FREESTATE ADVISORS LLC
Adviser information for FREESTATE ADVISORS LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 319 | $80.5M |
| Non-Discretionary | 246 | $54.3M |
| Total | 565 | $134.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 170 | $40.6M |
| HNW Individuals | 55 | $92.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $352,309 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 33 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-106933 |
|---|---|
| SEC ERA File Number | 801-106933 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145800 |
| Legal Entity Identifier | None |
Principal Office
4400 COLLEGE BLVDSUITE 125
OVERLAND PARK
KS
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 913-890-2065, Fax: 888-399-3624
Chief Compliance Officer
MELINDA PARKS
4400 COLLEGE BLVD
SUITE 125
OVERLAND PARK
KS
United States
Tel:
913-890-2065
Fax:
888-399-3624
M************@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARKS, MELINDA, EISENHOUR | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER | 01/2019 | 50-75% |
| HASKINS, NATHAN, EMERSON | Individual | – | MEMBER AND PRESIDENT | 01/2020 | 50-75% |