ANTARES CAPITAL ADVISERS LLC
Adviser information for ANTARES CAPITAL ADVISERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 441 |
|---|---|
| Investment Advisory/Research | 205 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 39 | $35.5B |
| Non-Discretionary | 1 | $1.5B |
| Total | 40 | $37.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 35 | $28.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $8.9B |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $145.0M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 80 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsVALUATION SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-106919 |
|---|---|
| SEC ERA File Number | 801-106919 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281998 |
| Legal Entity Identifier | None |
Principal Office
500 WEST MONROE17TH FLOOR
CHICAGO
IL
United States
Monday - Friday, 8AM - 5PM CST
Tel: (312) 889-9920, Fax: (312) 873-4700
Chief Compliance Officer
MICHAEL DONAHOE
500 WEST MONROE
17TH FLOOR
CHICAGO
IL
United States
Tel:
(312) 889-9920
M***********@**********M
(Full email address available in API data)
Regulatory Contact
PAUL HORSHAM
COMPLIANCE MANAGER
280 PARK AVENUE
22ND FLOOR WEST
NEW YORK
NY
United States
Tel:
475-266-8019
P***********@**********M
(Full email address available in API data)
Industry Affiliates
| ANTARES CREDIT OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANTARES CREDIT OPPORTUNITIES MA V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANTARES CREDIT OPPORTUNITIES MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANTARES SENIOR LOAN FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANTARES SENIOR LOAN FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANTARES UNITRANCHE FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ANTARES CLO 2017-1, LTD. | Securitized Asset Fund | $2,347.3M | $0.3M | 1 |
| ANTARES CLO 2017-2, LTD. | Securitized Asset Fund | $1,388.8M | $0.3M | 1 |
| ANTARES CLO 2018-1, LTD. | Securitized Asset Fund | $666.4M | $0.3M | 1 |
| ANTARES CLO 2018-2, LTD | Securitized Asset Fund | $1,211.0M | $0.3M | 1 |
| ANTARES CLO 2018-3, LTD. | Securitized Asset Fund | $938.3M | $0.3M | 1 |
| ANTARES CLO 2019-1, LTD. | Securitized Asset Fund | $534.9M | $0.3M | 1 |
| ANTARES CLO 2019-2, LTD. | Securitized Asset Fund | $411.8M | $0.3M | 1 |
| ANTARES CLO 2020-1, LTD. | Securitized Asset Fund | $708.6M | $0.3M | 1 |
| ANTARES CLO 2021-1, LTD. | Securitized Asset Fund | $814.5M | $0.3M | 1 |
| ANTARES CLO 2023-1, LTD. | Securitized Asset Fund | $498.9M | $0.3M | 1 |
| ANTARES CLO 2023-2, LTD. | Securitized Asset Fund | $500.1M | $0.3M | 1 |
| ANTARES CREDIT OPPORTUNITIES CA LLC | Hedge Fund | $5,931.5M | $0.0M | 2 |
| ANTARES CREDIT OPPORTUNITIES IV LLC | Hedge Fund | $126.0M | $0.0M | 1 |
| ANTARES CREDIT OPPORTUNITIES MA II LP | Private Equity Fund | $455.5M | $0.0M | 2 |
| ANTARES CREDIT OPPORTUNITIES MA III LLC | Private Equity Fund | $98.2M | $0.0M | 2 |
| ANTARES CREDIT OPPORTUNITIES MA V LP | Private Equity Fund | $54.2M | $0.0M | 1 |
| ANTARES CREDIT OPPORTUNITIES VI LLC | Hedge Fund | $126.0M | $0.0M | 1 |
| ANTARES LOAN FUNDING I LTD. | Securitized Asset Fund | $546.6M | $0.3M | 1 |
| ANTARES SENIOR LOAN EF MASTER II (CAYMAN) LP | Hedge Fund | $114.0M | $0.3M | 144 |
| ANTARES SENIOR LOAN MASTER FUND II LP | Private Equity Fund | $487.1M | $10.0M | 19 |
| ANTARES SENIOR LOAN MASTER FUND LP | Private Equity Fund | $1,062.5M | $25.0M | 19 |
| ANTARES SENIOR LOAN PARALLEL MASTER FUND II LP | Hedge Fund | $1,738.5M | $10.0M | 17 |
| ANTARES SENIOR LOAN PARALLEL MASTER FUND LP | Hedge Fund | $1,342.7M | $25.0M | 11 |
| ANTARES UNITRANCHE MASTER FUND I LP | Hedge Fund | $1,222.9M | $50.0M | 6 |
| ORION CLO 2023-1 LTD. | Securitized Asset Fund | $507.1M | $0.3M | 1 |
| ORION CLO 2023-2 LTD. | Securitized Asset Fund | $589.7M | $0.3M | 1 |
| WM ALTERNATIVES ANTARES PRIVATE SENIOR LENDING FUND LLC | Hedge Fund | $195.7M | $0.3M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANTARES CAPITAL LP | Domestic Entity | – | MEMBER | 11/2015 | > 75% |
| ANTARES MIDCO INC. | Domestic Entity | ANTARES CAPITAL LP | LIMITED PARTNER | 08/2015 | > 75% |
| ANTARES HOLDINGS LP | Domestic Entity | ANTARES MIDCO INC. | SHAREHOLDER | 08/2015 | > 75% |
| ANTARES HOLDINGS GP INC. F/K/A ARENA HOLDINGS GP INC. | Foreign Entity | ANTARES HOLDINGS LP | GENERAL PARTNER | 07/2015 | |
| CPPIB CREDIT INVESTMENTS (CANADA) INC. | Foreign Entity | ANTARES HOLDINGS GP INC. F/K/A ARENA HOLDINGS GP INC. | SHAREHOLDER | 07/2015 | > 75% |
| CPPIB CREDIT INVESTMENTS INC. | Foreign Entity | CPPIB CREDIT INVESTMENTS (CANADA) INC. | SHAREHOLDER | 07/2015 | > 75% |
| CPP INVESTMENT BOARD PRIVATE DEBT HOLDINGS INC. | Foreign Entity | CPPIB CREDIT INVESTMENTS INC. | SHAREHOLDER | 07/2015 | > 75% |
| CANADA PENSION PLAN INVESTMENT BOARD D/B/A CPP INVESTMENTS | Foreign Entity | CPP INVESTMENT BOARD PRIVATE DEBT HOLDINGS INC. | SHAREHOLDER | 07/2015 | > 75% |
| ANTARES CAPITAL GP, LLC | Domestic Entity | ANTARES CAPITAL LP | GENERAL PARTNER | 06/2015 | |
| 9165860 CANADA INC. | Foreign Entity | ANTARES MIDCO INC. | SHAREHOLDER--CLASS B | 08/2015 | 50-75% |
| HAMM, GERALD, RICHARD | Individual | 9165860 CANADA INC. | SHAREHOLDER | 07/2015 | 50-75% |
| MATHEW, VIVEK, ISAAC | Individual | – | PRESIDENT | 08/2018 | < 5% |
| FRANK, BRUCE, ALAN | Individual | – | GENERAL COUNSEL AND SECRETARY | 09/2016 | < 5% |
| LINDBLAD, TYLER, WADE | Individual | – | VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | 09/2016 | < 5% |
| DONAHOE, MICHAEL, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2018 | < 5% |
| KELSEY, MONICA, ELAINE | Individual | – | CHIEF FINANCIAL OFFICER | 01/2022 | < 5% |
| LYNE, TIMOTHY, GERARD | Individual | – | VICE PRESIDENT | 01/2022 | < 5% |