COSTELLO ASSET MANAGEMENT, INC.
Adviser information for COSTELLO ASSET MANAGEMENT, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 690 | $212.9M |
| Non-Discretionary | 0 | $0 |
| Total | 690 | $212.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 272 | $55.9M |
| HNW Individuals | 49 | $119.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $12.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $3.4M |
| Other | 17 | $22.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
1234 BRIDGETOWN PIKE SUITE 210FEASTERVILLE
PA
United States
Monday - Friday, 9:00 A.M.-5:00 P.M.
Tel: 215 856 9290, Fax: None
Websites
Chief Compliance Officer
ROBERT F. COSTELLO JR
PRESIDENT
1234 BRIDGETOWN PIKE, SUITE 210
FEASTERVILLE
PA
United States
Tel:
215 856 9290
R***************@********S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COSTELLO, ROBERT, FRANCIS | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 11/1996 | > 75% |
| COSTELLO, LINDA, MARIE | Individual | – | SECRETARY & TREASURER | 12/2006 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL C | 5M | 29K | 2 |
| ALPHABET INC | CAP STK CL A | 6M | 30K | 2 |
| ALTRIA GROUP INC | COM | 59K | 1K | 2 |
| AMAZON COM INC | COM | 7M | 35K | 2 |
| AMERICAN INTL GROUP INC | COM NEW | 14K | 190 | 2 |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 13K | 225 | 2 |
| APPLE INC | COM | 2M | 7K | 2 |
| ARISTA NETWORKS INC | COM | 26K | 75 | 2 |
| ARROWHEAD PHARMACEUTICALS IN | COM | 26K | 990 | 2 |
| ARTESIAN RES CORP | CL A | 6M | 156K | 2 |
| AT&T INC | COM | 306K | 16K | 2 |
| AVANOS MED INC | COM | 5K | 234 | 2 |
| BELDEN INC | COM | 94K | 1K | 2 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 7M | 18K | 2 |
| BLACKROCK INC | COM | 12K | 15 | 2 |
| BOEING CO | COM | 76K | 416 | 2 |
| BOSTON SCIENTIFIC CORP | COM | 6M | 75K | 2 |
| BRISTOL-MYERS SQUIBB CO | COM | 2K | 50 | 2 |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 130K | 4K | 2 |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 3K | 76 | 2 |
| BROOKFIELD CORP | CL A LTD VT SH | 13K | 307 | 2 |
| CALAVO GROWERS INC | COM | 5K | 200 | 2 |
| CARLISLE COS INC | COM | 14K | 35 | 2 |
| CARRIER GLOBAL CORPORATION | COM | 8K | 125 | 2 |
| CATERPILLAR INC | COM | 1M | 3K | 2 |
| CEL-SCI CORP | COM PAR NEW | 4K | 3K | 2 |
| CENTERPOINT ENERGY INC | COM | 9K | 300 | 2 |
| CHEVRON CORP NEW | COM | 916K | 6K | 2 |
| CMS ENERGY CORP | COM | 84K | 1K | 2 |
| COCA COLA CO | COM | 28K | 441 | 2 |
| COLGATE PALMOLIVE CO | COM | 87K | 900 | 2 |
| COMCAST CORP NEW | CL A | 720K | 18K | 2 |
| CONDUENT INC | COM | 652 | 200 | 2 |
| CONOCOPHILLIPS | COM | 80K | 700 | 2 |
| CONSOLIDATED EDISON INC | COM | 30K | 330 | 2 |
| CONSTELLATION ENERGY CORP | COM | 2M | 12K | 2 |
| CORNING INC | COM | 6K | 164 | 2 |
| CROWDSTRIKE HLDGS INC | CL A | 400K | 1K | 2 |
| CSX CORP | COM | 3M | 93K | 2 |
| CVS HEALTH CORP | COM | 9K | 150 | 2 |
| DEERE & CO | COM | 1M | 3K | 2 |
| DELTA AIR LINES INC DEL | COM NEW | 4K | 90 | 2 |
| DISNEY WALT CO | COM | 3M | 26K | 2 |
