NEXPHASE CAPITAL, LP
Adviser information for NEXPHASE CAPITAL, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $2.3B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $2.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $2.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-106904 |
|---|---|
| SEC ERA File Number | 801-106904 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281893 |
| Legal Entity Identifier | None |
Principal Office
600 LEXINGTON AVENUE8TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 212 878-6000, Fax: None
Chief Compliance Officer
ANDREW GOLDFARB
CHIEF FINANCIAL OFFICER
600 LEXINGTON AVENUE
8TH FLOOR
NEW YORK
NY
United States
Tel:
212 878-6006
A********@***********M
(Full email address available in API data)
Regulatory Contact
EDWARD DOUKJU YUN
MANAGING PARTNER
600 LEXINGTON AVENUE
8TH FLOOR
NEW YORK
NY
United States
Tel:
212 878-6002
T***@***********M
(Full email address available in API data)
Industry Affiliates
| NEXPHASE CAPITAL FUND III GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| NEXPHASE CAPITAL FUND IV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| NEXPHASE CAPITAL FUND V GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEXPHASE CAPITAL FUND III-A, LP | Private Equity Fund | $172.6M | $5.0M | 11 |
| NEXPHASE CAPITAL FUND III-B, LP | Private Equity Fund | $40.1M | $5.0M | 30 |
| NEXPHASE CAPITAL FUND III, LP | Private Equity Fund | $288.3M | $5.0M | 22 |
| NEXPHASE CAPITAL FUND IV-A, LP | Private Equity Fund | $253.1M | $5.0M | 20 |
| NEXPHASE CAPITAL FUND IV-B, LP | Private Equity Fund | $70.1M | $5.0M | 61 |
| NEXPHASE CAPITAL FUND IV, LP | Private Equity Fund | $455.7M | $5.0M | 28 |
| NEXPHASE CAPITAL FUND V-A, LP | Private Equity Fund | $229.0M | $5.0M | 28 |
| NEXPHASE CAPITAL FUND V-B, LP | Private Equity Fund | $66.6M | $5.0M | 70 |
| NEXPHASE CAPITAL FUND V, LP | Private Equity Fund | $478.2M | $5.0M | 45 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YUN, EDWARD, DOUKJU | Individual | – | LIMITED PARTNER | 01/2016 | 25-50% |
| LARSEN, KURT, B (MIO) | Individual | – | LIMITED PARTNER | 01/2016 | 10-25% |
| GOLDFARB, ANDREW, BRIAN | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | 10/2015 | 5-10% |
| NEXPHASE HOLDINGS LLC | Domestic Entity | – | GENERAL PARTNER | 01/2016 | < 5% |
| YUN, EDWARD, DOUKJU | Individual | NEXPHASE HOLDINGS LLC | MANAGING MEMBER | 01/2016 | 50-75% |
| LARSEN, KURT, B (MIO) | Individual | NEXPHASE HOLDINGS LLC | MANAGING MEMBER | 01/2016 | 25-50% |
| KAUFMAN, JAMIE, CATHERINE | Individual | – | PARTNER | 01/2022 | 10-25% |
| KILLION, JOEL, GEORGE | Individual | – | PARTNER | 01/2022 | 10-25% |
| KIEFFER, ANDREW, KANE | Individual | – | PARTNER | 01/2022 | 10-25% |
| LEEMING, NICHOLAS, LEX | Individual | – | PARTNER | 01/2022 | 10-25% |