WEALTH PLANNING AND DESIGN LLC
Adviser information for WEALTH PLANNING AND DESIGN LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-106914 |
|---|---|
| SEC ERA File Number | 801-106914 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281982 |
| Legal Entity Identifier | None |
Principal Office
6230 UNIVERSITY PARKWAYSUITE 305
SARASOTA
FL
United States
Monday - Friday, 8:30 A.M. TO 4:30 P.M.
Tel: 941-361-1484, Fax: 941-361-1494
Chief Compliance Officer
JONI RAMETTA
MANAGER/INVESTMENT ADVISOR REPRESENTATIVE
6230 UNIVERSITY PARKWAY, SUITE 305
SARASOTA
FL
United States
Tel:
(941) 361-1484
Fax:
(941) 361-1494
J***@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAMETTA, JONI | Individual | – | CHIEF COMPLIANCE OFFICER. MANAGER | 12/2019 | < 5% |
| LEETZOW GROUP LLC | Domestic Entity | – | MEMBER | 12/2019 | > 75% |
| RAMETTA, JONI | Individual | LEETZOW GROUP LLC | MANAGING MEMBER | 10/2012 | 50-75% |
| LEETZOW, LEONARD, ERMOND | Individual | LEETZOW GROUP LLC | MANAGING MEMBER | 10/2012 | 50-75% |
| LEETZOW, LEONARD, ERMOND | Individual | – | MANAGER | 12/2019 | < 5% |