| DOW INC | COM | 57K | 1K | 2 |
| DUKE ENERGY CORP NEW | COM NEW | 688K | 7K | 2 |
| DUPONT DE NEMOURS INC | COM | 113K | 1K | 2 |
| EATON CORP PLC | SHS | 85K | 270 | 2 |
| ELI LILLY & CO | COM | 3M | 3K | 2 |
| ESSENTIAL UTILS INC | COM | 4M | 102K | 2 |
| EXELIXIS INC | COM | 63K | 3K | 2 |
| EXELON CORP | COM | 350K | 10K | 2 |
| EXXON MOBIL CORP | COM | 55K | 480 | 2 |
| FEDEX CORP | COM | 480K | 2K | 2 |
| FORD MTR CO DEL | COM | 25K | 2K | 2 |
| GE AEROSPACE | COM NEW | 14K | 87 | 2 |
| GENERAL MLS INC | COM | 6K | 92 | 2 |
| GENUINE PARTS CO | COM | 210K | 2K | 2 |
| GLOBAL PMTS INC | COM | 508K | 5K | 2 |
| GOLDMAN SACHS GROUP INC | COM | 41K | 90 | 2 |
| GRAIL INC | COM | 31 | 2 | 2 |
| HOME DEPOT INC | COM | 69K | 200 | 2 |
| HOWARD HUGHES HOLDINGS INC | COM | 21K | 329 | 2 |
| ILLINOIS TOOL WKS INC | COM | 91K | 385 | 2 |
| ILLUMINA INC | COM | 1K | 12 | 2 |
| INTEL CORP | COM | 3K | 100 | 2 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 4K | 22 | 2 |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP QUALITY | 19K | 200 | 2 |
| IOVANCE BIOTHERAPEUTICS INC | COM | 2K | 300 | 2 |
| ISHARES TR | SELECT DIVID ETF | 484 | 4 | 2 |
| ISHARES TR | CORE S&P500 ETF | 109K | 199 | 2 |
| ISHARES TR | CORE S&P MCP ETF | 23K | 401 | 2 |
| ISHARES TR | RUSSELL 2000 ETF | 230K | 1K | 2 |
| ISHARES TR | CORE S&P SCP ETF | 287K | 3K | 2 |
| ISHARES TR | U.S. MED DVC ETF | 6K | 100 | 2 |
| ISHARES TR | CONSER ALLOC ETF | 115K | 3K | 2 |
| ISHARES TR | CORE DIV GRWTH | 6K | 99 | 2 |
| J & J SNACK FOODS CORP | COM | 195K | 1K | 2 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | 4K | 35 | 2 |
| JOHNSON & JOHNSON | COM | 6M | 41K | 2 |
| JOHNSON CTLS INTL PLC | SHS | 264K | 4K | 2 |
| JPMORGAN CHASE & CO. | COM | 1M | 7K | 2 |
| KIMBERLY-CLARK CORP | COM | 113K | 817 | 2 |
| KRAFT HEINZ CO | COM | 10K | 299 | 2 |
| LCI INDS | COM | 182K | 2K | 2 |
| LULULEMON ATHLETICA INC | COM | 2K | 7 | 2 |
| M & T BK CORP | COM | 8K | 55 | 2 |
| MARVELL TECHNOLOGY INC | COM | 622K | 9K | 2 |
| MCCORMICK & CO INC | COM NON VTG | 85K | 1K | 2 |
| MCDONALDS CORP | COM | 120K | 471 | 2 |
| MERCK & CO INC | COM | 4M | 34K | 2 |
| META PLATFORMS INC | CL A | 147K | 292 | 2 |
| MICROSOFT CORP | COM | 9M | 21K | 2 |
| MONDELEZ INTL INC | CL A | 3M | 47K | 2 |
| MUELLER INDS INC | COM | 67K | 1K | 2 |
| NEXTERA ENERGY INC | COM | 515K | 7K | 2 |
| NISOURCE INC | COM | 43K | 2K | 2 |
| NOVO-NORDISK A S | ADR | 4M | 26K | 2 |
| NVIDIA CORPORATION | COM | 2M | 19K | 2 |
| OTIS WORLDWIDE CORP | COM | 25K | 262 | 2 |
| PALO ALTO NETWORKS INC | COM | 8K | 25 | 2 |
| PARAMOUNT GLOBAL | CLASS B COM | 238K | 23K | 2 |
| PARKER-HANNIFIN CORP | COM | 247K | 489 | 2 |
| PAYCHEX INC | COM | 3M | 28K | 2 |
| PAYPAL HLDGS INC | COM | 2M | 26K | 2 |
| PEPSICO INC | COM | 6M | 35K | 2 |
| PFIZER INC | COM | 283K | 10K | 2 |
| PHILIP MORRIS INTL INC | COM | 213K | 2K | 2 |
| PPL CORP | COM | 842K | 30K | 2 |
| PRICE T ROWE GROUP INC | COM | 8K | 70 | 2 |
| PROCTER AND GAMBLE CO | COM | 2K | 14 | 2 |
