BLUE ROCK ADVISORS, LLC
Adviser information for BLUE ROCK ADVISORS, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.1B |
| Pension and profit sharing plans | 1 | $80.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
26370 ARBOR CREEK LANEEXCELSIOR
MN
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: (952) 229-8700, Fax: None
Websites
Chief Compliance Officer
ANGELA M. KNUTZEN
26370 ARBOR CREEK LANE
EXCELSIOR
MN
United States
Tel:
(952) 229-8704
K******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUE ROCK CAPITAL FUND, L.P. | Hedge Fund | $700.0M | $1.0M | 14 |
| BLUE ROCK EQUITY PLUS FUND, L.P. | Hedge Fund | $442.0M | $1.0M | 6 |
| BLUE ROCK FIXED INCOME PLUS FUND, L.P. | Hedge Fund | $25.0M | $1.0M | 2 |
| BLUE ROCK LIQUID ALPHA FUND, L.P. | Hedge Fund | $564.0M | $1.0M | 7 |
| BLUE ROCK PLUS FUND, L.P. - PARTNERSHIP SEGREGATED PORTFOLIO A | Hedge Fund | $143.0M | $1.0M | 4 |
| BLUE ROCK PLUS FUND, L.P. - PARTNERSHIP SEGREGATED PORTFOLIO B | Hedge Fund | $20.0M | $1.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURKHART, ROBBIE, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | 09/2015 | 10-25% |
| KNUTZEN, ANGELA, MERKEL | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 09/2015 | < 5% |
| BLUE ROCK ADVISORS INC | Domestic Entity | – | MEMBER | 09/2015 | > 75% |
| FULLERTON, ROBERT, WAGNER | Individual | BLUE ROCK ADVISORS, INC. | PRINCIPAL | 12/1989 | 50-75% |
| STEEN, MARK, FREDERICK | Individual | BLUE ROCK ADVISORS, INC. | PRINICPAL | 07/1991 | 25-50% |
| STEEN, MARK, FREDERICK | Individual | – | PRINCIPAL | 09/2015 | 5-10% |
| ERICKSON, SVIATLANA, V | Individual | – | CHIEF FINANCIAL OFFICER | 08/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 14th, 2024 for period ending December 31st, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| SCILEX HOLDING CO CMN | COM | 7 | 4K | None |