ARGAND PARTNERS, LP
Adviser information for ARGAND PARTNERS, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $929.0M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $929.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $929.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 92 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-106943 |
|---|---|
| SEC ERA File Number | 801-106943 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282127 |
| Legal Entity Identifier | None |
Principal Office
28 WEST 44TH STREETSUITE 501
NEW YORK
NY
United States
Monday - Friday, 8:30AM - 6:30PM
Tel: 212-588-6470, Fax: None
Chief Compliance Officer
SAMANTHA KATZ
GENERAL COUNSEL
28 WEST 44TH STREET
SUITE 501
NEW YORK
NY
United States
Tel:
212-588-6474
S****@***************M
(Full email address available in API data)
Regulatory Contact
HEATHER L. FAUST
MANAGING PARTNER & CO-FOUNDER
28 WEST 44TH STREET
SUITE 501
NEW YORK
NY
United States
Tel:
212-588-6475
H*****@***************M
(Full email address available in API data)
Industry Affiliates
| ARGAND PARTNERS FUND GP-GP, LTD. | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARGAND PARTNERS FUND, LP | Private Equity Fund | $533.4M | $10.0M | 27 |
| ARGAND PARTNERS INSTITUTIONAL CO-INVEST FUND, LP | Private Equity Fund | $36.0M | $10.0M | 1 |
| ARGAND PARTNERS SEA FUND AI, LP | Private Equity Fund | $26.9M | $0.0M | 86 |
| ARGAND PARTNERS SEA FUND QP, LP | Private Equity Fund | $17.1M | $0.0M | 31 |
| ARGAND PARTNERS TEAM CO-INVEST FUND, LP | Private Equity Fund | $8.7M | $0.0M | 15 |
| BRINTONS CO-INVESTMENT HOLDINGS LP | Private Equity Fund | $83.2M | $0.0M | 14 |
| BRINTONS PERFORMANCE INTERESTS HOLDINGS LP | Private Equity Fund | $2.4M | $0.0M | 1 |
| CFLL HOLDINGS, LLC | Private Equity Fund | $126.8M | $0.0M | 5 |
| POSEIDON CO-INVESTMENT HOLDINGS, LP | Private Equity Fund | $144.9M | $0.0M | 17 |
| RAINIER CO-INVESTMENT HOLDINGS, LP | Private Equity Fund | $25.9M | $0.0M | 30 |
| SIGMA CO-INVESTMENT HOLDINGS, LP | Private Equity Fund | $361.6M | $0.0M | 23 |
| SIGMA PERFORMANCE INTERESTS HOLDINGS, LP | Private Equity Fund | $42.9M | $0.0M | 2 |
| WRIGLEY CO-INVESTMENT HOLDINGS, LP | Private Equity Fund | $136.3M | $0.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORGAN, HOWARD, DEWITT | Individual | – | MANAGING PARTNER & CO-FOUNDER | 11/2015 | < 5% |
| FAUST, HEATHER, LYNNE | Individual | – | MANAGING PARTNER & CO-FOUNDER | 11/2015 | < 5% |
| ARGAND PARTNERS, LLC | Domestic Entity | – | GENERAL PARTNER | 11/2015 | < 5% |
| MORGAN, HOWARD, DEWITT | Individual | MZ ASSOCIATES, LLC | MEMBER | 03/1994 | > 75% |
| MZ ASSOCIATES, LLC | Domestic Entity | – | LIMITED PARTNER | 11/2015 | 25-50% |
| BRANCH POINT, LLC | Domestic Entity | – | LIMITED PARTNER | 11/2015 | 25-50% |
| MZ ASSOCIATES, LLC | Domestic Entity | ARGAND PARTNERS, LLC | MEMBER | 08/2015 | 25-50% |
| FAUST, HEATHER, LYNNE | Individual | BRANCH POINT, LLC | MEMBER | 10/2015 | > 75% |
| DEL TORO, JOSEPH, GERARD | Individual | – | CHIEF FINANCIAL OFFICER | 12/2015 | < 5% |
| BRANCH POINT, LLC | Domestic Entity | ARGAND PARTNERS, LLC | MEMBER | 12/2015 | 25-50% |
| DEL TORO, JOSEPH, GERARD | Individual | JOSEPH G. DEL TORO, LLC | MEMBER | 08/2015 | > 75% |
| JOSEPH G. DEL TORO, LLC | Domestic Entity | – | LIMITED PARTNER | 01/2019 | 5-10% |
| Katz, Samantha, R. | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| N PARTNERS LLC | Domestic Entity | – | LIMITED PARTNER | 11/2015 | 5-10% |
| SCHNOEDL, JOYCE, DEMONTEVERDE | Individual | N PARTNERS LLC | MEMBER | 01/2016 | > 75% |