| PROSHARES TR | ULTRAPRO SHORT S | 11K | 397 | 2 |
| QUALCOMM INC | COM | 73K | 367 | 2 |
| RESTAURANT BRANDS INTL INC | COM | 42K | 600 | 2 |
| ROCKWELL AUTOMATION INC | COM | 385K | 1K | 2 |
| ROSS STORES INC | COM | 15K | 106 | 2 |
| RTX CORPORATION | COM | 113K | 1K | 2 |
| SALESFORCE INC | COM | 18K | 69 | 2 |
| SCHLUMBERGER LTD | COM STK | 12K | 250 | 2 |
| SCHWAB CHARLES CORP | COM | 45K | 610 | 2 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 10K | 165 | 2 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 6K | 64 | 2 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 57K | 1K | 2 |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | 19K | 358 | 2 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 602K | 8K | 2 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 112K | 768 | 2 |
| SELECT SECTOR SPDR TR | FINANCIAL | 5K | 127 | 2 |
| SELECT SECTOR SPDR TR | INDL | 16K | 130 | 2 |
| SENTINELONE INC | CL A | 6K | 265 | 2 |
| SHELL PLC | SPON ADS | 14K | 200 | 2 |
| SIMON PPTY GROUP INC NEW | COM | 9K | 62 | 2 |
| SKECHERS U S A INC | CL A | 7K | 100 | 2 |
| SKYWORKS SOLUTIONS INC | COM | 52K | 491 | 2 |
| SOUTHWEST AIRLS CO | COM | 4K | 150 | 2 |
| SPDR GOLD TR | GOLD SHS | 22K | 100 | 2 |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 3K | 2 |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 92K | 172 | 2 |
| SPDR SER TR | PRTFLO S&P500 GW | 28K | 345 | 2 |
| SPDR SER TR | PRTFLO S&P500 VL | 36K | 749 | 2 |
| SPDR SER TR | S&P BIOTECH | 3K | 37 | 2 |
| STARBUCKS CORP | COM | 3M | 41K | 2 |
| STRYKER CORPORATION | COM | 34K | 100 | 2 |
| SYSCO CORP | COM | 3M | 44K | 2 |
| TARGET CORP | COM | 2M | 15K | 2 |
| TESLA INC | COM | 47K | 240 | 2 |
| TJX COS INC NEW | COM | 1M | 14K | 2 |
| TORONTO DOMINION BK ONT | COM NEW | 187K | 3K | 2 |
| TRAVEL PLUS LEISURE CO | COM | 9K | 200 | 2 |
| TRAVELZOO | COM NEW | 19K | 2K | 2 |
| UGI CORP NEW | COM | 0 | 0 | 2 |
| UNILEVER PLC | SPON ADR NEW | 15K | 275 | 2 |
| UNION PAC CORP | COM | 130K | 576 | 2 |
| UNISYS CORP | COM NEW | 207 | 50 | 2 |
| UNITED PARCEL SERVICE INC | CL B | 10K | 75 | 2 |
| UNITEDHEALTH GROUP INC | COM | 3M | 7K | 2 |
| US BANCORP DEL | COM NEW | 40K | 1K | 2 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 56K | 111 | 2 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 2K | 8 | 2 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 14K | 175 | 2 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 6K | 34 | 2 |
| VANGUARD WORLD FD | FINANCIALS ETF | 9K | 92 | 2 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 27K | 101 | 2 |
| VERIZON COMMUNICATIONS INC | COM | 461K | 11K | 2 |
| VISA INC | COM CL A | 2M | 8K | 2 |
| WALMART INC | COM | 1M | 19K | 2 |
| WARNER BROS DISCOVERY INC | COM SER A | 8K | 1K | 2 |
| WELLS FARGO CO NEW | COM | 24K | 398 | 2 |
| WHIRLPOOL CORP | COM | 3M | 33K | 2 |
| WYNN RESORTS LTD | COM | 59K | 662 | 2 |
| XEROX HOLDINGS CORP | COM NEW | 3K | 250 | 2 |
| YORK WTR CO | COM | 83K | 2K | 2 |
| ZIMMER BIOMET HOLDINGS INC | COM | 3M | 26K | 2 |