INNOVATUS CAPITAL PARTNERS, LLC
Adviser information for INNOVATUS CAPITAL PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $1.4B |
| Non-Discretionary | 9 | $302.0M |
| Total | 22 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 22 | $1.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 58 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-106927 |
|---|---|
| SEC ERA File Number | 801-106927 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281928 |
| Legal Entity Identifier | None |
Principal Office
777 THIRD AVENUEFLOOR 25
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: (212) 698-4580, Fax: None
Chief Compliance Officer
ANDREW HOBSON
CHIEF FINANCIAL OFFICER
777 THIRD AVENUE
FLOOR 25
NEW YORK
NY
United States
Tel:
(212) 698-4580
A******@**************M
(Full email address available in API data)
Regulatory Contact
JOSHUA LITTLE
GENERAL COUNSEL
777 THIRD AVENUE
FLOOR 25
NEW YORK
NY
United States
Tel:
(212) 698-4580
J******@**************M
(Full email address available in API data)
Industry Affiliates
| INNOVATUS EMIRATES OFFSHORE GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| INNOVATUS FLAGSHIP GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| INNOVATUS FLAGSHIP OFFSHORE GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| INNOVATUS LIFE SCIENCES GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| INNOVATUS LIFE SCIENCES OFFSHORE GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| INNOVATUS LOWER MIDDLE MARKET VALUE GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| INNOVATUS LOWER MIDDLE MARKET VALUE OFFSHORE GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| INNOVATUS LUXEMBOURG GP, S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| INNOVATUS STRUCTURED CREDIT REAL ESTATE GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| INNOVATUS STRUCTURED CREDIT REAL ESTATE OFFSHORE GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INNOVATUS EMIRATES OFFSHORE FUND I, LP | Private Equity Fund | $110.4M | $0.0M | 1 |
| INNOVATUS FLAGSHIP FUND I, LP | Private Equity Fund | $145.3M | $5.0M | 26 |
| INNOVATUS FLAGSHIP OFFSHORE FUND I, LP | Private Equity Fund | $39.6M | $5.0M | 6 |
| INNOVATUS LIFE SCIENCES LENDING FUND I, LP | Private Equity Fund | $382.1M | $2.0M | 33 |
| INNOVATUS LIFE SCIENCES OFFSHORE FUND I-A, LP | Private Equity Fund | $212.3M | $2.0M | 10 |
| INNOVATUS LOWER MIDDLE MARKET VALUE FUND I, LP | Private Equity Fund | $65.7M | $5.0M | 24 |
| INNOVATUS LOWER MIDDLE MARKET VALUE OFFSHORE FUND I, LP | Private Equity Fund | $93.6M | $5.0M | 8 |
| INNOVATUS LUXEMBOURG FUND - INNOVATUS TRADE FINANCE FUND I | ALTERNATIVE INVESTMENT FUND | $43.0M | $5.0M | 41 |
| INNOVATUS STRUCTURED CREDIT REAL ESTATE FUND I, LP | Private Equity Fund | $131.3M | $5.0M | 57 |
| INNOVATUS STRUCTURED CREDIT REAL ESTATE OFFSHORE FUND I, LP | Private Equity Fund | $44.4M | $5.0M | 6 |
| INNOVATUS STRUCTURED CREDIT REAL ESTATE VALUE FUND, LP | Private Equity Fund | $94.5M | $5.0M | 57 |
| INNOVATUS STRUCTURED CREDIT REAL ESTATE VALUE OFFSHORE FUND, LP | Private Equity Fund | $31.5M | $5.0M | 6 |
| INNOVATUS TRADE FINANCE FUND I-A, LP | ALTERNATIVE INVESTMENT FUND | $0.0M | $5.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHIFF, DAVID, MARC | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2015 | < 5% |
| DYM, ANDREW, RICHARD | Individual | – | PRESIDENT | 10/2015 | < 5% |
| INNOVATUS CAPITAL GROUP, LP | Domestic Entity | – | MANAGING MEMBER | 10/2015 | > 75% |
| SCHIFF, DAVID, MARC | Individual | INNOVATUS CAPITAL GROUP, LP | LIMITED PARTNER | 10/2015 | 50-75% |
| HOBSON, ANDREW, WHEELOCK | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 01/2016 | < 5% |
| DYM, ANDREW, RICHARD | Individual | INNOVATUS CAPITAL GROUP, LP | LIMITED PARTNER | 10/2015 | 25-50% |