@*************M
(Full email address available in API data)
Industry Affiliates
| BANK OF GUAM | Banking or thrift institutionTrust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BANKGUAM HOLDING COMPANY, INC | Domestic Entity | – | OWNER | 10/2015 | > 75% |
| Rapadas, Danilo, Tomas Matias | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2015 | 5-10% |